Updated: 09/30/2026 10:25 AM
Case Title: Securities and Exchange Commission v. Arbitrade Ltd. et alAssigned To: Judge Melissa DamianFiled: 09/30/22Terminated: 10/10/25Nature of Suit: 850 Securities/CommoditiesCause: 15:0077 Securities Fraud
| Plaintiff: Securities and Exchange Commission | represented by | Alice Sum U.S. Securities and Exchange Commission Trial Unit 801 Brickell Avenue Ste 1950 Miami, FL 33131 305-982-6300 sumal@sec.gov |
| Brian John Lechich U.S. Securities and Exchange Commission 801 Brickell Avenue Ste 1950 Miami, FL 33131 305-510-9133 LechichB@sec.gov | ||
| Russell Robert O'Brien Securities and Exchange Commission 801 Brickell Ave. Ste 1950 Miami, FL 33131 305-982-6341 obrienru@sec.gov | ||
| Defendant: Troy Richard James Hogg | represented by | Angela Li Schlam Stone & Dolan LLP 26 Broadway New York, NY 10004 212-344-5400 ali@schlamstone.com TERMINATED:03/31/2025 |
| Daniel Hilton Forman Daniel H. Forman, P.A. 4000 Ponce de Leon Blvd. Suite 480 Coral Gables, FL 33146 305-577-8888 daniel@formanlawgroup.com TERMINATED:03/31/2025 | ||
| Jeffrey M. Eilender Schlam Stone & Dolan LLP 26 Broadway New York, NY 10004 212-344-5400 jeilender@schlamstone.com TERMINATED:03/31/2025 | ||
| Thomas A. Kissane Schlam Stone & Dolan 26 Broadway New York, NY 10004 212-344-5400 tkissane@schlamstone.com TERMINATED:03/31/2025 | ||
| Troy Richard James Hogg 72859 Sunridge Crescent Dashwood, ON N0M 1N0 PRO SE | ||
| Defendant: Stephen L. Braverman | represented by | Adam Paul Schwartz Carlton Fields Jorden Burt 4221 W. Boy Scout Blvd. Suite 1000 Tampa, FL 33607 813-229-4336 aschwartz@carltonfields.com TERMINATED:05/30/2023 |
| Erin Jeanette Hoyle Carlton Fields Jorden Burt 4221 W. Boy Scout Blvd. Ste. 1000 Tampa, FL 33607 (813) 229-4348 ehoyle@carltonfields.com TERMINATED:05/30/2023 | ||
| Russell Andrews Kerr Ward Damon Posner Pheterson & Blea PL 4420 Beacon Circle Suite 100 West Palm Beach, FL 33407 561-842-3000 rkerr@russellkerrlaw.com | ||
| Defendant: SION Trading FZE | represented by | SION Trading FZE c/o Max W. Barber 1028 S. 1900 E. Salt Lake City, UT 84108-1861 PRO SE |
| Defendant: Max W. Barber | represented by | Eduardo Ayala Maura 1390 Brickell Avenue 335 Miami, FL 33131 3055702208 eayala@ayalalawpa.com TERMINATED:02/19/2025 |
| Max W. Barber 1028 S. 1900 E. Salt Lake City, UT 84108-1861 PRO SE | ||
| Defendant: James L. Goldberg | represented by | Andrew Keith Levi Lehr, Fischer, Feldman, Levi , Mendez 1401 Brickell Ave. Suite 910 Miami, FL 33131 (305) 377-1777 alevi@llmlawfirm.com |
| Dawn Michelle Rapoport Rapoport Law Group 1314 East Las Olas Blvd. # 121 Fort Lauderdale, FL 33301 (754) 333-1105 dawn@rapoportlawgroup.com TERMINATED:04/17/2025 | ||
| James L. Goldberg 515 NW 120th Street Miami, FL 33138 PRO SE | ||
| Defendant: Cryptobontix Inc. | represented by | Cryptobontix Inc. 10439 Pinetree Drive Grand Bend, Ontario N0M 1T0 PRO SE |
| Defendant: Arbitrade Ltd. | represented by | Arbitrade Ltd. PULLP 111 Broadway 8th Floor New York, NY 10006 PRO SE |
| Case Number | Filed | Entered | Document Number | Docket Text |
|---|---|---|---|---|
| 1:22-cv-23171-MD | 09/30/22 | 09/30/22 | 1 | COMPLAINT against All Defendants. Filing fees $ 402.00. USA Filer - No Filing Fee Required, filed by Securities and Exchange Commission. (Attachments: # (1) Civil Cover Sheet, # (2) Summon(s))(Sum, Alice) (Entered: 09/30/22) |
| 1:22-cv-23171-MD | 09/30/22 | 09/30/22 | 2 | Clerks Notice of Judge Assignment to Judge Beth Bloom. Pursuant to 28 USC 636(c), the parties are hereby notified that the U.S. Magistrate Judge Alicia M. Otazo-Reyes is available to handle any or all proceedings in this case. If agreed, parties should complete and file the Consent form found on our website. It is not necessary to file a document indicating lack of consent. (nan) (Entered: 09/30/22) |
| 1:22-cv-23171-MD | 09/30/22 | 09/30/22 | 3 | Summons Issued as to Arbitrade Ltd., Max W. Barber, Stephen L. Braverman, Cryptobontix Inc., James L. Goldberg, Tory R.J. Hogg, SION Trading FZE. (nan) (Entered: 09/30/22) |
| 1:22-cv-23171-MD | 09/30/22 | 10/04/22 | 4 | ORDER REQUIRING SCHEDULING REPORT AND CERTIFICATES OF INTERESTED PARTIES Signed by Judge Beth Bloom on 9/30/2022. See attached document for full details. (nan) (Entered: 10/04/22) |
| 1:22-cv-23171-MD | 10/20/22 | 10/20/22 | 5 | WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Stephen L. Braverman waiver sent on 10/4/2022, response/answer due 12/5/2022. (Sum, Alice) (Entered: 10/20/22) |
| 1:22-cv-23171-MD | 11/01/22 | 11/02/22 | 6 | ORDER TO FILE PROOF OF SERVICE: Signed by Judge Beth Bloom on 11/1/2022. See attached document for full details. (nan) (Entered: 11/02/22) |
| 1:22-cv-23171-MD | 11/02/22 | 11/02/22 | 7 | WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. James L. Goldberg waiver sent on 10/4/2022, response/answer due 12/5/2022. (Sum, Alice) (Entered: 11/02/22) |
| 1:22-cv-23171-MD | 11/08/22 | 11/08/22 | 8 | WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Tory R.J. Hogg waiver sent on 10/15/2022, response/answer due 1/13/2023. (Sum, Alice) (Entered: 11/08/22) |
| 1:22-cv-23171-MD | 12/01/22 | 12/01/22 | 9 | WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Arbitrade Ltd. waiver sent on 10/31/2022, response/answer due 1/30/2023. (Sum, Alice) (Entered: 12/01/22) |
| 1:22-cv-23171-MD | 12/05/22 | 12/05/22 | 10 | NOTICE of Attorney Appearance by Adam Paul Schwartz on behalf of Stephen L. Braverman. Attorney Adam Paul Schwartz added to party Stephen L. Braverman(pty:dft). (Schwartz, Adam) (Entered: 12/05/22) |
| 1:22-cv-23171-MD | 12/05/22 | 12/05/22 | 11 | Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to [1] Complaint by Stephen L. Braverman. (Schwartz, Adam) (Entered: 12/05/22) |
| 1:22-cv-23171-MD | 12/05/22 | 12/05/22 | 12 | NOTICE of Attorney Appearance by Erin Jeanette Hoyle on behalf of Stephen L. Braverman. Attorney Erin Jeanette Hoyle added to party Stephen L. Braverman(pty:dft). (Hoyle, Erin) (Entered: 12/05/22) |
| 1:22-cv-23171-MD | 12/05/22 | 12/05/22 | 13 | PAPERLESS ORDER granting ECF No. [11] Defendant Stephen L. Braverman's Motion for Extension of Time to Respond to Complaint. Defendant Stephen L. Braverman shall respond to the Complaint on or before January 13, 2023. Signed by Judge Beth Bloom (sgr) (Entered: 12/05/22) |
| 1:22-cv-23171-MD | 12/05/22 | 12/05/22 | 14 | NOTICE of Attorney Appearance by Andrew Keith Levi on behalf of James L. Goldberg. Attorney Andrew Keith Levi added to party James L. Goldberg(pty:dft). (Levi, Andrew) (Entered: 12/05/22) |
| 1:22-cv-23171-MD | 12/05/22 | 12/05/22 | 15 | Unopposed MOTION for Extension of Time to Answer by James L. Goldberg. Responses due by 12/19/2022 (Levi, Andrew) (Entered: 12/05/22) |
| 1:22-cv-23171-MD | 12/06/22 | 12/06/22 | 0 | Reset Response/Answer Due Deadline per DE#16: James L. Goldberg response/answer due 12/19/2022. (scn) (Entered: 12/06/22) |
| 1:22-cv-23171-MD | 12/06/22 | 12/06/22 | 16 | PAPERLESS ORDER granting ECF No. [15] Defendant James L. Goldberg's Motion for Extension of Time to Respond to Complaint. Defendant James L. Goldberg shall respond to the Complaint on or before December 19, 2022. Signed by Judge Beth Bloom (sgr) (Entered: 12/06/22) |
| 1:22-cv-23171-MD | 12/16/22 | 12/16/22 | 17 | MOTION for Extension of Time to File Response/Reply/Answer as to [16] Order on Motion for Extension of Time, Set/Reset Deadlines by James L. Goldberg. (Levi, Andrew) (Entered: 12/16/22) |
| 1:22-cv-23171-MD | 12/16/22 | 12/16/22 | 18 | PAPERLESS ORDER granting ECF No. [17] Defendant James L. Goldberg's Unopposed Motion for Extension of Time to Respond to Complaint. Defendant James L. Goldberg shall respond to the Complaint on or before January 13, 2023. Signed by Judge Beth Bloom (sgr) (Entered: 12/16/22) |
| 1:22-cv-23171-MD | 12/21/22 | 12/21/22 | 19 | MOTION for Service of Process by Mail on Cryptobontix,Inc. by Securities and Exchange Commission. (Sum, Alice) (Entered: 12/21/22) |
| 1:22-cv-23171-MD | 12/21/22 | 12/21/22 | 20 | MOTION for Extension of Time to Effectuate Service of Process on Max W. Barber by Securities and Exchange Commission. Responses due by 1/4/2023 (Attachments: # (1) Exhibit Declaration of Process Server)(Sum, Alice) (Entered: 12/21/22) |
| 1:22-cv-23171-MD | 12/21/22 | 12/22/22 | 21 | ORDER ON MOTION FOR EXTENSION OF TIME TO EFFECTUATE SERVICE OF PROCESS ON DEFENDANT MAX W. BARBER granting in part and denying in part [20] Motion for Extension of Time. Signed by Judge Beth Bloom on 12/21/2022. See attached document for full details. (drz) (Entered: 12/22/22) |
| 1:22-cv-23171-MD | 12/22/22 | 12/22/22 | 22 | ORDER granting [19] Motion for Service of Process by Mail on Cryptobontix,Inc. Signed by Judge Beth Bloom on 12/21/2022. See attached document for full details. (drz) (Entered: 12/22/22) |
| 1:22-cv-23171-MD | 12/29/22 | 12/29/22 | 23 | ORDER SETTING TRIAL AND PRE-TRIAL SCHEDULE, REQUIRING MEDIATION, AND REFERRING CERTAIN MATTERS TO MAGISTRATE JUDGE: (Amended Pleadings due by 2/27/2023., Discovery due by 9/19/2023., Expert Discovery due by 9/19/2023., Joinder of Parties due by 2/27/2023., Mediation Deadline 10/3/2023., In Limine Motions due by 10/11/2023., Dispositive Motions due by 10/11/2023., Motions due by 10/11/2023., Pretrial Stipulation due by 1/2/2024., Jury Trial set for 1/16/2024 09:00 AM in Miami Division before Judge Beth Bloom., Calendar Call set for 1/9/2024 01:45 PM in Miami Division before Judge Beth Bloom.), (Mediation Deadline 10/3/2023.) Signed by Judge Beth Bloom on 12/28/2022. See attached document for full details. (pc) Pattern Jury Instruction Builder - To access the latest, up to date changes to the 11th Circuit Pattern Jury Instructions go to https://pji.ca11.uscourts.gov or click here. (Entered: 12/29/22) |
| 1:22-cv-23171-MD | 01/04/23 | 01/04/23 | 24 | Clerk's Notice of International Services as to: Cryptobontix, Inc. Article Number IZA3748WD999751209. (pc) (Entered: 01/04/23) |
| 1:22-cv-23171-MD | 01/12/23 | 01/12/23 | 25 | First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM , MOTION to Dismiss for Lack of Jurisdiction [1] Complaint ( Responses due by 1/26/2023) by James L. Goldberg. (Attachments: # (1) Declaration with Exhibits)(Levi, Andrew) (Entered: 01/12/23) |
| 1:22-cv-23171-MD | 01/12/23 | 01/12/23 | 26 | First MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jeffrey Eilender. Filing Fee $ 200.00 Receipt # AFLSDC-16237322 by Tory R.J. Hogg. Attorney Daniel Hilton Forman added to party Tory R.J. Hogg(pty:dft). Responses due by 1/26/2023 (Forman, Daniel) (Entered: 01/12/23) |
| 1:22-cv-23171-MD | 01/12/23 | 01/12/23 | 27 | First MOTION to Dismiss for Lack of Jurisdiction [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint , MOTION TO DISMISS [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint FOR FAILURE TO STATE A CLAIM ( Responses due by 1/26/2023) by Tory R.J. Hogg. (Attachments: # (1) Memorandum of Law)(Forman, Daniel) (Entered: 01/12/23) |
| 1:22-cv-23171-MD | 01/12/23 | 01/12/23 | 28 | ACKNOWLEDGMENT OF SERVICE of Cryptobontix, Inc. filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit Proof of Service)(Sum, Alice) (Entered: 01/12/23) |
| 1:22-cv-23171-MD | 01/13/23 | 01/13/23 | 29 | PAPERLESS ORDER denying without prejudice ECF No. [26] Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Jeffrey M. Eilender. The Motion is not signed and the Attorney Certification is not signed. Signed by Judge Beth Bloom (sgr) (Entered: 01/13/23) |
| 1:22-cv-23171-MD | 01/13/23 | 01/13/23 | 30 | MOTION to Dismiss with Prejudice [1] Complaint as to Counts X, XI and XII by Stephen L. Braverman. Responses due by 1/27/2023 (Attachments: # (1) Exhibit A)(Schwartz, Adam) (Entered: 01/13/23) |
| 1:22-cv-23171-MD | 01/13/23 | 01/13/23 | 31 | NOTICE by Stephen L. Braverman re [30] MOTION to Dismiss with Prejudice [1] Complaint as to Counts X, XI and XII of Filing Exhibit A to Partial Motion to Dismiss (Attachments: # (1) Exhibit A) (Schwartz, Adam) (Entered: 01/13/23) |
| 1:22-cv-23171-MD | 01/13/23 | 01/13/23 | 32 | Corrected MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jeffrey Eilender. Filing Fee $ 200.00 Amended/Corrected Motion to Appear Pro Hac Vice Filed - Filing Fees Previously Paid. See [26] Motion to Appear Pro Hac Vice, by Tory R.J. Hogg. Responses due by 1/27/2023 (Forman, Daniel) (Entered: 01/13/23) |
| 1:22-cv-23171-MD | 01/14/23 | 01/14/23 | 33 | PAPERLESS ORDER granting [32] Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Jeffrey Eilender. Signed by Judge Beth Bloom (BB) (Entered: 01/14/23) |
| 1:22-cv-23171-MD | 01/18/23 | 01/18/23 | 34 | Joint NOTICE of Mediator Selection and Hearing. Harry Schafer Selected/Added Securities and Exchange Commission as Mediator. Mediation Hearing set for 9/27/2023 at 10:00 a.m.. (Attachments: # (1) Text of Proposed Order Scheduling Mediation)(Sum, Alice) (Entered: 01/18/23) |
| 1:22-cv-23171-MD | 01/18/23 | 01/18/23 | 35 | Clerk's Notice to Filer re [34] Notice of Mediator Selection and/or Hearing,. Parties/Mediator Not Added; ERROR - The Filer failed to add all parties from the complaint/petition/removal, etc. or the mediator. Filer is instructed to filea Notice of Entry of Parties Listed into CM/ECF and add the additional parties/mediator. (pcs) (Entered: 01/18/23) |
| 1:22-cv-23171-MD | 01/18/23 | 01/18/23 | 36 | Notice of Entry of Parties Listed on [35] Clerk's Notice of Docket Correction and Instruction to Filer - Attorney, into CM/ECF. NOTE: New Filer(s) will appear twice, since they are also a new party in the case. New Filer(s)/Party(s): Harry Schafer. (Sum, Alice) (Entered: 01/18/23) |
| 1:22-cv-23171-MD | 01/18/23 | 01/19/23 | 37 | ORDER Scheduling Mediation before Harry Schafer. Mediation Deadline 10/2/2023. Mediation Hearing set for 9/27/2023 10:00 AM. Signed by Judge Beth Bloom on 1/18/2023. See attached document for full details. (kpe) (Entered: 01/19/23) |
| 1:22-cv-23171-MD | 01/24/23 | 01/24/23 | 0 | Set/Reset Deadlines/Hearings per order de#40 as to [27] First MOTION to Dismiss for Lack of Jurisdiction [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint MOTION TO DISMISS [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint FOR FAILURE TO STATE A CLAIM , [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint , [30] MOTION to Dismiss with Prejudice [1] Complaint as to Counts X, XI and XII. Responses due by 2/10/2023 (drz) (Entered: 01/24/23) |
| 1:22-cv-23171-MD | 01/24/23 | 01/24/23 | 38 | Plaintiff's Certificate of Other Affiliates/Corporate Disclosure Statement - NONE disclosed by Securities and Exchange Commission (Sum, Alice) (Entered: 01/24/23) |
| 1:22-cv-23171-MD | 01/24/23 | 01/24/23 | 39 | Plaintiff's MOTION for Extension of Time to File Response/Reply/Answer as to [30] MOTION to Dismiss with Prejudice [1] Complaint as to Counts X, XI and XII, [27] First MOTION to Dismiss for Lack of Jurisdiction [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint MOTION TO DISMISS [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TOSTATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint FOR FAILURE TO STATE A CLAIM , [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint by Securities and Exchange Commission. (Attachments: # (1) Text of Proposed Order)(Sum, Alice) (Entered: 01/24/23) |
| 1:22-cv-23171-MD | 01/24/23 | 01/24/23 | 40 | PAPERLESS ORDER granting ECF No. [39] Plaintiff's Unopposed Motion for Extension of Time to Respond to Defendants', Troy R.J. Hogg, James L. Goldberg, and Stephen L. Braverman, Motions to Dismiss. Plaintiff shall respond to Defendants' Motions to Dismiss, ECF Nos. [25], [27], and [30], on or before February 10, 2023. Signed by Judge Beth Bloom (sgr) (Entered: 01/24/23) |
| 1:22-cv-23171-MD | 01/24/23 | 01/24/23 | 41 | ACKNOWLEDGMENT OF SERVICE on Max W. Barber and SION Trading FZE filed by Securities and Exchange Commission. (Sum, Alice) (Entered: 01/24/23) |
| 1:22-cv-23171-MD | 01/31/23 | 02/01/23 | 42 | ORDER ON DEFAULT PROCEDURES re [9] Waiver of Service Executed filed by Securities and Exchange Commission, Arbitrade Ltd. response/answer due 2/7/2023. Signed by Judge Beth Bloom on 1/31/2023. See attached document for full details. (drz) (Entered: 02/01/23) |
| 1:22-cv-23171-MD | 02/08/23 | 02/08/23 | 43 | ORDER ON DEFAULT PROCEDURES: re [41] Acknowledgment of Service filed by Securities and Exchange Commission, Max W. Barber response/answer due 2/15/2023; SION Trading FZE response/answer due 2/15/2023. Signed by Judge Beth Bloom on 2/8/2023. See attached document for full details. (pc) (Entered: 02/08/23) |
| 1:22-cv-23171-MD | 02/10/23 | 02/10/23 | 44 | Unopposed MOTION for Extension of Time to respond to Defendants' Motion to Dismiss re [30] MOTION to Dismiss with Prejudice [1] Complaint as to Counts X, XI and XII, [27] First MOTION to Dismiss for Lack of Jurisdiction[1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint MOTION TO DISMISS [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint FOR FAILURE TO STATE A CLAIM , [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss forLack of Jurisdiction [1] Complaint by Securities and Exchange Commission. Responses due by 2/24/2023 (Attachments: # (1) Text of Proposed Order)(Sum, Alice) (Entered: 02/10/23) |
| 1:22-cv-23171-MD | 02/10/23 | 02/10/23 | 45 | PAPERLESS ORDER granting ECF No. [44] Plaintiff's Unopposed Motion for Extension of Time. Plaintiff shall respond to Defendants' Motions to Dismiss, ECF Nos. [25], [27], and [30], on or before February 13, 2023. Signed by Judge Beth Bloom (sgr) (Entered: 02/10/23) |
| 1:22-cv-23171-MD | 02/13/23 | 02/13/23 | 46 | Stricken per DE#[49]-RESPONSE in Opposition re [27] First MOTION to Dismiss for Lack of Jurisdiction [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1]Complaint MOTION TO DISMISS [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint FOR FAILURE TO STATE A CLAIM , [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint filed by Securities and Exchange Commission. Replies due by 2/21/2023. (Sum, Alice) Modified text on 2/14/2023 (drz). (Entered: 02/13/23) |
| 1:22-cv-23171-MD | 02/13/23 | 02/13/23 | 47 | RESPONSE in Opposition re [30] MOTION to Dismiss with Prejudice [1] Complaint as to Counts X, XI and XII filed by Securities and Exchange Commission. Replies due by 2/21/2023. (Sum, Alice) (Entered: 02/13/23) |
| 1:22-cv-23171-MD | 02/14/23 | 02/14/23 | 48 | RESPONSE in Opposition re [27] First MOTION to Dismiss for Lack of Jurisdiction [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint MOTION TO DISMISS [1] Complaint, [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint FOR FAILURE TO STATE A CLAIM , [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint filed by Securities and Exchange Commission. Replies due by 2/21/2023. (Sum, Alice) (Entered: 02/14/23) |
| 1:22-cv-23171-MD | 02/14/23 | 02/14/23 | 49 | NOTICE of Striking [46] Response in Opposition to Motion,, filed by Securities and Exchange Commission by Securities and Exchange Commission (Sum, Alice) (Entered: 02/14/23) |
| 1:22-cv-23171-MD | 02/14/23 | 02/14/23 | 50 | Plaintiff's MOTION for Clerk's Entry of Default as to Arbitrade Ltd. by Securities and Exchange Commission. (Attachments: # (1) Exhibit Registered Email Receipt)(Sum, Alice) (Entered: 02/14/23) |
| 1:22-cv-23171-MD | 02/14/23 | 02/14/23 | 51 | Plaintiff's MOTION for Clerk's Entry of Default as to Cryptobontix Inc. by Securities and Exchange Commission. (Sum, Alice) (Entered: 02/14/23) |
| 1:22-cv-23171-MD | 02/14/23 | 02/14/23 | 52 | Clerk's Entry of Default as to Arbitrade Ltd. - Motions Terminated: [50] Motion for Clerk's Entry of Default Signed by DEPUTY CLERK on 2/14/2023. (drz) (Entered: 02/14/23) |
| 1:22-cv-23171-MD | 02/14/23 | 02/14/23 | 53 | Clerk's Entry of Default as to Crytobonix, Inc. - Motions Terminated: [51] Motion for Clerk's Entry of Default Signed by DEPUTY CLERK on 2/14/2023. (drz) (Entered: 02/14/23) |
| 1:22-cv-23171-MD | 02/15/23 | 02/15/23 | 54 | Clerk's Entry of Default as to Cryptobontix Inc. Signed by DEPUTY CLERK on 2/15/2023. (drz) (Entered: 02/15/23) |
| 1:22-cv-23171-MD | 02/15/23 | 02/15/23 | 55 | Clerk's Notice of Docket Correction re [53] Clerk's Entry/Non-Entry of Default. Document Restricted Due to Error; Clerks Default Re-docketed for Image see DE#[54]. (drz) (Entered: 02/15/23) |
| 1:22-cv-23171-MD | 02/15/23 | 02/15/23 | 56 | MOTION for Extension of Time to "respond to the action filed" and " obtain proper representation". by Max W. Barber, SION Trading FZE. Responses due by 3/1/2023 (ego) (Entered: 02/15/23) |
| 1:22-cv-23171-MD | 02/16/23 | 02/16/23 | 0 | Reset Response/Answer Due Deadline: Max W. Barber response/answer due 3/2/2023. (ls)(per DE #[57]) (Entered: 02/16/23) |
| 1:22-cv-23171-MD | 02/16/23 | 02/16/23 | 57 | ORDER granting in part and denying in part [56] Motion for Extension of Time to Respond to the Complaint. Signed by Judge Beth Bloom on 2/16/2023. See attached document for full details. (ls) (Entered: 02/16/23) |
| 1:22-cv-23171-MD | 02/16/23 | 02/16/23 | 58 | ORDER on Default Judgment Procedure. Signed by Judge Beth Bloom on 2/15/2023. See attached document for full details. (ls) (Entered: 02/16/23) |
| 1:22-cv-23171-MD | 02/17/23 | 02/17/23 | 59 | MOTION for Extension of Time to File Response as to [58] Order on Default Procedures by Max W. Barber. (jas) (Entered: 02/17/23) |
| 1:22-cv-23171-MD | 02/17/23 | 02/17/23 | 60 | PAPERLESS ORDER denying as moot ECF No. [59] Motion for Extension of Time to Respond. The Court previously ruled on the Motion for Extension of Time to Respond, see ECF No. [57]. Signed by Judge Beth Bloom (sgr) (Entered: 02/17/23) |
| 1:22-cv-23171-MD | 02/21/23 | 02/21/23 | 61 | REPLY to Response to Motion re [30] MOTION to Dismiss with Prejudice [1] Complaint as to Counts X, XI and XII filed by Stephen L. Braverman. (Schwartz, Adam) (Entered: 02/21/23) |
| 1:22-cv-23171-MD | 02/21/23 | 02/21/23 | 62 | REPLY to Response to Motion re [25] First MOTION TO DISMISS [1] Complaint FOR FAILURE TO STATE A CLAIM MOTION to Dismiss for Lack of Jurisdiction [1] Complaint filed by James L. Goldberg. (Attachments: # (1) Exhibit Declaration and Exhibit A)(Levi, Andrew) (Entered: 02/21/23) |
| 1:22-cv-23171-MD | 02/22/23 | 02/22/23 | 63 | MEMORANDUM of Law by Tory R.J. Hogg. (Forman, Daniel) (Entered: 02/22/23) |
| 1:22-cv-23171-MD | 02/23/23 | 02/24/23 | 64 | VACATED per Order DE [70]. Order Dismissing Party SION Trading FZE re [43] Order, Set Response/Answer Due Deadline, Set/Reset Deadlines. Signed by Judge Beth Bloom on 2/23/2023. See attached document for full details. (drz) Modified on 3/13/2023 (pcs). (Entered: 02/24/23) |
| 1:22-cv-23171-MD | 03/01/23 | 03/01/23 | 65 | NOTICE by Securities and Exchange Commission re [58] Order Notice of Joint Liability (Sum, Alice) (Entered: 03/01/23) |
| 1:22-cv-23171-MD | 03/10/23 | 03/10/23 | 66 | MOTION for Clerk's Entry of Default as to Max W. Barber by Securities and Exchange Commission. (Sum, Alice) (Entered: 03/10/23) |
| 1:22-cv-23171-MD | 03/10/23 | 03/10/23 | 67 | MOTION Motion for Relief from the Order of Dismissal of Certain Defendants Without Prejudice and to Reinstate Relief Defendant SION Trading FZE re [64] Order Dismissing Party by Securities and Exchange Commission. (Sum, Alice) (Entered: 03/10/23) |
| 1:22-cv-23171-MD | 03/10/23 | 03/10/23 | 68 | Vacated per order DE[77]-Clerk's Entry of Default as to MAX W. BARBER - Motions Terminated: [66] Motion for Clerk's Entry of Default Signed by DEPUTY CLERK on 3/10/2023. (drz) Modified text on 4/11/2023 (drz). (Entered: 03/10/23) |
| 1:22-cv-23171-MD | 03/10/23 | 03/13/23 | 69 | ORDER ON DEFAULT PROCEDURES Signed by Judge Beth Bloom on 3/10/2023. See attached document for full details. (pcs) (Entered: 03/13/23) |
| 1:22-cv-23171-MD | 03/13/23 | 03/13/23 | 70 | ORDER ON MOTION FOR RELIEF FROM ORDER OF DISMISSAL granting [67] Motion for Relief from Order of Dismissal of Certain Defendants. Signed by Judge Beth Bloom on 3/13/2023. See attached document for full details. (pcs) (Entered: 03/13/23) |
| 1:22-cv-23171-MD | 03/17/23 | 03/17/23 | 71 | Plaintiff's MOTION for Clerk's Entry of Default as to SION Trading FZE by Securities and Exchange Commission. (Attachments: # (1) Exhibit Registered Receipt)(Sum, Alice) (Entered: 03/17/23) |
| 1:22-cv-23171-MD | 03/17/23 | 03/17/23 | 72 | NOTICE of Compliance with Order on Default Procedures as to Max Barber by Securities and Exchange Commission re [69] Order (Sum, Alice) (Entered: 03/17/23) |
| 1:22-cv-23171-MD | 03/17/23 | 03/17/23 | 73 | Clerk's Entry of Default as to SION Trading FZE - Motions Terminated: [71] Motion for Clerk's Entry of Default Signed by DEPUTY CLERK on 3/17/2023. (drz) (Entered: 03/17/23) |
| 1:22-cv-23171-MD | 03/24/23 | 03/24/23 | 74 | NOTICE of Attorney Appearance by Eduardo Ayala Maura on behalf of Max W. Barber. Attorney Eduardo Ayala Maura added to party Max W. Barber(pty:dft). (Ayala Maura, Eduardo) (Entered: 03/24/23) |
| 1:22-cv-23171-MD | 03/27/23 | 03/27/23 | 75 | MOTION to Vacate [68] Clerk's Entry/Non-Entry of Default by Max W. Barber. Responses due by 4/10/2023 (Attachments: # (1) Text of Proposed Order)(Ayala Maura, Eduardo) (Entered: 03/27/23) |
| 1:22-cv-23171-MD | 04/04/23 | 04/05/23 | 76 | ORDER ON MOTIONS TO DISMISS denying [25] Motion to Dismiss for Failure to State a Claim; denying [25] Motion to Dismiss for Lack of Jurisdiction; denying [27] Motion to Dismiss for Lack of Jurisdiction; denying [27] Motion to Dismiss for Failure to State a Claim; denying [30] Motion to Dismiss. Goldberg, Hogg, and Braverman shall file a Response to the Complaint no later than April 19, 2023. Signed by Judge Beth Bloom on 4/4/2023. See attached document for full details. (drz) (Entered: 04/05/23) |
| 1:22-cv-23171-MD | 04/05/23 | 04/05/23 | 0 | Set/Reset Response/Answer Due Deadline per order de#76: Stephen L. Braverman response/answer due 4/19/2023; James L. Goldberg response/answer due 4/19/2023; Tory R.J. Hogg response/answer due 4/19/2023. (drz) (Entered: 04/05/23) |
| 1:22-cv-23171-MD | 04/11/23 | 04/11/23 | 0 | Set/Reset Response/Answer Due Deadline Per Order de[77]: Max W. Barber response/answer due 4/19/2023. (drz) (Entered: 04/11/23) |
| 1:22-cv-23171-MD | 04/11/23 | 04/11/23 | 77 | ORDER ON MOTIONS TO DISMISS granting [75] Motion to Vacate [75] MOTION to Vacate [68] Clerk's Entry/Non-Entry of Default , [68] Clerk's Entry/Non-Entry of Default. Barber shall file a Response to the Complaint no laterthan April 19, 2023. Signed by Judge Beth Bloom on 4/11/2023. See attached document for full details. (drz) (Entered: 04/11/23) |
| 1:22-cv-23171-MD | 04/17/23 | 04/17/23 | 78 | Unopposed MOTION for Extension of Time to Respond to the Complaint re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, by James L. Goldberg. Responses due by 5/1/2023 (Levi, Andrew) (Entered: 04/17/23) |
| 1:22-cv-23171-MD | 04/18/23 | 04/18/23 | 0 | Set/Reset Response/Answer Due Deadline per order de#79: James L. Goldberg response/answer due 4/28/2023. (drz) (Entered: 04/18/23) |
| 1:22-cv-23171-MD | 04/18/23 | 04/18/23 | 0 | Set/Reset Response/Answer Due Deadline per order de#81: Tory R.J. Hogg response/answer due 4/28/2023. (drz) (Entered: 04/18/23) |
| 1:22-cv-23171-MD | 04/18/23 | 04/18/23 | 79 | PAPERLESS ORDER granting ECF No. [78] Defendant James L. Goldberg's Motion for Extension of Time to Respond to Complaint. Defendant James L. Goldberg shall respond to the Complaint on or before April 28, 2023. Signed by Judge Beth Bloom (sgr) (Entered: 04/18/23) |
| 1:22-cv-23171-MD | 04/18/23 | 04/18/23 | 80 | Unopposed MOTION for Extension of Time to Respond to the Complaint re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, by Tory R.J. Hogg. Responses due by 5/2/2023 (Forman, Daniel) (Entered: 04/18/23) |
| 1:22-cv-23171-MD | 04/18/23 | 04/18/23 | 81 | PAPERLESS ORDER granting ECF No. [80] Defendant Troy R.J. Hogg's Unopposed Motion for Extension of Time to Respond to the Complaint. Defendant Troy R.J. Hogg shall respond to the Complaint on or before April 28, 2023. Signed by Judge Beth Bloom (sgr) (Entered: 04/18/23) |
| 1:22-cv-23171-MD | 04/19/23 | 04/19/23 | 82 | Stephen L. Braverman's ANSWER and Affirmative Defenses to Complaint by Stephen L. Braverman. (Schwartz, Adam) (Entered: 04/19/23) |
| 1:22-cv-23171-MD | 04/19/23 | 04/19/23 | 83 | ANSWER and Affirmative Defenses to Complaint with Jury Demand by Max W. Barber. (Ayala Maura, Eduardo) (Entered: 04/19/23) |
| 1:22-cv-23171-MD | 04/28/23 | 04/28/23 | 84 | ANSWER and Affirmative Defenses to Complaint with Jury Demand by James L. Goldberg. (Levi, Andrew) (Entered: 04/28/23) |
| 1:22-cv-23171-MD | 04/28/23 | 04/28/23 | 85 | ANSWER and Affirmative Defenses to Complaint with Jury Demand by Tory R.J. Hogg. (Forman, Daniel) (Entered: 04/28/23) |
| 1:22-cv-23171-MD | 05/26/23 | 05/26/23 | 86 | Unopposed MOTION to Withdraw as Attorney by Adam P. Schwartz and Erin J. Hoyle for / by Stephen L. Braverman. Responses due by 6/9/2023 (Attachments: # (1) Text of Proposed Order Proposed Order)(Schwartz, Adam) (Entered: 05/26/23) |
| 1:22-cv-23171-MD | 05/30/23 | 05/30/23 | 87 | ORDER granting [86] Motion to Withdraw as Attorney. Erin Jeanette Hoyle representing Braverman, Stephen L. (Defendant); Attorney Adam Paul Schwartz representing Braverman, Stephen L. (Defendant) withdrawn from case. Deadline to obtain new counsel 6/26/2023. Signed by Judge Beth Bloom on 5/30/2023. See attached document for full details. (pc) (Entered: 05/30/23) |
| 1:22-cv-23171-MD | 08/24/23 | 08/24/23 | 88 | Joint MOTION for Extension of Time of Discovery Cutoff Deadline and Trial Date by Securities and Exchange Commission. (Sum, Alice) (Entered: 08/24/23) |
| 1:22-cv-23171-MD | 08/25/23 | 08/25/23 | 89 | ORDER AMENDING SCHEDULING ORDER AND CERTAIN PRETRIAL DEADLINES. Granting ECF No. [88] Motion for Extension of Time of Discovery Cutoff Deadline, and the Scheduling Order, ECF No. [23], is AMENDED as follows: This case is set for trial during the Court's two-week trial calendar beginning on April 22, 2024, at 9:00 a.m. Calendar call will be held at 1:45 p.m. on Tuesday, April 16, 2024.Unless instructed otherwise by subsequent order, the trial and all other proceedings in this case shallbe conducted in Courtroom 10-2 at the Wilkie D. Ferguson, Jr. United States Courthouse, 400 North Miami Avenue, Miami, FL 33128. Discovery due by 12/26/2023. Signed by Judge Beth Bloom on 8/24/2023. See attached document for full details. (gqa) (Entered: 08/25/23) |
| 1:22-cv-23171-MD | 09/14/23 | 09/14/23 | 90 | Unopposed MOTION Partial Relief from Local Rule regarding attendance at mediation by Securities and Exchange Commission. (Sum, Alice) (Entered: 09/14/23) |
| 1:22-cv-23171-MD | 09/14/23 | 09/14/23 | 91 | PAPERLESS ORDER granting [90] Motion for Partial Relief from Local Rule Requiring Attendance at Mediation. The SEC is permitted to attend mediation through the trial counsel assigned to this case and the Regional Trial Counsel, or Associate Regional Director, who will have full authority to negotiate a settlement to recommend to the Commission for approval. Signed by Judge Beth Bloom (BB) (Entered: 09/14/23) |
| 1:22-cv-23171-MD | 10/04/23 | 10/04/23 | 92 | PAPERLESS ORDER THIS CAUSE is before the Court upon a sua sponte review of the record. On January 18, 2023, the Court entered an Order Scheduling Mediation before Harry Schafer on September 27, 2023. ECF No. [37] ("Order").In that Order, the Court required the parties to file a mediation report no later than October 2, 2023. To date, no mediation report has been filed. Accordingly, it is ORDERED AND ADJUDGED that the parties shall file a mediation report no later than October 6, 2023. Failure to do so shall result in dismissal without prejudice and without further notice. Signed by Judge Beth Bloom (ebn) (Entered: 10/04/23) |
| 1:22-cv-23171-MD | 10/10/23 | 10/10/23 | 93 | NOTICE by Securities and Exchange Commission of Mediation Outcome (Sum, Alice) (Entered: 10/10/23) |
| 1:22-cv-23171-MD | 11/13/23 | 11/14/23 | 94 | ORDER REASSIGNING CASE(S) TO NEW PAIRED MAGISTRATE JUDGE CHIEF MAGISTRATE JUDGE EDWIN G. TORRES. ORDER REFERRING CASE to Ch. Magistrate Judge Edwin G. Torres for Discovery Matters. Magistrate Judge Alicia M. Otazo-Reyes no longer assigned aspresider/referral judge(s) in case. As of November 16, 2023, discovery matters shall no longer be referred to Magistrate Judge Alicia M. Otazo-Reyes. However, Magistrate Judge Otazo-Reyes will preside over those matters she has set for hearing as of the date of this Order. As of November 16, 2023, all discovery matters are referred to Chief Magistrate Judge Edwin G. Torres. Furthermore, pursuant to 28 U.S.C. § 636(c)(1), the parties may consent to final disposition of motions, and trial and final disposition, by Magistrate Judge Torres. The deadline for submitting consent is as stated in the Court's Scheduling Order in each case. Signed by Judge Beth Bloom on 11/13/2023. See attached document for full details. (nan) (Entered: 11/14/23) |
| 1:22-cv-23171-MD | 11/21/23 | 11/21/23 | 95 | MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, by James L. Goldberg. (Attachments: # (1) Exhibit A, # (2) Exhibit B)(Levi, Andrew) (Entered: 11/21/23) |
| 1:22-cv-23171-MD | 11/24/23 | 11/24/23 | 96 | MOTION for Extension of Time to extended discovery and related deadlines re [89] Order on Motion for Extension of Time of Discovery Cutoff Deadline,,, by James L. Goldberg. Responses due by 12/8/2023 (Levi, Andrew) (Entered: 11/24/23) |
| 1:22-cv-23171-MD | 11/27/23 | 11/27/23 | 97 | PAPERLESS ORDER granting ECF No. [96], Defendant Goldberg's Unopposed Motion for Extensions of Time for Extended Discovery and Related Deadlines. The deadlines shall be extended as requested in this motion. All other deadlines as per ECF No. [89], the Order Amending Scheduling Order, shall remain in place. Signed by Judge Beth Bloom (ebn) (Entered: 11/27/23) |
| 1:22-cv-23171-MD | 12/05/23 | 12/05/23 | 98 | Unopposed MOTION for Extension of Time to Respond to Goldberg's Motion for Reconsideration or Alternatively to Certify an Interlocutory Appeal by Securities and Exchange Commission. Responses due by 12/19/2023 (Sum, Alice) (Entered: 12/05/23) |
| 1:22-cv-23171-MD | 12/05/23 | 12/05/23 | 99 | PAPERLESS ORDER granting ECF No. [98], Plaintiff's Unopposed Motion for Extension of Time to Respond to Defendant's Motion for Reconsideration, ECF No. [95]. Plaintiff shall file its Response on or before December 12, 2023. Signed byJudge Beth Bloom (ebn) (Entered: 12/05/23) |
| 1:22-cv-23171-MD | 12/06/23 | 12/06/23 | 0 | Reset Deadlines Per DE#99. Responses due by 12/12/2023 (cqs) (Entered: 12/06/23) |
| 1:22-cv-23171-MD | 12/06/23 | 12/06/23 | 100 | ORDER SETTING DISCOVERY PROCEDURES. Signed by Ch. Magistrate Judge Edwin G. Torres on 12/6/2023. See attached document for full details. (mdc) (Entered: 12/06/23) |
| 1:22-cv-23171-MD | 12/11/23 | 12/11/23 | 101 | MOTION for Extension of Time to file response to motion re [95] MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, bySecurities and Exchange Commission. Responses due by 12/27/2023 (Sum, Alice) (Entered: 12/11/23) |
| 1:22-cv-23171-MD | 12/12/23 | 12/12/23 | 0 | Set/Reset Deadlines/Hearings as to [95] MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim, Order on Motion to Dismiss/Lack of Jurisdiction . (Per Order DE#102) Responses due by 12/19/2023(drz) (Entered: 12/12/23) |
| 1:22-cv-23171-MD | 12/12/23 | 12/12/23 | 102 | PAPERLESS ORDER granting Unopposed Motion for Extension of Time to File Response to Motion for Reconsideration, ECF No. [101]. Plaintiff shall have until December 19, 2023 to file a Response. Signed by Judge Beth Bloom (ab04) (Entered: 12/12/23) |
| 1:22-cv-23171-MD | 12/19/23 | 12/19/23 | 103 | RESPONSE in Opposition re [95] MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, filed by Securities and Exchange Commission. Replies due by 12/27/2023. (Sum, Alice) (Entered: 12/19/23) |
| 1:22-cv-23171-MD | 12/22/23 | 12/22/23 | 104 | MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, , MOTION to Stay ( Responses due by 1/5/2024), MOTION for Certificate of Appealability ( Responses due by 1/5/2024) by Tory R.J. Hogg. (Forman, Daniel) (Entered: 12/22/23) |
| 1:22-cv-23171-MD | 12/22/23 | 12/22/23 | 105 | Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to [104] MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, MOTION to Stay MOTION for Certificate of Appealability by James L. Goldberg. (Levi, Andrew) (Entered: 12/22/23) |
| 1:22-cv-23171-MD | 12/22/23 | 12/22/23 | 106 | PAPERLESS ORDER granting Unopposed Motion for Extension of Time to File Reply and Motion to Exceed Page Limit, ECF No. [105]. Defendant shall file a reply on or before January 9, 2024. Defendant's reply shall not exceed 15 pages in length. Signed by Judge Beth Bloom (ab04) (Entered: 12/22/23) |
| 1:22-cv-23171-MD | 12/22/23 | 12/22/23 | 107 | Unopposed MOTION for Extension of Time of dealines re [89] Order on Motion for Extension of Time of Discovery Cutoff Deadline,,, by James L. Goldberg. Responses due by 1/5/2024 (Levi, Andrew) (Entered: 12/22/23) |
| 1:22-cv-23171-MD | 12/22/23 | 12/27/23 | 0 | Set/Reset Deadlines/Hearings as to [104] MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim, Order on Motion to Dismiss/Lack of Jurisdiction, MOTION to Stay MOTION for Certificate of Appealability . (per order de#104) Replies due by 1/9/2024. (drz) (Entered: 12/27/23) |
| 1:22-cv-23171-MD | 12/28/23 | 12/28/23 | 108 | ORDER AMENDING SCHEDULING ORDER AND CERTAIN PRETRIAL DEADLINES. ORDER granting in part and denying in part [107] Motion for Extension of Time. Discovery due by 2/19/2024. Expert Discovery due by 2/19/2024. Dispositive Motions due by 3/11/2024. In Limine Motions due by 3/11/2024. Motions due by 3/11/2024. Pretrial Stipulation due by 5/6/2024. Calendar Call set for 5/14/2024 01:45 PM in Miami Division before Judge Beth Bloom. Jury Trial set for 5/20/2024 09:00 AM in Miami Division before Judge Beth Bloom. Signed by Judge Beth Bloom on 12/27/2023. See attached document for full details. (nan) (Entered: 12/28/23) |
| 1:22-cv-23171-MD | 01/05/24 | 01/05/24 | 109 | RESPONSE in Opposition re [104] MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, MOTION to Stay MOTION for Certificate of Appealability filed by Securities and Exchange Commission. Replies due by 1/12/2024. (Sum, Alice) (Entered: 01/05/24) |
| 1:22-cv-23171-MD | 01/08/24 | 01/08/24 | 110 | First REPLY to Response to Motion re [95] MOTION for Reconsideration re [76] Order on Motion to Dismiss for Failure to State a Claim,,, Order on Motion to Dismiss/Lack of Jurisdiction,,,,,,,,,,, filed by James L. Goldberg. (Levi, Andrew) (Entered: 01/08/24) |
| 1:22-cv-23171-MD | 01/22/24 | 01/22/24 | 111 | MOTION for Extension of Time of Discovery Cutoff Deadline by Securities and Exchange Commission. (Sum, Alice) (Entered: 01/22/24) |
| 1:22-cv-23171-MD | 01/26/24 | 01/29/24 | 112 | ORDER AMENDING SCHEDULING ORDER AND CERTAIN PRETRIAL DEADLINES. ORDER granting [111] Motion for Extension of Time of Discovery Cutoff Deadline. Discovery due by 3/22/2024. Expert Discovery due by 3/22/2024. Dispositive Motions due by 4/5/2024. In Limine Motions due by 4/5/2024. Motions due by 4/5/2024. Pretrial Stipulation due by 6/3/2024. Calendar Call set for 6/11/2024 01:45 PM in Miami Division before Judge Beth Bloom. Jury Trial set for 6/17/2024 09:00 AM in Miami Division before Judge Beth Bloom. Signed by Judge Beth Bloom on 1/26/2024. See attached document for full details. (nan) (Entered: 01/29/24) |
| 1:22-cv-23171-MD | 02/22/24 | 02/22/24 | 113 | Unopposed MOTION for Extension of Pretrial Deadlines and Trial Date by Securities and Exchange Commission. (Sum, Alice) (Entered: 02/22/24) |
| 1:22-cv-23171-MD | 02/22/24 | 02/22/24 | 114 | ORDER AMENDING SCHEDULING ORDER AND CERTAIN PRETRIAL DEADLINES granting [113] Unopposed Motion for Extension of Pretrial Deadlines and Trial Date. Discovery due by 4/2/2024. Expert Discovery due by 4/2/2024. Dispositive Motions due by 4/16/2024. In Limine Motions due by 4/16/2024. Motions due by 4/16/2024. Pretrial Stipulation due by 7/1/2024. Calendar Call set for 7/9/2024 01:45 PM in Miami Division before Judge Beth Bloom. Jury Trial set for 7/15/2024 09:00 AM in Miami Divisionbefore Judge Beth Bloom. Signed by Judge Beth Bloom on 2/22/2024. See attached document for full details. (drz) (Entered: 02/22/24) |
| 1:22-cv-23171-MD | 03/06/24 | 03/06/24 | 115 | ORDER Denying [95] Motion for Reconsideration re [76] Order on Motions to Dismiss for Failure to State a Claim; Order on Motions to Dismiss for Lack of Jurisdiction filed by James L. Goldberg; ; denying [104] MOTION for Reconsideration filed by Tory R.J. Hogg re [76] Order on Motion to Dismiss for Failure to State a Claim; Order on Motion for Lack of Jurisdiction, MOTION to Stay , MOTION for Certificate of Appealability Signed by Judge Beth Bloom on 3/6/2024. See attached document for full details. (ego) (Entered: 03/06/24) |
| 1:22-cv-23171-MD | 03/13/24 | 03/13/24 | 116 | ORDER OF REASSIGNMENT to Judge Melissa Damian for all further proceedings. Judge Beth Bloom no longer assigned to case. Signed by Judge Beth Bloom on 3/6/2024. See attached document for full details. (yar) (Entered: 03/13/24) |
| 1:22-cv-23171-MD | 03/25/24 | 03/26/24 | 117 | ORDER ON DEFAULT FINAL JUDGMENT PROCEDURE. Signed by Judge Melissa Damian on 3/25/2024. See attached document for full details. (nan) (Entered: 03/26/24) |
| 1:22-cv-23171-MD | 03/25/24 | 03/26/24 | 118 | ORDER SETTING TRIAL AND PRE-TRIAL SCHEDULE AND REFERRING CERTAIN MATTERS TO MAGISTRATE JUDGE: ( Jury Trial set for 7/15/2024 in Miami Division before Judge Melissa Damian., Calendar Call set for 7/9/2024 01:30 PM in Miami Division before Judge Melissa Damian.), ORDER REFERRING CASE to Magistrate Judge All pretrial non-dispositive motions are REFERRED to Chief United States Magistrate Judge Edwin G. Torres.. Signed by Judge Melissa Damian on 3/25/2024. See attached document forfull details. (nan) Pattern Jury Instruction Builder - To access the latest, up to date changes to the 11th Circuit Pattern Jury Instructions go to https://pji.ca11.uscourts.gov or click here. (Entered: 03/26/24) |
| 1:22-cv-23171-MD | 03/28/24 | 03/28/24 | 119 | Joint MOTION for Extension of Time of Discovery Cutoff Deadline pre-trial deadlines and trial date by Securities and Exchange Commission. (Sum, Alice) (Entered: 03/28/24) |
| 1:22-cv-23171-MD | 03/29/24 | 03/29/24 | 120 | NOTICE of Joint Liability Against SION Trading FZE by Securities and Exchange Commission re [117] Order (Sum, Alice) (Entered: 03/29/24) |
| 1:22-cv-23171-MD | 04/01/24 | 04/01/24 | 121 | ORDER GRANTING JOINT MOTION FOR EXTENSION OF PRETRIAL DEADLINES AND TRIAL DATE [ECF NO. [119]] AND ORDER RE-SETTING TRIAL AND PRE-TRIAL SCHEDULE. ORDER granting [119] Motion for Extension of Time of Discovery Cutoff Deadline. Discovery due by 7/1/2024. Calendar Call set for 11/19/2024 01:30 PM in Miami Division before Judge Melissa Damian. Jury Trial set for 12/2/2024 in Miami Division before Judge Melissa Damian. Signed by Judge Melissa Damian on 4/1/2024. See attached document for full details. (nan) (Entered: 04/01/24) |
| 1:22-cv-23171-MD | 04/02/24 | 04/02/24 | 0 | Set/Reset Deadlines/Hearings Expert Discovery due by 7/1/2024. In Limine Motions due by 10/21/2024. Motions due by 7/22/2024. Pretrial Stipulation due by 11/12/2024. (nan) Per Order, DE# [121]. (Entered: 04/02/24) |
| 1:22-cv-23171-MD | 06/03/24 | 06/03/24 | 122 | NOTICE of Change of Address, Email or Law Firm Name by Daniel Hilton Forman (Forman, Daniel) (Entered: 06/03/24) |
| 1:22-cv-23171-MD | 06/03/24 | 06/03/24 | 123 | CLERK'S NOTICE - Attorney Admissions has updated the address and email information as submitted through attorneys PACER account for attorney Daniel Hilton Forman re [122] Notice of Change of Address, Email or Law Firm Name (pt) (Entered: 06/03/24) |
| 1:22-cv-23171-MD | 06/10/24 | 06/10/24 | 124 | Unopposed MOTION for Extension of Time of PreTrial Deadlines and Trial Date by Securities and Exchange Commission. Responses due by 6/24/2024. (Sum, Alice) (Entered: 06/10/24) |
| 1:22-cv-23171-MD | 06/13/24 | 06/13/24 | 125 | ORDER GRANTING PLAINTIFF'S UNOPPOSED MOTION FOR EXTENSION OF PRETRIAL DEADLINES AND TRIAL DATE [ECF NO. [124]]. ORDER granting [124] Motion for Extension of Time. Calendar Call set for 2/4/2025 01:30 PM in Miami Division before Judge Melissa Damian. Jury Trial set for 2/10/2025 in Miami Division before Judge Melissa Damian. Signed by Judge Melissa Damian on 6/13/2024. See attached document for full details. (nan) (Entered: 06/13/24) |
| 1:22-cv-23171-MD | 08/05/24 | 08/05/24 | 126 | First MOTION for Protective Order by James L. Goldberg. (Levi, Andrew) (Entered: 08/05/24) |
| 1:22-cv-23171-MD | 08/19/24 | 08/19/24 | 127 | RESPONSE in Opposition re [126] First MOTION for Protective Order filed by Securities and Exchange Commission. Replies due by 8/26/2024. (Sum, Alice) (Entered: 08/19/24) |
| 1:22-cv-23171-MD | 08/20/24 | 08/20/24 | 128 | PAPERLESS ORDER granting in part [126] motion for protective order insofar as the Court construes it as a procedurally compliant request to be placed on the Court's next available discovery calendar. A discovery hearing is set for 8/29/2024 at 1:30 PM before Chief Magistrate Judge Edwin G. Torres. The hearing will take place in person at the United States Courthouse, 99 N.E. Fourth Street, Tenth Floor, Courtroom Five, Miami, Florida. The undersigned maintains a standing discovery order, which is available for review on the Court's website and generally precludes the litigants from filing substantive discovery motions. Accordingly, the movants are directed to familiarize themselves with the Court's standing discovery order and to comply with its contents moving forward. No further briefing on this motion will be permitted; however, the movants must submit the relevant supporting documentation to chambers in accordance with Section 3 of the standing discoveryorder. Signed by Chief Magistrate Judge Edwin G. Torres on 8/20/2024. (elk) (Entered: 08/20/24) |
| 1:22-cv-23171-MD | 08/27/24 | 08/27/24 | 129 | Joint MOTION for Extension of Time of PreTrial Deadlines and Trial Date by Securities and Exchange Commission. Responses due by 9/10/2024. (Attachments: # (1) Text of Proposed Order)(Sum, Alice) (Entered: 08/27/24) |
| 1:22-cv-23171-MD | 08/29/24 | 08/29/24 | 130 | PAPERLESS Minute Entry for proceedings held before Ch. Magistrate Judge Edwin G. Torres: Discovery Hearing held on 8/29/2024. Attorney Appearance(s): Alice Sum, Andrew Keith Levi, Ryan Sawal. (Digital 13:51:03) Total time in court: 32 minutes. (mdc) (Entered: 08/29/24) |
| 1:22-cv-23171-MD | 08/29/24 | 08/29/24 | 131 | ORDER granting [129] Joint Motion for Extension of Pretrial Deadlines and Trial Date. Discovery due by 10/31/2024. Expert Discovery due by 10/31/2024. Dispositive Motions due by 11/15/2024. In Limine Motions due by 2/7/2025. Motions due by 11/15/2024. Pretrial Stipulation due by 3/17/2025. Calendar Call set for 4/1/2025 01:30 PM in Miami Division before Judge Melissa Damian. Jury Trial set for 4/7/2025 in Miami Division before Judge Melissa Damian. Signed by Judge Melissa Damian on 8/29/2024. See attached document for full details. (drz) (Entered: 08/29/24) |
| 1:22-cv-23171-MD | 10/22/24 | 10/22/24 | 132 | ORDER REASSIGNING CASE to Magistrate Judge Ellen F. D'Angelo for all further proceedings, Ch. Magistrate Judge Edwin G. Torres no longer assigned to case. Signed by Ch. Magistrate Judge Edwin G. Torres on 10/22/2024. See attached document for full details. (EGT) (Entered: 10/22/24) |
| 1:22-cv-23171-MD | 10/23/24 | 10/23/24 | 133 | ORDER SETTING DISCOVERY PROCEDURES Signed by Magistrate Judge Ellen F. D'Angelo on 10/23/2024. See attached document for full details. (nan) (Entered: 10/23/24) |
| 1:22-cv-23171-MD | 10/30/24 | 10/30/24 | 134 | Joint MOTION for Extension of PreTrial Deadlines and Trial Date by Securities and Exchange Commission. (Attachments: # (1) Text of Proposed Order)(Sum, Alice) (Entered: 10/30/24) |
| 1:22-cv-23171-MD | 11/08/24 | 11/08/24 | 135 | ORDER Setting Status Conference: Status Conference set for 11/15/2024 12:00 PM in Miami Division before Judge Melissa Damian. Signed by Judge Melissa Damian on 11/8/2024. See attached document for full details. (nan) (Entered: 11/08/24) |
| 1:22-cv-23171-MD | 11/13/24 | 11/13/24 | 136 | MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Thomas Kissane. Filing Fee $ 200.00 Receipt # AFLSDC-17979760 by Tory R.J. Hogg. Responses due by 11/27/2024. (Forman, Daniel) (Entered: 11/13/24) |
| 1:22-cv-23171-MD | 11/13/24 | 11/13/24 | 137 | Statement of: Material Facts in Support of Defendant Max W. Barber's Motion for Summary Judgment by Max W. Barber (Attachments: # (1) Exhibit 1 - Decl. of Barber, # (2) Exhibit 2 - Barber Depo., # (3) Exhibit 3 - MOU, # (4) Exhibit 4 - Asset Pledge Agreement, # (5) Exhibit 5 - G4S Agreement, # (6) Exhibit 6 - Decl. of Badshah, # (7) Exhibit 7 - Photos of Meeting, # (8) Exhibit 8 - Cert. of Guarantee, # (9) Exhibit 9 - SKR, # (10) Exhibit 10 - SKR Confirmation Email, # (11) Exhibit 11 - Gold Appraisal, # (12) Exhibit 12 - Year End Statement, # (13) Exhibit 13 - Bailment Agreement, # (14) Exhibit 14 - Deed of Assignment, # (15) Exhibit 15 - Re-Insurance Guarantee, # (16) Exhibit 16 - Farhat Affidavit, # (17) Exhibit 17 -UBS Gold Records, # (18) Exhibit 18 - Photo of Mr. Ronggolawe and Bokhem, # (19) Exhibit 19 - Barber with Gold Key, # (20) Exhibit 20 - Barber with Gold Samples, # (21) Exhibit 21 - Press Release, # (22) Exhibit 22 - Request for Issuing Cancellation)(Ayala Maura, Eduardo) (Entered: 11/13/24) |
| 1:22-cv-23171-MD | 11/13/24 | 11/13/24 | 138 | Defendant's MOTION for Summary Judgment by Max W. Barber. Responses due by 11/27/2024. (Ayala Maura, Eduardo) (Entered: 11/13/24) |
| 1:22-cv-23171-MD | 11/13/24 | 11/14/24 | 140 | ORDER GRANTING MOTION TO APPEAR PRO HAC VICE. ORDER granting [136] Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney(s) Thomas Kissane, Esq.. Signed by Magistrate Judge Ellen F. D'Angelo on 11/13/2024. See attached document for full details. (nan) (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/14/24 | 11/14/24 | 139 | STRICKEN MOTION for Leave to Appear Remotely at Status Conference 11/15/2024 12:00 PM . Attorney/Representative: Thomas Kissane by Tory R.J. Hogg. Responses due by 12/2/2024. (Forman, Daniel) Modified text per DE# [142] on 11/15/2024 (nan). (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/14/24 | 11/14/24 | 141 | Clerk's Notice to Filer re [139] MOTION for Leave to Appear Remotely at Status Conference 11/15/2024 12:00 PM . Attorney/Representative: Thomas Kissane. Login/Signature Block Violation; CORRECTIVE ACTION REQUIREDWITHIN 3 DAYS - The name of attorney e-filing this document via their CM/ECF login does not match the name of attorney on the signature block of the document. The name used for login must match typed name on signature block of the document. This filing is a violation of Section 3J(1) of CM/ECF Admin Procedures and LR 5.1(b). Filer must File a Notice of Striking, then refile document pursuant to CM/ECF Admin Procedures and Local Rules. (nan) (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/14/24 | 11/14/24 | 142 | NOTICE of Striking [139] MOTION for Leave to Appear Remotely at Status Conference 11/15/2024 12:00 PM . Attorney/Representative: Thomas Kissane filed by Tory R.J. Hogg by Tory R.J. Hogg (Forman, Daniel) (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/14/24 | 11/14/24 | 143 | ORDER granting [139] Defendant Troy Hogg's Motion for Leave to Appear Remotely at Status Conference. Signed by Judge Melissa Damian on 11/14/2024. See attached document for full details. (oco) (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/14/24 | 11/14/24 | 144 | MOTION for Leave to Appear Status Conference 11/15/2024 12:00 PM . Attorney/Representative: Thomas Kissane by Tory R.J. Hogg. Responses due by 12/2/2024. (Forman, Daniel) (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/14/24 | 11/14/24 | 145 | PAPERLESS ORDER granting [144] Motion for Leave to Appear Remotely at Status Conference. In light of Defendant Troy R.J. Hogg's [142] Notice of Striking [139] Motion for Leave to Appear Remotely at Status Conference and this Court's [143]Order granting same, which were simultaneously filed, the instant Motion is GRANTED. Accordingly, co-counsel, Thomas Kissane, is permitted to appear remotely at the Status Conference set for Friday, November 15, 2024, at 12:00 p.m. The Court will provide the Zoom information to Mr. Kissane prior to the hearing. Signed by Judge Melissa Damian on 11/14/2024. (oco) (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/14/24 | 11/14/24 | 146 | PAPERLESS ORDER IDENTIFYING COURTROOM LOCATION. The Status Conference presently set for Friday, November 15, 2024, at 12:00 p.m., will be held in Courtroom 12-3 at the Wilkie D. Ferguson, Jr. United States Courthouse, 400 North Miami Avenue, Miami, Florida 33128. Signed by Judge Melissa Damian on 11/14/2024. (oco) (Entered: 11/14/24) |
| 1:22-cv-23171-MD | 11/15/24 | 11/15/24 | 147 | PAPERLESS Minute Entry for proceedings held before Judge Melissa Damian: Status Conference held on 11/15/2024. Total time in court: 44 minutes. Order to follow. Attorney Appearance(s): Alice Sum, Andrew Keith Levi, Ashley Forman, Thomas A. Kissane, and Orestes Garcia. Other appearances: Defendant Stephen L. Braverman, pro se. Court Reporter: Gilda Pastor-Hernandez, 305-523-5118 / Gilda_Pastor-Hernandez@flsd.uscourts.gov. (oco) (Entered: 11/15/24) |
| 1:22-cv-23171-MD | 11/15/24 | 11/18/24 | 148 | ORDER ON JOINT MOTION FOR EXTENSION OF PRETRIAL DEADLINES AND TRIAL [ECF NO. [134]]. ORDER granting [134] Motion. Discovery due by 1/10/2025. Expert Discovery due by 1/10/2025. Dispositive Motions due by 1/17/2025. In Limine Motions due by 4/7/2025. Motions due by 1/17/2025. Pretrial Stipulation due by 5/12/2025. Calendar Call set for 5/27/2025 01:30 PM in Miami Division before Judge Melissa Damian. Jury Trial set for 6/2/2025 in Miami Division before Judge Melissa Damian. Signed by Judge Melissa Damian on 11/15/2024. See attached document for full details. (nan) (Entered: 11/18/24) |
| 1:22-cv-23171-MD | 12/04/24 | 12/04/24 | 149 | RESPONSE in Opposition re [138] Defendant's MOTION for Summary Judgment filed by Securities and Exchange Commission. Replies due by 12/11/2024. (Sum, Alice) (Entered: 12/04/24) |
| 1:22-cv-23171-MD | 12/17/24 | 12/17/24 | 150 | MOTION to Withdraw as Attorney by Andrew K Levi for / by James L. Goldberg. Responses due by 12/31/2024. (Levi, Andrew) (Entered: 12/17/24) |
| 1:22-cv-23171-MD | 12/19/24 | 12/19/24 | 151 | Amended MOTION to Withdraw as Attorney by Andrew K. Levi for / by James L. Goldberg. Responses due by 1/2/2025. (Levi, Andrew) (Entered: 12/19/24) |
| 1:22-cv-23171-MD | 12/23/24 | 12/23/24 | 152 | Joint MOTION for Status Conference by Securities and Exchange Commission. (Sum, Alice) (Entered: 12/23/24) |
| 1:22-cv-23171-MD | 12/27/24 | 12/30/24 | 153 | ORDER Setting Status Conference: (Status Conference set for 1/14/2025 03:30 PM before Judge Melissa Damian.) The parties' Joint Motion for Status Conference [ECF No. [152]] is GRANTED. The original Motion to Withdraw as Counsel for Defendant, James L. Goldberg and Motion to Stay Case [ECF No. [150]], filed December 17, 2024, is DENIED AS MOOT in light of the filing of the Amended Motion. Motions terminated: [152] Joint MOTION for Status Conference filed by Securities and Exchange Commission, [150] MOTION to Withdraw as Attorney by Andrew K Levi for / filed by James L. Goldberg. Motions terminated: [152] Joint MOTION for Status Conference filed by Securities and Exchange Commission, [150] MOTION to Withdraw as Attorney by Andrew K Levi for / filed by James L. Goldberg. Signed by Judge Melissa Damian on 12/27/2024. See attached document for full details. (nan) (Entered: 12/30/24) |
| 1:22-cv-23171-MD | 01/07/25 | 01/07/25 | 154 | PAPERLESS ORDER Re-Setting Status Conference. The Status Conference scheduled for January 14, 2025, will commence at 1:00 PM via Zoom remote conferencing. This is solely a time change. The parties shall be prepared to address all pending matters, including the [151] Amended Motion to Withdraw and scheduling matters. The Court will provide the Zoom meeting information to all the parties prior to the hearing. Signed by Judge Melissa Damian on 1/7/2025. (oco) (Entered: 01/07/25) |
| 1:22-cv-23171-MD | 01/08/25 | 01/08/25 | 155 | Amended MOTION for Protective Order by James L. Goldberg. (Attachments: # (1) Exhibit A)(Levi, Andrew) Modified on 2/12/2025 (mf). (Entered: 01/08/25) |
| 1:22-cv-23171-MD | 01/09/25 | 01/09/25 | 156 | CONFIDENTIALITY AND PROTECTIVE ORDER GOVERNING DISCLOSURE OF PERSONAL, SENSITIVE, AND OTHER CONFFIDENTIAL INFORMATION. Signed by Magistrate Judge Ellen F. D'Angelo on 1/9/2025. See attached document for full details. (nan) (Entered: 01/09/25) |
| 1:22-cv-23171-MD | 01/14/25 | 01/14/25 | 157 | PAPERLESS Minute Entry for proceedings held before Judge Melissa Damian: Status Conference held on 1/14/2025. Total time in court: 1 hour(s). Order to follow. Attorney Appearance(s): Alice Sum, Eduardo Ayala Maura, Andrew Keith Levi, and Thomas A. Kissane. Other appearances: Defendants James L. Goldberg and Stephen L. Braverman, pro se. Court Reporter: Shamelle (Shelly) Kelley, 305-523-5637 / Shamelle_Kelley@flsd.uscourts.gov. (oco) (Entered: 01/14/25) |
| 1:22-cv-23171-MD | 01/15/25 | 01/16/25 | 158 | ORDER FOLLOWING STATUS CONFERENCE AND ORDER RE-SETTING PRETRIAL SCHEDULE AND TRIAL DATE. ORDER granting in part and denying in part [151] Motion to Withdraw as Attorney. Deadline to obtain new counsel 2/13/2025. Discovery due by 2/14/2025. Expert Discovery due by 2/14/2025. Dispositive Motions due by 2/28/2025. In Limine Motions due by 6/30/2025. Motions due by 2/28/2025. Pretrial Stipulation due by 7/14/2025. Calendar Call set for 7/22/2025 01:30 PM in Miami Division before Judge Melissa Damian. Jury Trial set for 7/28/2025 in Miami Division before Judge Melissa Damian. Signed by Judge Melissa Damian on 1/15/2025. See attached document for full details. (nan) (Entered: 01/16/25) |
| 1:22-cv-23171-MD | 01/21/25 | 01/21/25 | 159 | MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Angela Li. Filing Fee $ 250.00 Receipt # AFLSDC-18132688 by Tory R.J. Hogg. Responses due by 2/4/2025. (Forman, Daniel) (Entered: 01/21/25) |
| 1:22-cv-23171-MD | 01/23/25 | 01/24/25 | 160 | ORDER granting [159] Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney(s) Angela Li. Signed by Judge Melissa Damian on 1/23/2025. See attached document for full details. (nan) (Entered: 01/24/25) |
| 1:22-cv-23171-MD | 02/06/25 | 02/06/25 | 161 | MOTION to Compel Deposition Testimony of Defendant Stephen L. Braverman by Tory R.J. Hogg. Responses due by 2/20/2025. (Forman, Daniel) (Entered: 02/06/25) |
| 1:22-cv-23171-MD | 02/07/25 | 02/10/25 | 162 | ORDER DENYING DEFENDANT HOGG'S EXPEDIATED MOTION TO COMPEL. ORDER denying [161] Motion to Compel. Signed by Magistrate Judge Ellen F. D'Angelo on 2/7/2025. See attached document for full details. (nan) (Entered: 02/10/25) |
| 1:22-cv-23171-MD | 02/10/25 | 02/10/25 | 163 | NOTICE of Attorney Appearance by Dawn Michelle Rapoport on behalf of James L. Goldberg. Attorney Dawn Michelle Rapoport added to party James L. Goldberg(pty:dft). (Rapoport, Dawn) (Entered: 02/10/25) |
| 1:22-cv-23171-MD | 02/12/25 | 02/12/25 | 164 | RESPONSE to Motion re [161] MOTION to Compel Deposition Testimony of Defendant Stephen L. Braverman filed by Stephen L. Braverman. Replies due by 2/19/2025. (nan) (Entered: 02/12/25) |
| 1:22-cv-23171-MD | 02/14/25 | 02/14/25 | 165 | Joint MOTION for Extension of Time of Discovery Cutoff Deadline and, MOTION for Extension of Time of Pretrial Deadlines ( Responses due by 2/28/2025.) by Securities and Exchange Commission. (Attachments: # (1) Text of Proposed Order)(Sum, Alice) (Entered: 02/14/25) |
| 1:22-cv-23171-MD | 02/18/25 | 02/18/25 | 166 | First MOTION to Continue Only the Deposition of Defendant James L. Goldberg to March 6-7, 2025 to allow for Attorney Prep. Time by James L. Goldberg. Responses due by 3/4/2025. (Rapoport, Dawn) (Entered: 02/18/25) |
| 1:22-cv-23171-MD | 02/18/25 | 02/19/25 | 168 | DEFENDANT STEPHEN L. BRAVERMAN'S MOTION TO COMPEL INFORMATION AND REQUEST STRIKING OR RECLASSIFICATION OF INAPPROPRIATE LABELING by Stephen L. Braverman. Responses due by 3/4/2025. (amb) (Entered: 02/19/25) |
| 1:22-cv-23171-MD | 02/19/25 | 02/19/25 | 0 | Attorney Eduardo Ayala Maura representing Barber, Max W. (Defendant) terminated per DE [170] Order. (amb) (Entered: 02/19/25) |
| 1:22-cv-23171-MD | 02/19/25 | 02/19/25 | 167 | Defendant's MOTION to Withdraw as Attorney by Eduardo A. Maura for / by Max W. Barber. Responses due by 3/5/2025. (Attachments: # (1) Text of Proposed Order)(Ayala Maura, Eduardo) (Entered: 02/19/25) |
| 1:22-cv-23171-MD | 02/19/25 | 02/19/25 | 169 | PAPERLESS ORDER denying without prejudice [168] Defendant Stephen L. Braverman's Motion to Compel Information and Request Striking or Reclassification of Inappropriate Labeling, due to Defendant Braverman's failure to include a certificateof conferral, as required by Local Rule 7.1(a)(3). Defendant Braverman is reminded that pro se litigants must also comply with all Federal Rules of Civil Procedure and Local Rules for the Southern District of Florida when filing motions with the Court. Signed by Magistrate Judge Ellen F. D'Angelo on 2/19/2025. (thr) (Entered: 02/19/25) |
| 1:22-cv-23171-MD | 02/19/25 | 02/19/25 | 170 | ORDER granting in part and denying in part [167] Motion to Withdraw as Attorney. Deadline to obtain new counsel 3/19/2025. Signed by Magistrate Judge Ellen F. D'Angelo on 2/19/2025. See attached document for full details.(amb) (Entered: 02/19/25) |
| 1:22-cv-23171-MD | 02/20/25 | 02/20/25 | 171 | RESPONSE in Opposition re [166] First MOTION to Continue Only the Deposition of Defendant James L. Goldberg to March 6-7, 2025 to allow for Attorney Prep. Time filed by Securities and Exchange Commission. Replies due by 2/27/2025. (Sum, Alice) (Entered: 02/20/25) |
| 1:22-cv-23171-MD | 02/24/25 | 02/24/25 | 172 | Plaintiff's MOTION to Compel Deposition Testimony of Defendant Stephen L. Braverman by Securities and Exchange Commission. Responses due by 3/10/2025. (Attachments: # (1) Exhibit A. Text of Proposed Order, # (2) Exhibit B1. Braverman Depo V.1, # (3) Exhibit B2. Braverman Depo V.2, # (4) Exhibit C. Certain Exhibits to Braverman's Depo, # (5) Exhibit D. List of Authorities and copies)(Sum, Alice) (Entered: 02/24/25) |
| 1:22-cv-23171-MD | 02/24/25 | 02/25/25 | 177 | ORDER GRANTING JOINT MOTION FOR LIMITED EXTENSION OF DISCOVERY AND PRETRIAL MOTIONS DEADLINES [ECF NO. [165]]. ORDER granting [165] Motion for Extension of Time of Discovery Cutoff Deadline ( Discovery due by 3/7/2025.); granting [165] Motion forExtension of Time. Signed by Judge Melissa Damian on 2/24/2025. See attached document for full details. (nan) (Entered: 02/25/25) |
| 1:22-cv-23171-MD | 02/25/25 | 02/25/25 | 173 | Unopposed MOTION to Seal ECF No. 172-3 per Local Rule 5.4 by Securities and Exchange Commission. (Attachments: # (1) Text of Proposed Order) (Sum, Alice) (Entered: 02/25/25) |
| 1:22-cv-23171-MD | 02/25/25 | 02/25/25 | 174 | ORDER granting [173] Motion to Seal. Signed by Magistrate Judge Ellen F. D'Angelo on 2/25/2025. See attached document for full details. (amb) (Entered: 02/25/25) |
| 1:22-cv-23171-MD | 02/25/25 | 02/25/25 | 175 | NOTICE of Compliance re [174] Order on Motion to Seal. (DE 172-3 has been sealed) (amb) (Entered: 02/25/25) |
| 1:22-cv-23171-MD | 02/25/25 | 02/25/25 | 176 | NOTICE of Filing Replacement for SEALED ECF No. 172-3 by Securities and Exchange Commission (Attachments: # (1) Exhibit B2) (Sum, Alice) (Entered: 02/25/25) |
| 1:22-cv-23171-MD | 02/26/25 | 02/26/25 | 178 | ORDER REQUIRING JOINT STATUS REPORT. Joint Status Report due by 2/28/2025. Signed by Magistrate Judge Ellen F. D'Angelo on 2/26/2025. See attached document for full details. (amb) (Entered: 02/26/25) |
| 1:22-cv-23171-MD | 02/28/25 | 02/28/25 | 179 | STATUS REPORT Joint by Securities and Exchange Commission (Sum, Alice) (Entered: 02/28/25) |
| 1:22-cv-23171-MD | 02/28/25 | 02/28/25 | 180 | ORDER TO SHOW CAUSE ON PLAINTIFF'S MOTION TO COMPEL DEPOSITION TESTIMONY OF DEFENDANT STEPHEN L. BRAVERMAN. Show Cause Hearing set for 3/5/2025 04:00 PM in Miami Division before Magistrate Judge Ellen F. D'Angelo. Show Cause Response dueby close of business on 3/4/2025. Signed by Magistrate Judge Ellen F. D'Angelo. See attached document for full details. (co00) (Entered: 02/28/25) |
| 1:22-cv-23171-MD | 02/28/25 | 02/28/25 | 181 | MOTION to Compel Deposition of Defendant Max Barber by Securities and Exchange Commission. Responses due by 3/14/2025. (Attachments: # (1) Text of Proposed Order)(Sum, Alice) (Entered: 02/28/25) |
| 1:22-cv-23171-MD | 02/28/25 | 03/03/25 | 182 | Defendant Stephen L. Braverman's RESPONSE in Opposition to [181] MOTION to Compel Deposition of Defendant Max Barber filed by Stephen L. Braverman. Replies due by 3/7/2025. (nan) (Additional attachment(s) added on 3/3/2025: # (1) Exhibit A (4)) (bb). (Entered: 03/03/25) |
| 1:22-cv-23171-MD | 02/28/25 | 03/03/25 | 183 | CERTIFICATE of Compliance by Stephen L. Braverman re [182] Response in Opposition to Motion filed by Stephen L. Braverman (nan) (Additional attachment(s) added on 3/3/2025: # (1) Exhibit A) (nan). (Entered: 03/03/25) |
| 1:22-cv-23171-MD | 02/28/25 | 03/03/25 | 184 | NOTICE of Filing Proposed Order by Stephen L. Braverman re [182] Response in Opposition to Motion (nan) (Entered: 03/03/25) |
| 1:22-cv-23171-MD | 03/04/25 | 03/04/25 | 185 | MOTION for Leave to Appear Remotely for Conference by Tory R.J. Hogg. Responses due by 3/18/2025. (Forman, Daniel) (Entered: 03/04/25) |
| 1:22-cv-23171-MD | 03/04/25 | 03/04/25 | 186 | RESPONSE in Support re [172] Plaintiff's MOTION to Compel Deposition Testimony of Defendant Stephen L. Braverman filed by Tory R.J. Hogg. (Forman, Daniel) (Entered: 03/04/25) |
| 1:22-cv-23171-MD | 03/04/25 | 03/04/25 | 187 | PAPERLESS ORDER denying [185] Defendant Tory R.J. Hogg's Motion to Permitting Co-Counsel to Appear Remotely for Conference. Given that the subject matter of the Motion to Compel [172] concerns Plaintiff Securities and Exchange Commission and Defendant Stephen L. Braverman, they must appear. All other Parties may appear at their discretion. Should any other Party choose to attend the hearing, their counsel, including local counsel where applicable, may appear in-person. Plaintiff Securities and Exchange Commission is the only party seeking relief in the pending Motion to Compel before the Court. The Court will only consider requests for relief that are properly filed in a motion in accordance with Federal Rule of Civil Procedure 7(b). Signed by Magistrate Judge Ellen F. D'Angelo on 3/04/2025. (co00) (Entered: 03/04/25) |
| 1:22-cv-23171-MD | 03/05/25 | 03/05/25 | 188 | Renewed MOTION for Leave to Appear Remotely for Conference . Attorney/Representative: Thomas Kissane by Tory R.J. Hogg. Responses due by 3/19/2025. (Forman, Daniel) (Entered: 03/05/25) |
| 1:22-cv-23171-MD | 03/05/25 | 03/05/25 | 189 | WITHDRAWN MOTION to Compel Deposition Testimony of Defendant Stephen L. Braverman by Tory R.J. Hogg. Responses due by 3/19/2025. (Forman, Daniel) Modified on 3/28/2025 (nan). Per DE# [213]. (Entered: 03/05/25) |
| 1:22-cv-23171-MD | 03/05/25 | 03/05/25 | 190 | PAPERLESS ORDER denying [188] Defendant Tory R.J. Hogg's Renewed Motion to Permitting Co-Counsel to Appear Remotely for Conference. Defendant Hogg filed a Motion to Compel Deposition Testimony of Defendant Stephen L. Braverman [189] on March 5, 2025. The Court notes that the document is not properly styled as a motion but rather a response to another party's motion. Nevertheless, pursuant to the Court's Order Setting Discovery Procedures [133], Defendant Stephen L. Braverman has three (3) business days to file a response. Once the Motion to Compel is fully briefed, the Court may set the matter for a hearing. Signed by Magistrate Judge Ellen F. D'Angelo on 3/05/2025. (co00) (Entered: 03/05/25) |
| 1:22-cv-23171-MD | 03/05/25 | 03/06/25 | 191 | PAPERLESS Minute Order for proceedings held before Magistrate Judge Ellen F. D'Angelo: Show Cause Hearing held on 3/5/2025. Order to follow. Total time in court: 1 hour(s) : 30 minutes. Attorney Appearance(s): Alice Sum and Stephen Braverman(pro-se) (Digital 16:22:39) Zoom - EFD _01_3/5/25 (yeh0). (Entered: 03/06/25) |
| 1:22-cv-23171-MD | 03/06/25 | 03/06/25 | 192 | PAPERLESS ORDER denying as moot [166] Defendant James L. Goldberg's Motion for Continuance of His Deposition Pursuant to the SEC/Parties Joint Motion for Extension of Time of 3 Weeks to the Discovery Cut-Off Deadline and Dispositive Motion Due Date to Allow for Attorney Preparation Time. On February 28, 2025, Plaintiff Securities and Exchange Commission and Defendant Goldberg filed a Joint Status Report [179] indicating that Defendant Goldberg withdraws this Motion. Signed by Magistrate Judge Ellen F. D'Angelo on 3/06/2025. (co00) (Entered: 03/06/25) |
| 1:22-cv-23171-MD | 03/06/25 | 03/06/25 | 193 | PAPERLESS ORDER denying as moot [181] Plaintiff Securities and Exchange Commission's Motion to Compel Deposition of Defendant Max Barber. Pursuant to the Court's Order Setting Discovery Procedures [133], the time has passed for the remaining Parties to file a response. In the Motion, Plaintiff Securities and Exchange Commission requested that the Court compel Defendant Barber to appear for deposition on March 4, 2025. Since that time has passed, the Motion is now moot. Signed by Magistrate Judge Ellen F. D'Angelo on 3/06/2025. (co00) (Entered: 03/06/25) |
| 1:22-cv-23171-MD | 03/06/25 | 03/06/25 | 194 | ORDER granting in-part and denying in-part [172] Plaintiff Securities and Exchange Commission's Motion to Compel Deposition Testimony of Defendant Stephen L. Braverman. Signed by Magistrate Judge Ellen F. D'Angelo. See attached document for full details. (co00) (Entered: 03/06/25) |
| 1:22-cv-23171-MD | 03/07/25 | 03/07/25 | 195 | Joint MOTION for Extension of Time of Discovery Cutoff Deadline and Pretrial Motion Deadlines (additional limited extension) by Securities and Exchange Commission. (Sum, Alice) (Entered: 03/07/25) |
| 1:22-cv-23171-MD | 03/10/25 | 03/10/25 | 196 | TRANSCRIPT of Motion hearing held on 03/05/05 before Magistrate Judge Ellen F. D'Angelo, 1-73 pages, Court Reporter: Sharon Velazco, 305-523-5636 / Sharon_PellVelazco@flsd.uscourts.gov. Transcript may be viewed at the court publicterminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/31/2025. Redacted Transcript Deadline set for 4/10/2025. Release of Transcript Restriction set for 6/9/2025. (Pell Velazco, Sharon) (Entered: 03/10/25) |
| 1:22-cv-23171-MD | 03/10/25 | 03/12/25 | 197 | ORDER GRANTING JOINT MOTION FOR LIMITED EXTENSION OF DISCOVERY AND PRETRIAL MOTIONS DEADLINES [ECF NO. [195]]. ORDER granting [195] Motion for Extension of Time of Discovery Cutoff Deadline. Signed by Judge Melissa Damian on 3/10/2025. See attached document for full details. (nan) (Entered: 03/12/25) |
| 1:22-cv-23171-MD | 03/12/25 | 03/13/25 | 198 | CERTIFICATE of Compliance by Stephen L. Braverman (nan) (Entered: 03/13/25) |
| 1:22-cv-23171-MD | 03/12/25 | 03/13/25 | 199 | NOTICE of Filing Exhibits by Stephen L. Braverman (nan) (Entered: 03/13/25) |
| 1:22-cv-23171-MD | 03/12/25 | 03/13/25 | 200 | Defendant Stephen L. Braverman's MOTION to Compel Disclosure by Stephen L. Braverman. Responses due by 3/26/2025. (nan) (Entered: 03/13/25) |
| 1:22-cv-23171-MD | 03/14/25 | 03/17/25 | 201 | ORDER TO SHOW CAUSE ON DEFENDANT TROY HOGG'S MOTION TO COMPEL DEPOSITION TESTIMONY OF DEFENDANT STEPHEN L. BRAVERMAN. Defendant Braverman must file a response to Defendant Hogg's Motion to Compel by close of business on March 19, 2025.(Responses due by 3/19/2025.) Signed by Magistrate Judge Ellen F. D'Angelo on 3/14/2025. See attached document for full details. (nan) (Entered: 03/17/25) |
| 1:22-cv-23171-MD | 03/18/25 | 03/18/25 | 202 | MOTION to File Documents Under Seal by Stephen L. Braverman. (Attachments: # (1) Text of Proposed Order) (kpe) (Entered: 03/18/25) |
| 1:22-cv-23171-MD | 03/18/25 | 03/18/25 | 203 | Clerk's Notice Re Documents Not Accepted for Filing related to DE [202]. Pursuant to Local Rule 5.4, the proposed sealed material shall not be filed unless the Court grants the motion to file under seal. Proposed sealed document not accepted for filing and returned to filer. (kpe) (Entered: 03/18/25) |
| 1:22-cv-23171-MD | 03/18/25 | 03/18/25 | 204 | RESPONSE in Opposition re [200] MOTION to Compel Disclosure filed by Securities and Exchange Commission. Replies due by 3/25/2025. (Attachments: # (1) Exhibit Proposed Order)(Sum, Alice) (Entered: 03/18/25) |
| 1:22-cv-23171-MD | 03/18/25 | 03/19/25 | 205 | ORDER SETTING DISCOVERY MOTIONS HEARING. Discovery Hearing set for 4/1/2025 11:00 AM in Miami Division before Magistrate Judge Ellen F. D'Angelo. Signed by Magistrate Judge Ellen F. D'Angelo on 3/18/2025. See attached document forfull details. (nan) (Entered: 03/19/25) |
| 1:22-cv-23171-MD | 03/19/25 | 03/19/25 | 206 | PAPERLESS ORDER. This cause is before the Court on pro se Defendant Stephen L. Braverman's Motion to File Documents Under Seal ("Motion to Seal") (DE 202). Defendant Braverman states that the documents he wishes to file under seal are "highly relevant to my defense against the SEC's allegations" (id. at 4). This explanation does not adequately comply with Local Rule 5.4(b)(1)'s particularity requirement. Defendant Braverman does not explain what Motion these documents are being filed in support of or why these documents should be filed at all. Nor does the Motion explain why, if these documents do in fact need to be filed in support of a Motion, a redacted version cannot be filed. Further, the Motionto Seal does not include a certificate of conferral, as required by Local Rule 7.1(a)(2). Defendant Braverman is reminded that pro se litigants must comply with all Federal Rules of Civil Procedure and Local Rules for the Southern District of Florida when filing Motions with the Court. Therefore, the Motion to Seal (DE 202) is DENIED WITHOUT PREJUDICE. Signed by Magistrate Judge Ellen F. D'Angelo on 3/19/2025. (thr) (Entered: 03/19/25) |
| 1:22-cv-23171-MD | 03/20/25 | 03/21/25 | 207 | Defendant's RESPONSE to Order to Show Cause [201] Order. (nan) (Entered: 03/21/25) |
| 1:22-cv-23171-MD | 03/24/25 | 03/24/25 | 0 | Set/Reset Deadlines/Hearings Status Report due by 3/26/2025. Per DE# [208]. (nan) (Entered: 03/24/25) |
| 1:22-cv-23171-MD | 03/24/25 | 03/24/25 | 208 | PAPERLESS ORDER requiring joint status report from Plaintiff SEC, Defendant Hogg, and Defendant Braverman regarding Defendant Hogg's pending Motion to Compel (DE 189) and Defendant Braverman's pending Motion to Compel (DE 200). In light ofDefendant Braverman's response to the Order to Show Cause (DE 207), Defendant Hogg shall include his position as to whether there is any dispute still at issue in Defendant Hogg's Motion to Compel (DE 189) or whether Defendant Hogg withdraws the Motion. With respect to Defendant Braverman's Motion to Compel (DE 200), after considering the SEC's response to the Motion (DE 204), Defendant Braverman and the SEC shall include their positions as to whether they have been able to resolve any disputes through conferral or whether the parties request a motions hearing, which has been set for April 1, 2025, at 11:00 a.m. The joint status report shall be no longer than one (1) page and shall be filed by the close of business (5:00 p.m. EST) on March 26, 2025. Signed by Magistrate Judge Ellen F. D'Angelo on 3/24/2025. (thr) (Entered: 03/24/25) |
| 1:22-cv-23171-MD | 03/24/25 | 03/24/25 | 209 | STRICKEN Stephen Braverman's RESPONSE in Opposition to [204] Response in Opposition to Motion by Stephen L. Braverman. (nan) (Additional attachment(s) added on 3/24/2025: # (1) Exhibit) (nan). Modified text Per DE# [210] on 3/25/2025 (nan). (Entered: 03/24/25) |
| 1:22-cv-23171-MD | 03/24/25 | 03/24/25 | 210 | PAPERLESS ORDER striking Defendant Braverman's Response in Opposition to the SEC's Response to Defendant's Motion to Compel Disclosure (DE 209), which the Court interprets as a reply. Under the Court's Order Setting Discovery Procedures, "[n]o replies will be permitted unless ordered by the Court" (DE 133 at 3). The Court did not order any reply from Defendant Braverman, and no leave to file a reply was obtained. Defendant Braverman is reminded that he shall comply with the Order Setting Discovery Procedures. Accordingly, Defendant Braverman's Response in Opposition to the SEC's Response to Defendant's Motion to Compel Disclosure (DE 209) is STRICKEN from the docket. Signed by MagistrateJudge Ellen F. D'Angelo on 3/24/2025. (thr) (Entered: 03/24/25) |
| 1:22-cv-23171-MD | 03/25/25 | 03/25/25 | 211 | MOTION to Withdraw as Attorney by Angela Li for / by Tory R.J. Hogg. Responses due by 4/8/2025. (Forman, Daniel) (Entered: 03/25/25) |
| 1:22-cv-23171-MD | 03/26/25 | 03/26/25 | 212 | STATUS REPORT Joint by Securities and Exchange Commission (Sum, Alice) (Entered: 03/26/25) |
| 1:22-cv-23171-MD | 03/27/25 | 03/27/25 | 213 | NOTICE OF WITHDRAWAL OF MOTION by Tory R.J. Hogg re [189] MOTION to Compel Deposition Testimony of Defendant Stephen L. Braverman filed by Tory R.J. Hogg (Forman, Daniel) (Entered: 03/27/25) |
| 1:22-cv-23171-MD | 03/27/25 | 03/27/25 | 214 | PAPERLESS ORDER. This cause is before the Court following the Joint Status Report filed on March 26, 2025 (DE 212). The Joint Status Report indicates Defendant Hogg and Defendant Braverman have resolved the disputes set forth in Defendant Hogg's Motion to Compel (DE 189), and Defendant Hogg formally withdrew his Motion (DE 213). The Joint Status Report further indicates that Defendant Braverman and Plaintiff SEC have not resolved the disputes set forth in Defendant Braverman's Motion to Compel (DE 200). Accordingly, the Court will address this Motion at the previously set hearing on April 1, 2025, at 11:00 a.m. (DE 205). Counsel for Plaintiff and Defendant Braverman are required to attend the hearing. All other Parties may attend the hearing if they so choose. Signed by Magistrate Judge Ellen F. D'Angelo on 3/27/2025. (thr) (Entered: 03/27/25) |
| 1:22-cv-23171-MD | 03/28/25 | 03/28/25 | 0 | Deadline(s)/Hearing(s) terminated. Cancelled Discovery hearing set on April 1, 2025 at 11:00 a.m. per DE# [215]. (nan) (Entered: 03/28/25) |
| 1:22-cv-23171-MD | 03/28/25 | 03/28/25 | 215 | PAPERLESS ORDER cancelling the hearing set on April 1, 2025 at 11:00 a.m. Signed by Magistrate Judge Ellen F. D'Angelo on 3/28/2025. (thr) (Entered: 03/28/25) |
| 1:22-cv-23171-MD | 03/28/25 | 03/28/25 | 216 | RENEWED MOTION TO FILE SUPPORT LETTERS UNDER SEAL filed by Stephen L. Braverman. (amb) Text Modified on 3/28/2025 (amb). (Entered: 03/28/25) |
| 1:22-cv-23171-MD | 03/28/25 | 03/31/25 | 217 | ORDER GRANTING IN-PART AND DENYING IN-PART MOTION TO WITHDRAW FOR DEFENDANT TROY R.J. HOGG. ORDER granting in part and denying in part [211] Motion to Withdraw as Attorney. Defendant Hogg's counsel, Forman Law Group, P.A. and Schlam Stone & Dolan, LLP, are withdrawn as counsel of record and relieved of all further responsibilities related to Defendant Hogg. Deadline to obtain new counsel 4/18/2025. Signed by Magistrate Judge Ellen F. D'Angelo on 3/28/2025. See attached document for full details. (nan) (Entered: 03/31/25) |
| 1:22-cv-23171-MD | 03/31/25 | 03/31/25 | 0 | Attorney Jeffrey M. Eilender representing Hogg, Tory R.J. (Defendant); Attorney Daniel Hilton Forman representing Hogg, Tory R.J. (Defendant); Attorney Thomas A. Kissane representing Hogg, Tory R.J. (Defendant); Attorney Angela Li representing Hogg, Tory R.J. (Defendant) terminated. Notice of Termination delivered by US Mail to Jeffrey Eilender, Thomas Kissane, Angela Li. Per DE# [217]. (nan) (Entered: 03/31/25) |
| 1:22-cv-23171-MD | 03/31/25 | 03/31/25 | 218 | PAPERLESS ORDER denying [216] Motion to Seal. This Cause is before the Court on Defendant Braverman's Renewed Motion to File Support Letters Under Seal (DE 216). In the Renewed Motion to Seal, Defendant Braverman explains that he wishes to file 175 letters under seal to support a "forthcoming Motion for Summary Judgment, Motion to Dismiss, and/or as evidence at trial" (id. at 1). Under Local Rule 7.1(c)(1), "[a]ll materials in support of any motion... shall be served withthe filing." Defendant Braverman has not filed any corresponding motion. Therefore, Defendant Braverman's Renewed Motion to Seal (DE 216) is DENIED WITHOUT PREJUDICE. Signed by Magistrate Judge Ellen F. D'Angelo on 3/31/2025. (thr) (Entered: 03/31/25) |
| 1:22-cv-23171-MD | 04/02/25 | 04/02/25 | 219 | ORDER DENYING DEFENDANT BRAVERMAN'S MOTION TO COMPEL DISCLOSURE FROM PLAINTIFF SEC. ORDER denying [200] Motion to Compel. Signed by Magistrate Judge Ellen F. D'Angelo on 4/2/2025. See attached document for full details. (nan) (Entered: 04/02/25) |
| 1:22-cv-23171-MD | 04/02/25 | 04/23/25 | 233 | CERTIFICATE OF SERVICE by James L. Goldberg (nan) (Entered: 04/23/25) |
| 1:22-cv-23171-MD | 04/07/25 | 04/07/25 | 220 | ORDER denying without prejudice [138] Defendant Max W. Barber's Motion for Summary Judgment. Signed by Judge Melissa Damian on 4/7/2025. See attached document for full details. (oco) (Entered: 04/07/25) |
| 1:22-cv-23171-MD | 04/14/25 | 04/14/25 | 221 | WITHDRAWN MOTION to Withdraw as Attorney by Dawn M Rapoport for / by James L. Goldberg. Responses due by 4/28/2025. (Attachments: # (1) Text of Proposed Order)(Rapoport, Dawn) Modified text Per DE# [224] on 4/17/2025 (nan). (Entered: 04/14/25) |
| 1:22-cv-23171-MD | 04/15/25 | 04/15/25 | 222 | ORDER UPON EX PARTE TELEPHONIC INQUIRES TO CHAMBERS Signed by Magistrate Judge Ellen F. D'Angelo on 4/15/2025. See attached document for full details. (thr) (Entered: 04/15/25) |
| 1:22-cv-23171-MD | 04/16/25 | 04/16/25 | 223 | WITHDRAWN EXPEDITED MOTION Withdrawal as Counsel of Record for Defendant James L Goldberg, for immediate permission for Defendant to proceed pro se, and for a stay or extension of the discovery deadline Expedited Amended Motion to Withdrawby James L. Goldberg. (Attachments: # (1) Text of Proposed Order)(Rapoport, Dawn) Modified text Per DE# [224] on 4/17/2025 (nan). (Entered: 04/16/25) |
| 1:22-cv-23171-MD | 04/16/25 | 04/16/25 | 224 | NOTICE OF WITHDRAWAL OF MOTION by James L. Goldberg re [223] EXPEDITED MOTION Withdrawal as Counsel of Record for Defendant James L Goldberg, for immediate permission for Defendant to proceed pro se, and for a stay or extension of the discoverydeadline Expedited Amended Motion to Withdraw filed by James L. Goldberg, [221] MOTION to Withdraw as Attorney by Dawn M Rapoport for / filed by James L. Goldberg DE 221 as now amended and being refiled and DE 223 for correct filing being resubmitted (Rapoport, Dawn) (Entered: 04/16/25) |
| 1:22-cv-23171-MD | 04/16/25 | 04/16/25 | 225 | EXPEDITED MOTION For Withdrawal as Counsel of Record, For Permission for Defendant Goldberg to Proceed Pro Se, For 2-week Extension of Discovery Deadline, and/or For Stay Expedited Amended Motion to Withdraw by James L. Goldberg. (Attachments: # (1) Text of Proposed Order)(Rapoport, Dawn) (Entered: 04/16/25) |
| 1:22-cv-23171-MD | 04/16/25 | 04/17/25 | 226 | MOTION for Referral to Volunteer Attorney Program by Troy Richard James Hogg. (nan)(Address Updated). (Entered: 04/17/25) |
| 1:22-cv-23171-MD | 04/16/25 | 04/17/25 | 227 | DEFENDANT'S NOTICE of Appearance and Request to Proceed Pro se by Troy Richard James Hogg (nan) (Entered: 04/17/25) |
| 1:22-cv-23171-MD | 04/16/25 | 04/17/25 | 228 | MOTION for Permission to Use CM/ECF as a Pro se Litigant by Troy Richard James Hogg. (nan) (Entered: 04/17/25) |
| 1:22-cv-23171-MD | 04/17/25 | 04/17/25 | 0 | Attorney Dawn Michelle Rapoport representing Goldberg, James L. (Defendant) terminated. (per Order de[229]) (drz) (Entered: 04/17/25) |
| 1:22-cv-23171-MD | 04/17/25 | 04/17/25 | 229 | ORDER granting in part and denying in part [225] EXPEDITED AMENDED MOTION TO WITHDRAW FOR DEFENDANT JAMES L. GOLDBERG. Deadline to obtain new counsel 4/28/2025. Signed by Magistrate Judge Ellen F. D'Angelo on 4/17/2025. See attached document for full details. (drz) (Entered: 04/17/25) |
| 1:22-cv-23171-MD | 04/17/25 | 04/17/25 | 230 | ORDER DENYING DEFENDANT HOGG'S MOTION FOR PERMISSION TO USE CM/ECF. ORDER denying [228] Motion. Signed by Magistrate Judge Ellen F. D'Angelo on 4/17/2025. See attached document for full details. (nan) (Entered: 04/17/25) |
| 1:22-cv-23171-MD | 04/17/25 | 04/18/25 | 231 | ORDER GRANTING DEFENDANT HOGG'S MOTION TO REFER THIS CASE TO THE ATTORNEY VOLUNTEER PROGRAM. The Motion (DE [4]) is GRANTED. This matter is REFERRED to the Court's Volunteer Attorney Program, where a volunteer attorney may accept representation on a pro bono basis Motions terminated: [226] MOTION for Referral to Volunteer Attorney Program filed by Troy Richard James Hogg. Signed by Magistrate Judge Ellen F. D'Angelo on 4/17/2025. See attached document for full details. (nan) (Entered: 04/18/25) |
| 1:22-cv-23171-MD | 04/22/25 | 04/23/25 | 232 | MOTION for Permission to File Documents Pro se by James L. Goldberg. (nan) (Entered: 04/23/25) |
| 1:22-cv-23171-MD | 04/22/25 | 04/23/25 | 234 | CERTIFICATE OF SERVICE by James L. Goldberg (nan) (Entered: 04/23/25) |
| 1:22-cv-23171-MD | 04/22/25 | 04/23/25 | 235 | NOTICE of Filing by James L. Goldberg re [232] MOTION for Permission to Use CM/ECF as a Pro se Litigant, [234] Certificate of Service, [233] Certificate of Service (Attachments: # (1) Proposed Order, # (2) Proposed Order) (nan) (Address Updated) (Entered: 04/23/25) |
| 1:22-cv-23171-MD | 04/23/25 | 04/23/25 | 236 | ORDER DENYING DEFENDANT GOLDBERG'S MOTION FOR PERMISSION TO FILE DOCUMENTS PRO SE. ORDER denying [232] Motion. Signed by Magistrate Judge Ellen F. D'Angelo on 4/23/2025. See attached document for full details. (nan) (Entered: 04/23/25) |
| 1:22-cv-23171-MD | 05/01/25 | 05/01/25 | 237 | Unopposed MOTION for Extension of Time of Pre-Trial Motions Deadline by Securities and Exchange Commission. Responses due by 5/15/2025. (Attachments: # (1) Text of Proposed Order)(Sum, Alice) (Entered: 05/01/25) |
| 1:22-cv-23171-MD | 05/01/25 | 05/02/25 | 238 | NOTICE of Filing Email from Defendant Stephen Braverman (nan) (Entered: 05/02/25) |
| 1:22-cv-23171-MD | 05/02/25 | 05/02/25 | 239 | ORDER REGARDING COMMUNICATIONS WITH CHAMBERS. Signed by Magistrate Judge Ellen F. D'Angelo on 5/2/2025. See attached document for full details. (nan) (Entered: 05/02/25) |
| 1:22-cv-23171-MD | 05/02/25 | 05/02/25 | 240 | Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law by Securities and Exchange Commission. Responses due by 5/16/2025. (Sum, Alice) (Entered: 05/02/25) |
| 1:22-cv-23171-MD | 05/02/25 | 05/02/25 | 241 | Statement of: Undisputed Material Facts In Support of Motion for Partial Summary Judgment by Securities and Exchange Commission (Attachments: # (1) Exhibit 1. Hogg Depo, # (2) Exhibit 2. Cryptobontix White Paper, # (3) Exhibit 3. Braverman Depo I, # (4) Exhibit 4. Cryptobontix Website, # (5) Exhibit 5. Arbitrade White Paper, # (6) Exhibit 6. Braverman Depo II, # (7) Exhibit 7. Token Sale Acknowledgment, # (8) Exhibit 8. Barber Depo, # (9) Exhibit 9. MOU, # (10) Exhibit 10. AssetPledge Agreement, # (11) Exhibit 11. Safe Keeping Receipt, # (12) Exhibit 12. Assignment Agreement, # (13) Exhibit 13. Email, # (14) Exhibit 14. Email, # (15) Exhibit 15. Telephonic Press Conference, # (16) Exhibit 16. Email News Release, # (17) Exhibit 17. Press Release - 11.5.2018, # (18) Exhibit 18. Press Release - 1.9.2019, # (19) Exhibit 19. Robert Goldschmidt Declaration, # (20) Exhibit 20. Elliot Fels Declaration, # (21) Exhibit 21. Cryptobontix Wayback Machine, # (22) Exhibit 22. Goldberg Testimony Transcript, # (23) Exhibit 23. Braverman Depo V2)(Sum, Alice) (Entered: 05/02/25) |
| 1:22-cv-23171-MD | 05/06/25 | 05/07/25 | 242 | Emergency MOTION for Extension of Time to File a Daubert and Summary Judgment Motions, or in the Alternative to Strike or Stay Summary Judgment Briefing, and for Expedited Hearing by Stephen L. Braverman. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 05/07/25) |
| 1:22-cv-23171-MD | 05/06/25 | 05/07/25 | 243 | NOTICE of Certificate of Compliance by Stephen L. Braverman re [242] MOTION for Extension of Time to File Response/Reply/Answer filed by Stephen L. Braverman (nan) (Entered: 05/07/25) |
| 1:22-cv-23171-MD | 05/06/25 | 05/07/25 | 244 | NOTICE of Filing Exhibits by Stephen L. Braverman (nan) (Entered: 05/07/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/09/25 | 245 | ORDER SETTING STATUS CONFERENCE: Status Conference set for 5/21/2025 at 11:00 AM in the Miami Division before Judge Melissa Damian. Any response to Defendant Stephen Braverman's [242] Emergency Motion for Extension of Time shall be filed no later than May 16, 2025.(Responses due by 5/16/2025). Signed by Judge Melissa Damian on 5/9/2025. See attached document for full details. (oco) (Entered: 05/09/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/12/25 | 246 | Letter regarding filings from James L. Goldberg (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/12/25 | 247 | EMERGENCY MOTION to Compel SEC Disclosure by James L. Goldberg. Responses due by 5/23/2025. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/12/25 | 248 | Defendant James Goldberg's Statement of Factual Background in Support of DE [247] MOTION to Compel SEC Disclosure filed by James L. Goldberg. (cwc) Date Filed Modified on 5/12/2025 (cwc). (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/12/25 | 249 | EMERGENCY MOTION to Extend Discovery and Pretrial Deadlines by James L. Goldberg. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/12/25 | 250 | STRICKEN EMERGENCY MOTION for Partial Summary Judgment by James L. Goldberg. Responses due by 5/23/2025. (cwc) Modified text Per DE# [301] on 6/9/2025 (nan). (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/12/25 | 251 | STRICKEN MOTION for Judgment on the Pleadings Pursuant to Rule 12(c) by James L. Goldberg. (cwc) Modified text Per DE# [301] on 6/9/2025 (nan). (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/09/25 | 05/12/25 | 252 | Defendant Request for Judicial Notice in Support of Pending Motions by James L. Goldberg (cwc) (Additional attachment(s) added on 5/12/2025: # (1) Supporting Exhibits) (cwc). (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 253 | NOTICE OF PRO SE DEFENDANT'S INABILITY TO ACCESS PACER AND CM/ECF AND OF INTERNATIONAL MAIL DELIVERY LIMITATIONS by Troy Richard James Hogg (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 254 | EMERGENCY Motion for Leave to File Evidence Without Bates-Stamping Due to Former Counsel's Discovery Failures and Defendant's Pro Se Status by Troy Richard James Hogg. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 255 | NOTICE REQUEST FOR JUDICIAL NOTICEIN SUPPORT OF PENDING MOTIONS by Troy Richard James Hogg (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 256 | EMRGENCY MOTION FOR LEAVE TO AMEND AFFIRMATIVE DEFENSES by Troy Richard James Hogg. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 257 | EMERGENCY MOTION to Suppress Claims and Evidence Derived from Ronnie Moas by Troy Richard James Hogg. Responses due by 5/27/2025. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 258 | (STRICKEN per DE [313]) MOTION for Judgment on the Pleadings Pursuant to Fed.R.CIV.P.12(c) by Troy Richard James Hogg. (cwc) Text Modified on 6/10/2025 (amb). (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 259 | (STRICKEN per DE [313]) EMERGENCY MOTION for Partial Summary Judgment by Troy Richard James Hogg. Responses due by 5/27/2025. (cwc) Text Modified on 6/10/2025 (amb). (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 260 | EMERGENCY MOTION to Exceed Page Limits by Troy Richard James Hogg. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 261 | MOTION TO SUPPLEMENT THE RECORD AND MODIFY THE DISCOVERY SCHEDULE FOR GOOD CAUSE by Troy Richard James Hogg. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 262 | EMERGENCY MOTION TO EXTEND DISCOVERY AND PRETRIAL DEADLINES by Troy Richard James Hogg. (cwc) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/12/25 | 263 | PAPERLESS ORDER This cause is before the Court on pro se Defendant James Goldberg's Emergency Motion to Compel SEC Disclosure (DE 247). First, the discovery deadline lapsed on April 18, 2025, and has not been extended (DE 197). Second, the Emergency Motion does not contain a certificate of conferral as required by Local Rule 7.1(a)(2). Third, the Emergency Motion does not adequately comply with the requirements of Local Rule 7.1(d) as "rapidly approaching pretrial deadlines," which have in fact already passed, are insufficient to trigger emergency relief from the Court. The Parties are reminded that "[t]he unwarranted designation of a motion as an emergency motion may result in sanctions." S.D. L. R. 7.1(d)(1). Accordingly, Goldberg's Emergency Motion (DE 247) is DENIED WITHOUT PREJUDICE. Defendant Goldberg may refile the Motion if the District Court extends the discovery deadline in this case. Signed by Magistrate Judge Ellen F. D'Angelo on 5/12/2025. (thr) (Entered: 05/12/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/13/25 | 264 | DEFENDANT TROY R.J.HOGG'S PRO SE STATEMENT OF FACTUAL BACKGROUND IN SUPPORT OF DE [247] MOTION to Compel SEC Disclosure filed by Troy Richard James Hogg. (cwc) (Entered: 05/13/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/13/25 | 265 | CONSOLIDATED MOTION IN LIMINE TO EXCLUDE IMPROPER TESTIMONY AND ARGUMENT by Troy Richard James Hogg. (cwc) (Entered: 05/13/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/13/25 | 266 | Letter regarding filings from Troy R. J. Hogg. (cwc) (Entered: 05/13/25) |
| 1:22-cv-23171-MD | 05/12/25 | 05/13/25 | 267 | Evidence Binder by Troy Richard James Hogg. (Attachments: # (1) Exhibits) (cwc) (Entered: 05/13/25) |
| 1:22-cv-23171-MD | 05/13/25 | 05/13/25 | 268 | Joint MOTION to Reschedule Status Conference and Allow Pro Se Defendants' Attendance via Zoom by Securities and Exchange Commission. (Sum, Alice) (Entered: 05/13/25) |
| 1:22-cv-23171-MD | 05/13/25 | 05/13/25 | 269 | NOTICE OF WITHDRAWAL OF MOTION by Securities and Exchange Commission re [237] Unopposed MOTION for Extension of Time of Pre-Trial Motions Deadline filed by Securities and Exchange Commission (Sum, Alice) (Entered: 05/13/25) |
| 1:22-cv-23171-MD | 05/16/25 | 05/16/25 | 270 | Defendant Stephen L. Braverman's RESPONSE in Opposition re [240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law filed by Stephen L. Braverman. Replies due by 5/23/2025. (nan) (Entered: 05/16/25) |
| 1:22-cv-23171-MD | 05/16/25 | 05/16/25 | 271 | ORDER ON JOINT MOTION TO RESCHEDULE STATUS CONFERENCE AND ALLOW PRO SE DEFENDANTS' ATTENDANCE VIA ZOOM [ECF NO. [268]].ORDER granting [268] Motion. Signed by Judge Melissa Damian on 5/16/2025. See attached document for full details. (nan) (Entered: 05/16/25) |
| 1:22-cv-23171-MD | 05/16/25 | 05/16/25 | 272 | RESPONSE in Opposition re [242] MOTION for Extension of Time to File Response/Reply/Answer filed by Securities and Exchange Commission. Replies due by 5/23/2025. (Sum, Alice) (Entered: 05/16/25) |
| 1:22-cv-23171-MD | 05/16/25 | 05/19/25 | 273 | Defendant James L. Goldberg's MEMORANDUM of Law in Opposition to [240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law by James L. Goldberg. (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/16/25 | 05/19/25 | 274 | Defendant James Lee Goldberg's RESPONSE in Opposition to Plaintiff's Statement of Undisputed Material Facts re [241] Statement, by James L. Goldberg. (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/16/25 | 05/19/25 | 275 | NOTICE of Filing by James L. Goldberg re [274] Affidavit, [273] Memorandum (nan) (Main Document 275 replaced on 5/19/2025) (nan). (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 276 | MOTION to Compel Revision or Withdrawal of Portions of the Report of Faisal Ahmed by Stephen L. Braverman. Responses due by 6/2/2025. (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 277 | Defendant Stephen L. Braverman's MEMORANDUM of Law in Support of [276] MOTION to Compel Revision or Withdrawal of Portions of the Report of Faisal Ahmed by Stephen L. Braverman. (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 278 | Defendant James L. Goldberg's Emergency MOTION for clarification of Rule 56 Deadline and Relief Under Rile 56(d) by James L. Goldberg. Responses due by 6/2/2025. (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 279 | NOTICE of Errata Regarding Defendant James Goldberg's Response to Plaintiff's Statement of Undisputed Material Facts by James L. Goldberg (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 280 | NOTICE of Supplementary Authority regarding Ronnie Moas Court Order Violations, Debt Box Sanctions, and Impact on Credibility and Due Process by James L. Goldberg (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 281 | Defendant James L. Goldberg's Emergency Motion to Strike Evidence and Testimony Derived from Ronnie Moas and Request for Sanctions by James L. Goldberg. Responses due by 6/2/2025. (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 282 | Declaration of James L. Goldberg Pursuant to 28 U.S.C. 1746 by James L. Goldberg (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/19/25 | 05/19/25 | 283 | NOTICE of Filing by James L. Goldberg (nan) (Entered: 05/19/25) |
| 1:22-cv-23171-MD | 05/20/25 | 05/20/25 | 284 | Plaintiff's MOTION for Extension of Time to File Response/Reply/Answer as to [257] MOTION to Suppress Claims and Evidence Derived from Ronnie Moas, [259] MOTION for Partial Summary Judgment, [281] MOTION to Strike, [270] Response in Opposition to Motion, [251] MOTION for Judgment on the Pleadings, [277] Memorandum, [265] MOTION in Limine, [273] Memorandum, [250] MOTION for Partial Summary Judgment, [258] MOTION for Judgment on the Pleadings by Securities and Exchange Commission. (Sum, Alice) (Entered: 05/20/25) |
| 1:22-cv-23171-MD | 05/20/25 | 05/20/25 | 285 | MOTION to Strike [256] MOTION for Leave to File, [254] MOTION for Leave to File, [259] MOTION for Partial Summary Judgment, [251] MOTION for Judgment on the Pleadings, [264] Affidavit in Support of Motion, [252] Notice (Other), [260]MOTION for Leave to File Excess Pages, [250] MOTION for Partial Summary Judgment, [276] MOTION to Compel Revision or Withdrawal of Portions of the Report of Faisal Ahmed, [258] MOTION for Judgment on the Pleadings by Securities and Exchange Commission. Responses due by 6/3/2025. (Sum, Alice) (Entered: 05/20/25) |
| 1:22-cv-23171-MD | 05/20/25 | 05/21/25 | 287 | Defendant James L. Goldberg's MOTION for Summary Judgment by James L. Goldberg. Responses due by 6/3/2025. (nan) (Additional attachment(s) added on 5/21/2025: # (1) Exhibit, # (2) Exhibit, # (3) Exhibit) (nan). (Entered: 05/21/25) |
| 1:22-cv-23171-MD | 05/21/25 | 05/21/25 | 286 | PAPERLESS Minute Entry for proceedings held before Judge Melissa Damian: Status Conference held on 5/21/2025. Total time in court: 2 hours. Written Order to follow. Attorney Appearance(s): Alice Sum. Other appearances: Defendants, Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber, appeared pro se. Court Reporter: Patricia Bailey-Entin, 305-523-5635 / Patricia_BaileyEntin@flsd.uscourts.gov. (oco) (Entered: 05/21/25) |
| 1:22-cv-23171-MD | 05/21/25 | 05/21/25 | 288 | Defendant's MOTION for Leave to File Reply to SEC's Response, DE# [272] by Stephen L. Braverman. (nan) (Entered: 05/21/25) |
| 1:22-cv-23171-MD | 05/21/25 | 06/13/25 | 320 | Letter to the Court from Ronnie Moas. (amb) (Entered: 06/13/25) |
| 1:22-cv-23171-MD | 05/22/25 | 05/23/25 | 289 | ORDER FOLLOWING STATUS CONFERENCE: ORDER granting in part and denying in part [242] Motion for Extension of Time to File Response/Reply to Motion ; granting in part and denying in part [249] Motion for Extension of Time of Discovery Cutoff Deadline ( Responses due by 5/28/2025.); denying [261] Motion ; granting in part and denying in part [262] Motion for Extension of Time of Discovery Cutoff Deadline ( Responses due by 5/28/2025.); granting [278] Motion for Clarification; granting [284] Motion for Extension of Time to File Response/Reply to Motion ; denying [285] Motion to Strike ( Responses due by 5/28/2025., Dispositive Motions due by 5/28/2025.). Signed by Judge Melissa Damian on 5/22/2025. See attached document for full details. (nan) (Entered: 05/23/25) |
| 1:22-cv-23171-MD | 05/22/25 | 05/23/25 | 290 | Defendant Stephen L. Braverman's Motion to Exclude Testimony and Report of Faisal Ahmed (Filed Under Protest and Reservation of Rights) by Stephen L. Braverman. (nan) (Entered: 05/23/25) |
| 1:22-cv-23171-MD | 05/22/25 | 05/23/25 | 291 | Defendant Stephen L. Braverman's Emergency MOTION to Compel Clarification of Plaintiff's Intent to Streamline Case and to Stay Further Briefing Until Clarification is Made. (Responses due by 6/5/2025.) by Stephen L. Braverman. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 05/23/25) |
| 1:22-cv-23171-MD | 05/25/25 | 05/25/25 | 292 | MOTION for clarification [289] Order on Motion for Extension of Time to File Response/Reply/Answer,,,, Order on Motion for Extension of Time of Discovery Cutoff Deadline,,,, Order on Motion for Miscellaneous Relief,,,,,,,, Order on Motion for Clarification,,,,,,,, Order on Motion to Strike,,, by Securities and Exchange Commission. Responses due by 6/9/2025. (Sum, Alice) (Entered: 05/25/25) |
| 1:22-cv-23171-MD | 05/28/25 | 05/28/25 | 293 | Defendant Stephen L. Braverman's MOTION for Partial Summary Judgment as to Counts X, XI, and XII of the Complaint by Stephen L. Braverman. Responses due by 6/11/2025. (nan) (Entered: 05/28/25) |
| 1:22-cv-23171-MD | 05/28/25 | 05/28/25 | 294 | Defendant Stephen L. Braverman's Statement Undisputed Material Facts by Stephen L. Braverman (nan) (Entered: 05/28/25) |
| 1:22-cv-23171-MD | 05/28/25 | 05/28/25 | 295 | Exhibits In Support to [293] MOTION for Partial Summary Judgment by Stephen L. Braverman (nan) (Entered: 05/28/25) |
| 1:22-cv-23171-MD | 05/28/25 | 05/28/25 | 296 | MOTION to Withdraw Prior Dispositive Motions by James L. Goldberg. Responses due by 6/11/2025. (nan) (Entered: 05/28/25) |
| 1:22-cv-23171-MD | 05/28/25 | 05/28/25 | 297 | Defendant James L. Goldberg's Statement of Undisputed Material Facts in Support of Motion for Summary Judgment by James L. Goldberg (nan) (Entered: 05/28/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 302 | Defendant Troy R.J. Hogg's MOTION for Summary Judgment by Troy Richard James Hogg. Responses due by 6/12/2025. (nan) (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 303 | Defendant Troy R.J. Hoggs's STATEMENT of Undisputed Material Facts in Support of Motion for Summary Judgment, DE# [302] by Troy Richard James Hogg (Attachments: # (1) Exhibits A-Z, # (2) Exhibits AA-AZ (Part 1), # (3) Exhibits AA-AZ (Part 2), # (4) Exhibits AA-AZ (Part 3), # (5) Exhibits AA-AZ (Part 4), # (6) Exhibits BA-BZ (Part 1), # (7) Exhibits BA-BZ (Part 2), # (8) Exhibits CA -CZ (Part 1), # (9) Exhibits CA-CZ (Part 2))(nan) (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 304 | MOTION to Withdraw Prior Dispositive Motions by Troy Richard James Hogg. Responses due by 6/12/2025. (nan) (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 305 | NOTICE of Filing Corrected and Supplemental Material for Dispositive Motions by Troy Richard James Hogg re [303] Statement, (nan) (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 306 | STRICKEN RESPONSE to SEC's Statement of Undisputed Facts [241] Statement by Troy Richard James Hogg. (nan) Modified text Per [467] on 8/13/2025 (nan). (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 307 | STRICKEN Defendant Troy R. J. Hogg's MEMORANDUM of Law in Opposition to [240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law by Troy Richard James Hogg. (nan) Modified text Per DE# [467] on 8/13/2025 (nan). (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 308 | AMENDED NOTICE Regarding Witness Impeachment of Stephen L. Braverman by Troy Richard James Hogg (nan) (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 309 | STRICKEN Defendant Troy R.J. Hogg's SECOND MEMORANDUM of Law in Opposition to[240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law by Troy Richard James Hogg. (nan) Modified text Per [467] on 8/13/2025 (nan). (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 310 | STRICKEN SECOND RESPONSE to SEC's Statement of Undisputed Facts [241] Statement by Troy Richard James Hogg. (nan) Modified text Per DE# [467] on 8/13/2025 (nan). (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 311 | SUPPLEMENT to [302] MOTION for Summary Judgment by Troy Richard James Hogg (nan) (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 05/29/25 | 06/09/25 | 312 | SUPPLEMENT to [303] Statement, by Troy Richard James Hogg (nan) (Entered: 06/09/25) |
| 1:22-cv-23171-MD | 06/06/25 | 06/06/25 | 298 | RESPONSE in Opposition re [291] MOTION to Compel Clair MOTION for clarification MOTION to Stay filed by Securities and Exchange Commission. Replies due by 6/13/2025. (Sum, Alice) (Entered: 06/06/25) |
| 1:22-cv-23171-MD | 06/06/25 | 06/06/25 | 299 | ORDER granting [292] Joint Motion for Clarification of Order Following Status Conference. Signed by Judge Melissa Damian on 6/6/2025. See attached document for full details. (oco) (Entered: 06/06/25) |
| 1:22-cv-23171-MD | 06/06/25 | 06/06/25 | 300 | ORDER denying as moot Defendant Stephen L. Braverman's [288] Motion for Leave to File Reply to SEC's Response and [291] Motion to Compel Clarification and to Stay Further Briefing. Signed by Judge Melissa Damian on 6/6/2025. See attached document for full details. (oco) (Entered: 06/06/25) |
| 1:22-cv-23171-MD | 06/06/25 | 06/06/25 | 301 | ORDER granting [296] Defendant James L. Goldberg's Motion to Withdraw Prior Dispositive Motions; denying as moot [250] Motion for Partial Summary Judgment; and denying as moot [251] Motion for Judgment on the Pleadings. Signed by Judge Melissa Damian on 6/6/2025. See attached document for full details. (oco) (Entered: 06/06/25) |
| 1:22-cv-23171-MD | 06/09/25 | 06/10/25 | 314 | DEFENDANT TROY R. J. HOGG'S SUPPLEMENTAL SUBMISSION in support re [292] MOTION for clarification [289] Order on Motion for Extension of Time to File Response/Reply/Answer, Order on Motion for Extension of Time of Discovery Cutoff Deadline, Order on Motion for Miscellaneous Relief, Order on Motion for Clarif by Troy Richard James Hogg (amb) (Entered: 06/10/25) |
| 1:22-cv-23171-MD | 06/09/25 | 06/10/25 | 315 | STRICKEN DEFENDANT TROY R.J. HOGG'S NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT re Motion for Summary Judgment and Opposition to Plaintiff's Motion for Partial Summary Judgment by Troy Richard James Hogg. (amb) Modified text Per [467] on 8/13/2025 (nan). (Entered: 06/10/25) |
| 1:22-cv-23171-MD | 06/09/25 | 06/10/25 | 316 | DEFENDANT TROY R.J. HOGG'S MOTION TO STRIKE EXCESSIVE TRIAL WITNESSES AND TO PRECLUDE TRIAL BY AMBUSH by Troy Richard James Hogg. Responses due by 6/23/2025. (amb) (Entered: 06/10/25) |
| 1:22-cv-23171-MD | 06/10/25 | 06/10/25 | 313 | ORDER granting [304] Motion to Withdraw; denying as moot [258] Motion for Judgment on the Pleadings; denying as moot [259] Motion for Partial Summary Judgment; denying as moot [260] Motion for Leave to File Excess Pages. Signed by Judge Melissa Damian on 6/9/2025. See attached document for full details. (amb) (Entered: 06/10/25) |
| 1:22-cv-23171-MD | 06/10/25 | 06/11/25 | 317 | SUA SPONTE ORDER EXTENDING BRIEFING DEADLINES FOR DISPOSITIVE MOTIONS. Signed by Judge Melissa Damian on 6/10/2025. See attached document for full details. (nan) (Entered: 06/11/25) |
| 1:22-cv-23171-MD | 06/11/25 | 06/11/25 | 318 | REPLY to Response to Motion re [240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law. as to Stephen Braverman [ECF No. 270] filed by Securities and Exchange Commission. (Sum, Alice) (Entered: 06/11/25) |
| 1:22-cv-23171-MD | 06/11/25 | 06/11/25 | 319 | REPLY to Response to Motion re [240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law. as to Troy Hogg filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit Exhibit 1 -Highlighted Version of Goldberg's SMF)(Sum, Alice) (Entered: 06/11/25) |
| 1:22-cv-23171-MD | 06/13/25 | 06/13/25 | 321 | RESPONSE in Opposition re [256] MOTION for Leave to File Amended Affirmative Defenses filed by Securities and Exchange Commission. Replies due by 6/20/2025. (Sum, Alice) (Entered: 06/13/25) |
| 1:22-cv-23171-MD | 06/16/25 | 06/17/25 | 322 | ORDER OF REFERRAL TO MAGISTRATE JUDGE. ORDER REFERRING [257] MOTION to Suppress Claims and Evidence Derived from Ronnie Moas filed by Troy Richard James Hogg, [281] MOTION to Strike filed by James L. Goldberg, [290] MOTION Defendant Stephen L. Braverman's Motion to Exclude Testimony and Report of Faisal Ahmed (Filed Under Protest and Reservation of Rights) filed by Stephen L. Braverman, [276] MOTION to Compel Revision or Withdrawal of Portions of the Report of Faisal Ahmedfiled by Stephen L. Braverman. Motions referred to Judge Ellen F. D'Angelo. Signed by Judge Melissa Damian on 6/16/2025. See attached document for full details. (nan) (Entered: 06/17/25) |
| 1:22-cv-23171-MD | 06/16/25 | 06/17/25 | 325 | Defendant Max W. Barber's OPPOSITION to Plaintiff Securities and Exchange Commission's Motion for Partial Summary Judgment re [240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law filed by Max W. Barber. Replies due by 6/23/2025. (nan) (Entered: 06/17/25) |
| 1:22-cv-23171-MD | 06/16/25 | 06/17/25 | 326 | Defendant Max W. Barber's MOTION for Partial Summary Judgment by Max W. Barber. Responses due by 6/30/2025. (nan) (Entered: 06/17/25) |
| 1:22-cv-23171-MD | 06/16/25 | 06/17/25 | 327 | Defendant Max W. Barber's NOTICE of Taking Deposition by Max W. Barber (nan) (Entered: 06/17/25) |
| 1:22-cv-23171-MD | 06/16/25 | 06/17/25 | 328 | Clerk's Notice of Filing Deficiency Re: [326] MOTION for Partial Summary Judgment filed by Max W. Barber, [325] Response in Opposition to Motion, filed by Max W. Barber, [327] Notice (Other) filed by Max W. Barber. Document(s) missing required signature(s) (Fed.R.Civ.P. 11(a)). (nan) (Entered: 06/17/25) |
| 1:22-cv-23171-MD | 06/17/25 | 06/17/25 | 323 | Joint MOTION to Strike [306] Response/Reply (Other), [310] Response/Reply (Other), [309] Memorandum, [307] Memorandum, [315] Supplement by Securities and Exchange Commission. Responses due by 7/1/2025. (Attachments: # (1) Text ofProposed Order)(Sum, Alice) (Entered: 06/17/25) |
| 1:22-cv-23171-MD | 06/17/25 | 06/17/25 | 324 | ORDER DENYING STEPHEN L. BRAVERMAN'S MOTION TO COMPEL REVISION OF WITHDRAWAL OF PORTIONS OF REPORT OF FAISAL AHMED.ORDER denying [276] Motion to Compel. Signed by Magistrate Judge Ellen F. D'Angelo on 6/17/2025. See attached document for full details. (nan) (Entered: 06/17/25) |
| 1:22-cv-23171-MD | 06/18/25 | 06/18/25 | 329 | Defendant Steven Braverman's MOTION for Leave to File Sur-Reply by Stephen L. Braverman. (nan) (Entered: 06/18/25) |
| 1:22-cv-23171-MD | 06/18/25 | 06/18/25 | 330 | RESPONSE in Opposition re [290] MOTION Defendant Stephen L. Braverman's Motion to Exclude Testimony and Report of Faisal Ahmed (Filed Under Protest and Reservation of Rights) filed by Securities and Exchange Commission. Replies due by 6/25/2025. (Attachments: # (1) Exhibit, # (2) Exhibit, # (3) Exhibit, # (4) Exhibit, # (5) Exhibit)(Sum, Alice) (Entered: 06/18/25) |
| 1:22-cv-23171-MD | 06/20/25 | 06/20/25 | 331 | Joint MOTION Requesting Date Certain for Trial by Securities and Exchange Commission. (Sum, Alice) (Entered: 06/20/25) |
| 1:22-cv-23171-MD | 06/20/25 | 06/20/25 | 332 | Plaintiff's MOTION for Leave to File Excess Pages on Reply Memorandum by Securities and Exchange Commission. (Sum, Alice) (Entered: 06/20/25) |
| 1:22-cv-23171-MD | 06/23/25 | 06/24/25 | 334 | NOTICE of Joinder and Statement of Position Regarding Defendant Goldberg's Opposition to Plaintiff's Motion for Partial Summary Judgement, DE# [273] by Stephen L. Braverman (nan) (Entered: 06/24/25) |
| 1:22-cv-23171-MD | 06/24/25 | 06/24/25 | 333 | Defendant Troy R. J. Hogg's Request for Judicial NOTICE by Troy Richard James Hogg (nan) (Additional attachment(s) added on 6/24/2025: # (1) Exhibit, # (2) Exhibit) (nan). (Additional attachment(s) added on 6/25/2025: # (3) Exhibit, # (4) Exhibit, # (5) Exhibit, # (6) Exhibit, # (7) Exhibit, # (8) Exhibit) (nan). (Entered: 06/24/25) |
| 1:22-cv-23171-MD | 06/24/25 | 06/24/25 | 335 | NOTICE of Intent to Treat Hogg's Motion to Strike Trial Witnesses as a Motion in Limine by Securities and Exchange Commission re [316] MOTION to Strike (Sum, Alice) (Entered: 06/24/25) |
| 1:22-cv-23171-MD | 06/25/25 | 06/26/25 | 336 | Defendant Braverman's REPLY Memorandum of Law in Support re [290] MOTION Defendant Stephen L. Braverman's Motion to Exclude Testimony and Report of Faisal Ahmed (Filed Under Protest and Reservation of Rights) filed by Stephen L. Braverman. (nan) (Entered: 06/26/25) |
| 1:22-cv-23171-MD | 06/30/25 | 06/30/25 | 337 | NOTICE of Attorney Appearance by Russell Robert O'Brien on behalf of Securities and Exchange Commission. Attorney Russell Robert O'Brien added to party Securities and Exchange Commission(pty:pla). (O'Brien, Russell) (Entered: 06/30/25) |
| 1:22-cv-23171-MD | 06/30/25 | 06/30/25 | 338 | MOTION in Limine by Securities and Exchange Commission. (Attachments: # (1) Exhibit Excerpts of Hogg Deposition 2.14.25, # (2) Exhibit Excerpts of Goldberg Deposition 5.2.25, # (3) Exhibit Webcapture Declarations)(Sum, Alice) (Entered: 06/30/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 347 | Defendant Stephen L. Braverman's NOTICE of Joinder in Defendant Troy R.J. Hogg's MOTION to Strike Excessive Trial Witnesses and to Preclude Trial by Ambush, (ECF No. [316] by Stephen L. Braverman re [316] MOTION to Strike (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 348 | Defendant Troy R.J. Hogg's MOTION for Leave to File Supplemental Authority in Support of his Motion for Summary Judgment by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 350 | Defendant Troy R.J. Hoggs' MOTION for Leave to File Reply in Support of Motion for Leave to Amend Affirmative Defenses [256] MOTION for Leave to File by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 352 | Defendant Troy R.J. Hogg's REPLY in Support of Motion for Leave to Amend Affirmative Defenses re [256] MOTION for Leave to File. filed by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 354 | Defendant Troy R.J. Hogg's MOTION to Strike Previously filed Motion in Limine [266] Letter by Troy Richard James Hogg. Responses due by 7/14/2025. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 356 | Defendant Troy R.J. Hogg's MOTION for Clarification or Temporary Stay of Motions in Limine Deadline Pending Rulings on Dispositive and Evidentiary Motions by Troy Richard James Hogg. Responses due by 7/14/2025. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 358 | Defendant Troy R.J. Hogg's RESPONSE to Plaintiff's Notice Regarding Defendant's Motion to Strike Excessive Trial Witnesses [335] Notice (Other) by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 359 | Defendant Troy R.J. Hogg's NOTICE of Ex Parte Communications by Ronnie Moas and Potential Coordination with the SEC by Troy Richard James Hogg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 360 | Defendant Troy R.J. Hogg's Judicial Notice Regarding SEC Counsel's Position on Role of the Court in Ruling on Pretrial Motions by Troy Richard James Hogg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 361 | Pro se Statement on SEC Misconduct and Pattern of Litigation Abuse by Troy Richard James Hogg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 362 | Defendant Troy R.J. Hogg's MOTION for Sanctions Under Federal Rules 26(g)and 37(c)(1) by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 363 | Supplemental Brief in Support of Motion for Sanction: Poisoned Source Testimony and Due Process Violations Under Brady, Moore and Spencer to [362] MOTION for Sanctions by Troy Richard James Hogg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 364 | Defendant Troy R.J. Hogg's Appendix of Supplemental Authority by Troy Richard James Hogg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 365 | Defendant James L. Goldberg's MOTION in Limine to Exclude Investor Testimony Derived from Third-Party Misrepresentations and to Preclude Moas-Influenced Witnesses by James L. Goldberg. (nan) (Additional attachment(s) added on 7/1/2025: # (1)Text of Proposed Order) (nan). (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 366 | NOTICE of Service by James L. Goldberg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 367 | NOTICE of SEC Reliance on Improperly Sourced Evidence and Witness Misrepresentation by James L. Goldberg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 06/30/25 | 07/01/25 | 369 | Defendant Troy R.J. Hogg's Exhibits for June 25, 2025 Filing by Troy Richard James Hogg (Attachments: # (1) Exhibit, # (2) Exhibit, # (3) Exhibit, # (4) Exhibit, # (5) Exhibit, # (6) Exhibit, # (7) Exhibit) (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 339 | Statement of: Undisputed Material Facts in Opposition to Defendant Stephen L. Braverman's Motion for Partial Summary Judgment by Securities and Exchange Commission re [293] MOTION for Partial Summary Judgment (Attachments: # (1) Exhibit 1, # (2) Exhibit 2, # (3) Exhibit 3, # (4) Exhibit 4, # (5) Exhibit 5, # (6) Exhibit 6, # (7) Exhibit 7, # (8) Exhibit 8, # (9) Exhibit 9, # (10) Exhibit 10, # (11) Exhibit 11, # (12) Exhibit 12, # (13) Exhibit 13, # (14) Exhibit 14)(O'Brien, Russell) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 340 | RESPONSE in Opposition re [293] MOTION for Partial Summary Judgment filed by Securities and Exchange Commission. Replies due by 7/8/2025. (O'Brien, Russell) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 341 | Statement of: Undisputed Material Facts in Opposition to Defendant James L. Goldberg's Motion for Summary Judgment by Securities and Exchange Commission re [287] MOTION for Summary Judgment (Attachments: # (1) Exhibit Braverman Correspondence (Aug. 11, 2018), # (2) Exhibit Goldberg Correspondence (May 17, 2018), # (3) Exhibit Goldberg Testimony Transcript, # (4) Exhibit Goldberg Correspondence (Jan. 8, 2019), # (5) Exhibit Walker Correspondence (Jan. 9, 2019), # (6) Exhibit Duncan Correspondence (Jan. 10, 2019), # (7) Exhibit Goldberg Correspondence (Oct. 31, 2018), # (8) Exhibit Sagal Depo Excerpt, # (9) Exhibit MacNeil Depo Excerpt, # (10) Exhibit Hogg Depo Excerpt, p. 285, # (11) Exhibit Arbitrade Website, # (12)Exhibit Arbitrade Twitter Webcapture, # (13) Exhibit Goldberg Depo Excerpt, p. 20, # (14) Exhibit Hogg Depo Excerpt, p. 137, # (15) Exhibit Braverman Depo Excerpt, p. 39)(O'Brien, Russell) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 342 | RESPONSE in Opposition re [287] MOTION for Summary Judgment filed by Securities and Exchange Commission. Replies due by 7/8/2025. (O'Brien, Russell) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 343 | Statement of: Undisputed Material Facts in Opposition to Defendant Troy R.J. Hogg's Motion for Summary Judgment by Securities and Exchange Commission re [311] Supplement (Attachments: # (1) Exhibit Morell Correspondence (Nov. 5, 2018), # (2) Exhibit Braverman Depo Excerpt, p. 57, # (3) Exhibit Braverman Depo Excerpt, p. 21)(O'Brien, Russell) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 344 | RESPONSE in Opposition re [302] MOTION for Summary Judgment filed by Securities and Exchange Commission. Replies due by 7/8/2025. (O'Brien, Russell) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 345 | NOTICE of Filing Certificate of Conferral Regarding Defendant James L. Goldberg's Motion in Limine by James L. Goldberg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 346 | Defendant Troy R. J. Hogg's MOTION to Strike Prior Filings and Grant Leave to Refile Revised Opposition Materials [306] Response/Reply (Other), [310] Response/Reply (Other), [309] Memorandum, [307] Memorandum, [315] Supplement ( Responses due by 7/15/2025.), by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 349 | Memorandum of Law in Support of [346] MOTION to Strike [306] Response/Reply (Other), [310] Response/Reply (Other), [309] Memorandum, [307] Memorandum, [315] Supplement MOTION for Leave to File. filed by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 351 | Defendant Troy R.J. Hogg's Revised Memorandum of Law in Opposition to Plaintiff's Motion for Partial Summary Judgement [240] Plaintiff's MOTION for Partial Summary Judgment and Supporting Memorandum of Law filed by Troy Richard James Hogg. Replies due by 7/8/2025. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 353 | Defendant Troy R.J. Hogg's RESPONSE in Opposition to Plaintiff's Statement of Undisputed Material Facts [241] Statement by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 355 | Defendant Troy R.J. Hogg's Revised MOTION In Limine to Exclude Improper Testimony and Argument by Troy Richard James Hogg. (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 357 | NOTICE of Service and NOTICE of Filing Exhibits by Troy Richard James Hogg (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/01/25 | 07/01/25 | 368 | Declaration Under 28 U.S.C. 1746 - NOTICE of Filing Exhibit E in Support of Defendant's Motion for Sanctions by Troy Richard James Hogg re [362] MOTION for Sanctions (Attachments: # (1) Exhibit) (nan) (Entered: 07/01/25) |
| 1:22-cv-23171-MD | 07/02/25 | 07/02/25 | 370 | MOTION for Extension of Time Nunc Pro Tunc to Respond to Defendants' Motions for Summary Judgment by Securities and Exchange Commission. Responses due by 7/16/2025. (O'Brien, Russell) (Entered: 07/02/25) |
| 1:22-cv-23171-MD | 07/02/25 | 07/02/25 | 371 | RESPONSE in Opposition re [329] MOTION for Leave to File Sur-Reply filed by Securities and Exchange Commission. Replies due by 7/9/2025. (Sum, Alice) (Entered: 07/02/25) |
| 1:22-cv-23171-MD | 07/02/25 | 07/02/25 | 372 | RESPONSE in Opposition re [326] MOTION for Partial Summary Judgment filed by Securities and Exchange Commission. Replies due by 7/9/2025. (Attachments: # (1) Exhibit 1, # (2) Exhibit 2)(Sum, Alice) (Entered: 07/02/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/03/25 | 373 | MOTION for Pretrial/Status Conference by Securities and Exchange Commission. (Sum, Alice). (Entered: 07/03/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 374 | Defendant James L. Goldberg's REPLY in Opposition to Plaintiff's Omnibus Motion in Limine to [338] MOTION in Limine by James L. Goldberg. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 375 | Judicial NOTICE of SEC Pattern of Procedural Misconduct and Litigation Abuse Across Multiple Federal Actions in Support of Defendant's Pending Motions by James L. Goldberg (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 376 | Defendant James L. Goldberg's MOTION to Preclude Plaintiff from Amending the Complaint Post-Deadline and to Strike or Disregard Expanded Claims in DE # [342]. by James L. Goldberg. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 377 | Defendant James L. Goldberg's REPLY in Support of Motion re [287] MOTION for Summary Judgment. filed by James L. Goldberg. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 378 | MOTION to Address Pattern of Procedural Misconduct, Selective Enforcement, and Unequal Treatment of Pro se Defendants by the Securities and Exchange Commission by James L. Goldberg. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 379 | Defendant James L. Goldberg's Request for Evidentiary Hearing on Witness Sourcing and Improper Influence by James L. Goldberg. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 380 | Supplemental Notice and Request for Judicial Recognition of Investigative Coordination and Prejudicial Witness Sourcing Involving Ronnie Moas and the Ontario Securities Commission by James L. Goldberg (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 381 | Defendant James L. Goldberg's Emergency MOTION to Supplement the Record and Modfiy the Discovery Schedule for Good Cause by James L. Goldberg. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 382 | Defendant James L. Goldberg's MOTION to Strike Declarations of Elliott Fels and Robert Goldschmidt by James L. Goldberg. Responses due by 7/17/2025. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/03/25 | 07/07/25 | 383 | Memorandum of Law in Support of Defendant James L. Goldberg's Motion re [382] MOTION to Strike filed by James L. Goldberg. (nan) (Entered: 07/07/25) |
| 1:22-cv-23171-MD | 07/07/25 | 07/08/25 | 384 | Defendant Braverman's Point-by-Point Opposition to Ominus Motion in Limine re [338] MOTION in Limine filed by Stephen L. Braverman. Replies due by 7/14/2025. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/07/25 | 07/08/25 | 387 | AFFIDAVIT of Stephen Lance Braverman Concerning Legal Fees by Stephen L. Braverman. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/08/25 | 385 | Emergency MOTION to Preclude Plaintiff from Amending Complaint Post-Deadline, Strike Unpleaded Claims, Dismiss Remaining Claims with Prejudice, and Request for Immediate Hearing by Troy Richard James Hogg. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/08/25 | 386 | Defendant James L. Goldberg's Emergency MOTION to Stay Trial Preparation Deadlines and Request for Expedited Ruling (Responses due by 7/22/2025.) by James L. Goldberg. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/08/25 | 388 | Defendant Troy R.J. Hogg's MOTION to Strike Declarations of Elliot Fels and Robert Goldschmidt by Troy Richard James Hogg. Responses due by 7/22/2025. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/08/25 | 389 | Defendant Max Barber's MOTION to Exclude the Testimony of Faisal Ahmed and "Expert Report" by Max W. Barber. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/08/25 | 390 | Defendant Troy R.J. Hogg's Request for Evidentiary Hearing on SEC Witness Sourcing and Declarant Influence by Troy Richard James Hogg. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/08/25 | 391 | Defendant Troy R.J. Hogg's Rile 56(e) Request to Disregard Inadmissible Declarations and Strike Improper Witness Evidence from Summary Judgment Record by Troy Richard James Hogg. Responses due by 7/22/2025. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/08/25 | 392 | Defendant Max W. Barber's MOTION for Partial Summary Judgment as to Counts X, XI and XII of Complaint by Max W. Barber. Responses due by 7/22/2025. (nan) (Entered: 07/08/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 393 | SUPPLEMENT to Defendant Troy R. J. Hogg's MOTION in Limine Based on Newly Discovered Evidence of Tainted Witness Sourcing and SEC Misconduct [355] MOTION in Limine by Troy Richard James Hogg (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 394 | Judicial NOTICE of Investigative Misconduct, injunctive Violations, and Protection of a Known Discredited Source by Troy Richard James Hogg (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 395 | NOTICE of Supplemental Evidence and Request for Judicial NOTICE of Investigative Misconduct and Non-Disclosure of Protected Witness Arraignment by Troy Richard James Hogg (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 396 | NOTICE of SUPPLEMENT in Support of Defendant Troy R. J. Hogg's Motion for Summary Judgment to [302] MOTION for Summary Judgment by Troy Richard James Hogg (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 397 | Defendant Troy R. J. Hogg's MOTION to Preclude Plaintiff from Amending Complaint through Post-Deadline Briefing and to Dismiss all Remaining Claims for Lack of Jurisdiction and Failure to State a Claim by Troy Richard James Hogg. (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 398 | NOTICE of Clarification and Protective Reservation of Rights and Request for Leave to Accept Corrected Opposition by Troy Richard James Hogg (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 399 | Declaration of Troy R. J. Hogg in Support of Exhibits signed by: Troy R. J. Hogg by Troy Richard James Hogg (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/08/25 | 07/09/25 | 400 | Certificate of Conferral for Defendant Troy R. J. Hogg by Troy Richard James Hogg re [393] Supplement, [390] MOTION for Hearing, [385] MOTION Emergency Motion to Preclude Plaintiff from Amending Complaint Post-Deadline, Strike Unpleaded Claims, Dismiss Remaining Claims with Prejudice, and Request for Immediate Hearing, [388] MOTION to Strike (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/09/25 | 07/09/25 | 401 | Defendant Troy R. J. Hogg's Emergency Memorandum in Support of Evidentiary Hearing and Final Relief re [390] MOTION for Hearing filed by Troy Richard James Hogg. (nan) (Entered: 07/09/25) |
| 1:22-cv-23171-MD | 07/09/25 | 07/10/25 | 402 | Defendant Stephen L. Braverman's REPLY Memorandum of Law in Further Support of Motion for Partial Summary Judgment, [340] Response in Opposition to Motion, [293] MOTION for Partial Summary Judgment by Stephen L. Braverman. (nan) (Entered: 07/10/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 403 | Defendant Troy R. J. Hogg's Emergency Motion to Stay all Pretrial Deadlines Pending Court Rulings on Dispositive and Evidentiary Motions by Troy Richard James Hogg. Responses due by 7/24/2025. (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 404 | NOTICE of Threatened Prejudice and Request for Emergency Clarification by Troy Richard James Hogg (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 405 | NOTICE of Delay and Request for Ruling on Defendant's Emergency Motion to Suppress Moas-Based Claims and Evidence by Troy Richard James Hogg re [257] MOTION to Suppress Claims and Evidence Derived from Ronnie Moas (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 406 | NOTICE OF SERVICE as to [403] MOTION to Stay, [405] Notice (Other) filed by Troy Richard James Hogg. (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 407 | NOTICE of Filing by Troy Richard James Hogg re [403] MOTION to Stay, [405] Notice (Other) (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 408 | Defendant Steven L. Braverman's Statement of Material Facts in Support of Motion for Partial Summary Judgment (ECF [293]) by Stephen L. Braverman re [293] MOTION for Partial Summary Judgment (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 409 | Defendant Stephen L. Braverman's NOTICE of Partial Joinder in Defendant Goldberg's July 3, 2025 Filings by Stephen L. Braverman (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 410 | Defendant Stephen L. Braverman's MOTION to Strike Irrelevant and Prejudicial References from Plaintiff's Opposition Filings [339] Statement, [340] Response in Opposition to Motion by Troy Richard James Hogg. Responses due by 7/24/2025. (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/10/25 | 07/11/25 | 411 | MOTION for Leave of Court to Allow Previously Filed Extended Statement of Fact or, in the Alternative, to Accept Abridged Statement of Fact by Stephen L. Braverman. (nan) (Entered: 07/11/25) |
| 1:22-cv-23171-MD | 07/11/25 | 07/14/25 | 413 | Defendant James L. Goldberg's Supplemental Constitutional Memorandum in Support of Motion in Limine to Exclude Unlawful and Prejudicial Arguments and Evidence re [365] MOTION in Limine. filed by James L. Goldberg. (nan) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 412 | Defendant Stephen L. Braverman's MOTION to Strike Expert Testimony and for Sanctions Against Plaintiff Securities and Exchange Commission. Responses due by 7/28/2025.) by Stephen L. Braverman. (nan) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 414 | NOTICE of Filing by James L. Goldberg re [413] Affidavit in Support of Motion, [412] MOTION to Strike MOTION for Sanctions (nan) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 415 | Plaintiff's MOTION for Leave to Amend Complaint by Securities and Exchange Commission. (Attachments: # (1) Exhibit 1. Proposed Amended Complaint)(Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 416 | Plaintiff's REPLY Memorandum in Response to Defendant Hogg's Opposition to Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 417 | Plaintiff's REPLY Memorandum in Response to Defendant Max W. Barber's Opposition to Plaintiff's Motion for Partial Summary Judgment by Securities and Exchange Commission. (Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 418 | Plaintiff's RESPONSE to Troy Hogg's Motion to Strike Excessive Trial Witnesses and to Preclude Trial by Ambush by Securities and Exchange Commission. (Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 419 | Plaintiff's REPLY Omnibus Reply to Defendants' Oppositions to Plaintiff's Omnibus Motion In Limine by Securities and Exchange Commission. (Attachments: # (1) Exhibit)(Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 420 | Plaintiff's RESPONSE Omnibus Response in Opposition to Troy Hogg and James Goldberg's Motions in Limine by Securities and Exchange Commission. (Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 421 | Plaintiff's MOTION to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions by Securities and Exchange Commission. Responses due by 7/28/2025. (Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/14/25 | 422 | PRETRIAL STIPULATION by Securities and Exchange Commission (Attachments: # (1) Exhibit Exhibit List, # (2) Exhibit Witness List, # (3) Exhibit Deposition Designations, # (4) Exhibit Voir Dire, # (5) Exhibit Jury Instructions, # (6) Exhibit Verdict Form)(Sum, Alice) (Entered: 07/14/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/16/25 | 423 | Defendant Max Barber's MOTION for a Protective Order Against the Plaintiff Securities and Exchange Commission by Max W. Barber. (nan) (Entered: 07/16/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/16/25 | 424 | Defendant Max Barber's MOTION for Sanctions Pursuant to F.R.C.P. 37(b) by Max W. Barber. (nan) (Entered: 07/16/25) |
| 1:22-cv-23171-MD | 07/14/25 | 07/16/25 | 425 | REPLY Brief in Support of Defendant Max W. Barber's Motion for Partial Summary Judgment and in RESPONSE to the Securities and Exchange Commission's ("SEC") Opposition, (ECF No. [372]) re [326] MOTION for Partial Summary Judgment. filed by Max W. Barber. (nan) (Entered: 07/16/25) |
| 1:22-cv-23171-MD | 07/15/25 | 07/16/25 | 426 | EMERGENCY MOTION by Defendant Stephen L. Braverman to Strike or Deny Leave to File Amended Complaint [415] Plaintiff's MOTION for Leave to Amend Complaint by Stephen L. Braverman. Responses due by 7/29/2025. (nan) (Entered: 07/16/25) |
| 1:22-cv-23171-MD | 07/16/25 | 07/16/25 | 427 | ORDER granting in part and denying in part [331] Joint Motion Requesting Date Certain For Trial and Re-Setting Trial Period. Updated Joint Pretrial Stipulation due by 9/30/2025. Calendar Call set for 10/15/2025 at 1:30 PM in the Miami Divisionbefore Judge Melissa Damian. Jury Trial set for 10/20/2025 in the Miami Division before Judge Melissa Damian. Signed by Judge Melissa Damian on 7/16/2025. See attached document for full details. (oco) (Entered: 07/16/25) |
| 1:22-cv-23171-MD | 07/16/25 | 07/16/25 | 428 | RESPONSE in Opposition re [257] MOTION to Suppress Claims and Evidence Derived from Ronnie Moas, [355] MOTION in Limine, [281] MOTION to Strike, [365] MOTION in Limine filed by Securities and Exchange Commission. Replies due by 7/23/2025. (Sum, Alice) (Entered: 07/16/25) |
| 1:22-cv-23171-MD | 07/16/25 | 07/18/25 | 430 | Defendant Max W. Barber's MEMORANDUM in Opposition to Plaintiff's Omnibus Motion to Limine re [338] MOTION in Limine by Max W. Barber. (nan) (Entered: 07/18/25) |
| 1:22-cv-23171-MD | 07/17/25 | 07/17/25 | 429 | Pretrial Statement by Stephen L. Braverman (drz) (Entered: 07/17/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 431 | Defendant Max Berber's Emergency SUPPLEMENT to his Motion to Compel, for Sanctions, and for Protective Order Staying the Pretrial Stipulation Deadline [424] MOTION for Sanctions, [423] MOTION for Protective Order, [182] Response in Opposition to Motion, by Max W. Barber (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 432 | Defendant Stephen L. Braverman's Limited Corrective Filing to Clarify Factual Misstatement in Plaintiff's Motion in Limine Point [5] to [384] Response in Opposition to Motion, [338] MOTION in Limine by Stephen L. Braverman (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 433 | Supplemental Factual RESPONSE in Opposition to Motion to Strike to [421] Plaintiff's MOTION to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 434 | Defendants Troy R.J. Hogg and James L. Goldberg's Joint OPPOSITION to Plaintiff SEC's Motion to Strike Defendants' Filings re [421] Plaintiff's MOTION to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions filed by James L. Goldberg, Troy Richard James Hogg. Replies due by 7/28/2025. (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 435 | Defendant Troy R.J. Hogg and James L. Goldberg's Joint MOTION for Leave to File Sur-Reply to Plaintiff SEC's Reply Memorandum in Support of Motion for Partial Summary Judgment as to [416] Response/Reply (Other) by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 436 | Defendant Hogg and Goldberg's Joint Judicial NOTICE Under FRE 201, Clarifying Motions filed Prior to DE [289] Order by James L. Goldberg, Troy Richard James Hogg re [201] Order,, Set/Reset Motion/R&R Deadlines and Hearings, [289] Order onMotion for Extension of Time to File Response/Reply/Answer, Order on Motion for Extension of Time of Discovery Cutoff Deadline, Order on Motion for Miscellaneous Relief, Order on Motion for Clarification, Order on Motion to Strike. (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 437 | Defendants Troy R.J. Hogg and James L. Goldberg's JOINT REPLY in Support of Motions in Limine to [420] Response/Reply (Other) by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 438 | Defendants Troy R.J. Hogg and James L. Goldberg's JOINT MOTION to Strike or Deny Leave to File Plaintiff's Proposed Amended Complaint [415] Plaintiff's MOTION for Leave to Amend Complaint by James L. Goldberg, Troy Richard James Hogg. Responses due by 8/4/2025. (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 439 | Joint Declaration of Troy R.J. Hogg and James L. Goldberg in Support of Exhibits A through J to Proposed Su-Reply to [416] Response/Reply (Other) by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/21/25 | 07/21/25 | 440 | NOTICE of Filing by James L. Goldberg, Troy Richard James Hogg re [434] Response in Opposition to Motion, [432] Supplement, [438] MOTION to Strike [415] Plaintiff's MOTION for Leave to Amend Complaint , [436] Notice (Other),[431] Supplement, [435] MOTION for Leave to File MOTION for Extension of Time to File Response/Reply/Answer as to [416] Response/Reply (Other), [437] Response/Reply (Other), [433] Response/Reply (Other), [439] Affidavit (nan) (Entered: 07/21/25) |
| 1:22-cv-23171-MD | 07/24/25 | 07/25/25 | 441 | Defendants Troy R.J. Hogg's and James L. Goldberg's JUDICIAL NOTICE Pursuant to FRE 201 of Fraud, Perjury, Theft Conspiracy, and Ongoing Collusion by Defendant Stephen L. Braverman by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 07/25/25) |
| 1:22-cv-23171-MD | 07/24/25 | 07/25/25 | 442 | Defendants Troy R. J. Hogg and James L. Goldberg's MOTION to Sever Defendants Max W. Barber and Stephen L. Braverman, or in the Alternative, to Bifurcate Pursuant to Federal Rules 20, 21, and 42(b). by James L. Goldberg, Troy Richard James Hogg. Responses due by 8/7/2025. (nan) (Entered: 07/25/25) |
| 1:22-cv-23171-MD | 07/24/25 | 07/25/25 | 444 | Joint MOTION for Rule 11 Sanctions and Referral Against Co-Defendants Max W. Barber and Stephen L. Braverman for Fraud on the Court, Perjury, Forgery, and Litigation Abuse by Max W. Barber, Stephen L. Braverman. (nan) (Entered: 07/25/25) |
| 1:22-cv-23171-MD | 07/24/25 | 07/25/25 | 445 | Defendants Troy R.J. Hogg's and James L. Goldberg's JUDICIAL NOTICE Pursuant to FRE 201 of Fraud, Perjury, Theft, Conspiracy, and Collusion by Defendant Max W. Barber by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 07/25/25) |
| 1:22-cv-23171-MD | 07/25/25 | 07/25/25 | 443 | Defendant Stephen L. Braverman's Emergency MOTION for Summary Judgment, Declaratory Relief, and Alternative Dismissal for Lack of Fair Notice (Responses due by 8/8/2025.) by Stephen L. Braverman. (nan) (Entered: 07/25/25) |
| 1:22-cv-23171-MD | 07/28/25 | 07/28/25 | 446 | NOTICE of Filing CORRECTION Regarding Defendants Troy R.J. Hogg's and James L. Goldberg's Judicial Notice Pursuant to FRE 201 of Fraud, Perjury, Theft, Conspiracy, and Ongoing Collusion by Defendant Stephen L. Braverman by James L. Goldberg, Troy Richard James Hogg re [441] Notice (Other), [445] Notice (Other) (nan) (Entered: 07/28/25) |
| 1:22-cv-23171-MD | 07/28/25 | 07/28/25 | 447 | Defendants Troy R.J. Hogg's and James L. Goldberg's Judicial NOTICE Pursuant to FRE 201 of Fraud, Perjury, Theft, Conspiracy, and Ongoing Collusion by Defendant Stephen L. Braverman by James L. Goldberg, Troy Richard James Hogg re [446]Notice (Other), (nan) (Entered: 07/28/25) |
| 1:22-cv-23171-MD | 07/28/25 | 07/28/25 | 448 | Judicial NOTICE of Regulatory Parity, good Faith Structure, and Comparative Token Treatment by James L. Goldberg by James L. Goldberg (nan) (Entered: 07/28/25) |
| 1:22-cv-23171-MD | 07/28/25 | 07/28/25 | 449 | REPLY to Response to Motion re [421] Plaintiff's MOTION to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions. filed by Securities and Exchange Commission. (Sum, Alice) (Entered: 07/28/25) |
| 1:22-cv-23171-MD | 07/29/25 | 07/29/25 | 450 | Defendant Max W. Barber's MOTION for Leave to File Sur-Reply and Su-Reply in Opposition to Plaintiff' Omnibus Motion to Limine, (ECF No. [338]). by Max W. Barber. (nan) (Entered: 07/29/25) |
| 1:22-cv-23171-MD | 07/29/25 | 07/29/25 | 451 | RESPONSE in Opposition re [438] MOTION to Strike [415] Plaintiff's MOTION for Leave to Amend Complaint , [426] MOTION to Strike [415] Plaintiff's MOTION for Leave to Amend Complaint filed by Securities and Exchange Commission. Replies due by 8/5/2025. (Sum, Alice) (Entered: 07/29/25) |
| 1:22-cv-23171-MD | 07/29/25 | 07/30/25 | 452 | Defendant Max W. Barber's MOTION for Leave to File Sur-Reply in opposition to Plaintiff's Omnibus Motion to Limine by Max W. Barber. (nan) (Entered: 07/30/25) |
| 1:22-cv-23171-MD | 07/29/25 | 07/30/25 | 453 | Defendant Max W. Barber's Proposed Sur-Reply in Opposition to Plaintiff's Omnibus Motion in Limine [338] MOTION in Limine , [452] MOTION for Leave to File by Max W. Barber(nan) (Entered: 07/30/25) |
| 1:22-cv-23171-MD | 07/30/25 | 07/30/25 | 454 | NOTICE by Securities and Exchange Commission re [421] Plaintiff's MOTION to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions (Sum, Alice) (Entered: 07/30/25) |
| 1:22-cv-23171-MD | 07/31/25 | 08/01/25 | 455 | NOTICE of Procedural Misconduct Regarding Plaintiff's Late Filings and Response to Defendant Barber's Motion to Strike by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 08/01/25) |
| 1:22-cv-23171-MD | 07/31/25 | 08/01/25 | 456 | NOTICE Regarding Status of Pending Motions and Request for Clarification by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 08/01/25) |
| 1:22-cv-23171-MD | 08/01/25 | 08/01/25 | 457 | Defendant Stephen L. Braverman's MOTION for Leave to File Supplemental Authority by Stephen L. Braverman. (nan) (Entered: 08/01/25) |
| 1:22-cv-23171-MD | 08/01/25 | 08/01/25 | 458 | Defendant Max W. Barber's Memorandum of Law in Opposition to Plaintiff's Motion to Strike re [323] Joint MOTION to Strike [306] Response/Reply (Other), [310] Response/Reply (Other), [309] Memorandum, [307] Memorandum, [315] Supplement filed by Max W. Barber. Replies due by 8/8/2025. (nan) (Entered: 08/01/25) |
| 1:22-cv-23171-MD | 08/01/25 | 08/01/25 | 459 | MOTION to Withdraw and Clarification Regarding Timeliness of [449] Reply in Support of Motion, and [451] Response in Opposition to Motion, (Responses due by 8/15/2025.) by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 08/01/25) |
| 1:22-cv-23171-MD | 08/01/25 | 08/01/25 | 460 | Emergency Omnibus MOTION for In-Person Conference and Judicial Intervention to Address Procedural Misconduct and Preserve Defendant's Right to Fair Trial by Stephen L. Braverman. (nan) (Entered: 08/01/25) |
| 1:22-cv-23171-MD | 08/05/25 | 08/06/25 | 461 | Defendant Max W. Barber's NOTICE of Intent to Seek Rule 11 Sanctions Against Defendants Troy R.J. Hogg and James L. Goldberg by Max W. Barber (nan) (Entered: 08/06/25) |
| 1:22-cv-23171-MD | 08/06/25 | 08/07/25 | 462 | Defendant Max W. Barber MOTION to Strike Defendants Hogg and Goldberg's Untimely and Prejudicial Filings [445] Notice (Other), [444] MOTION for Sanctions by Max W. Barber. Responses due by 8/20/2025. (nan) (Entered: 08/07/25) |
| 1:22-cv-23171-MD | 08/07/25 | 08/08/25 | 463 | Defendant's NOTICE of Supplemental Authority and Request for Timely Ruling on Pending Motions by Troy Richard James Hogg (nan) (Entered: 08/08/25) |
| 1:22-cv-23171-MD | 08/08/25 | 08/08/25 | 464 | Plaintiff's REPLY to Defendant Max Barber's Memorandum of Law in Opposition to Plaintiff's Motion to Strike by Securities and Exchange Commission. (Sum, Alice) (Entered: 08/08/25) |
| 1:22-cv-23171-MD | 08/08/25 | 08/11/25 | 465 | ORDER granting in part and denying in part [373] Plaintiff's Motion for Pre-trial/Status Conference. Signed by Judge Melissa Damian on 8/8/2025. See attached document for full details. (nan) (Entered: 08/11/25) |
| 1:22-cv-23171-MD | 08/11/25 | 08/11/25 | 466 | TRANSCRIPT of Status Conference held on May 21, 2025 before Judge Melissa Damian, 1-100 pages, Court Reporter: Patricia Bailey-Entin, 305-523-5635 / Patricia_BaileyEntin@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/2/2025. Redacted Transcript Deadline set for 9/11/2025. Release of Transcript Restriction set for 11/10/2025. (Bailey-Entin, Patricia) (Entered: 08/11/25) |
| 1:22-cv-23171-MD | 08/12/25 | 08/13/25 | 467 | OMNIBUS ORDER ON JOINT MOTION TO STRIKE [ECF NO. [323]],PLAINTIFF'S MOTION FOR LEAVE TO FILE REPLY MEMORANDUM IN EXCESS OF TEN-PAGE LIMIT [ECF NO. [332]], AND TROY HOGG'S MOTION TO STRIKE PRIOR FILINGS [ECF NO. [346]].ORDER granting [346] Motion to Strike ; granting [346] Motion for Leave to File. granting [323] Motion to Strike ; denying as moot [332] Motion for Leave to File Excess Pages. Joint Motion [ECF No. [323]] and Troy Hogg's Motion to Strike [ECF No. [346]] are GRANTED. Defendant Troy Hogg's Memoranda of Law in Opposition to Plaintiff's Motion for Partial Summary Judgment [ECF Nos. [307] and [309]] are STRICKEN from the record. Defendant Troy Hogg's Responses to SEC's Statement of Undisputed Facts [ECF No. [306] and [310] are STRICKEN from the record. Defendant Troy Hogg's Notice of Supplemental Authority [ECF No. [315]] is STRICKEN from the record. Signed by Judge Melissa Damian on 8/12/2025. See attached documentfor full details. (nan) (Entered: 08/13/25) |
| 1:22-cv-23171-MD | 08/13/25 | 08/14/25 | 468 | ORDER PROVIDING INSTRUCTIONS TO PRO SE LITIGANTS. Signed by Judge Melissa Damian on 8/13/2025. See attached document for full details. (nan) (Entered: 08/14/25) |
| 1:22-cv-23171-MD | 08/13/25 | 08/14/25 | 469 | ORDER GRANTING DEFENDANT TROY R. J. HOGG'S MOTION FOR LEAVE TO FILE EVIDENCE WITHOUT BATES-STAMPING [ECF NO. [254]]. ORDER granting nunc pro tunc to May 12, 2025 [254] Motion for Leave to File. Signed by Judge Melissa Damian on 8/13/2025. See attached document for full details. (nan) (Entered: 08/14/25) |
| 1:22-cv-23171-MD | 08/14/25 | 08/14/25 | 470 | Defendant Stephen L. Braverman's Opposition to Plaintiff's Omnibus Notice [454] Regarding it's Motion to Strike re [421] Plaintiff's MOTION to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions filed by Stephen L. Braverman. Replies due by 8/21/2025. (nan) (Entered: 08/14/25) |
| 1:22-cv-23171-MD | 08/14/25 | 08/14/25 | 471 | Plaintiff's RESPONSE to Braverman's Motion for Leave to File Supplemental Authority by Securities and Exchange Commission. (Sum, Alice) (Entered: 08/14/25) |
| 1:22-cv-23171-MD | 08/15/25 | 08/15/25 | 472 | Plaintiff's NOTICE Supplemental Regarding Its Motion to Strike Defendants Numerous, Improper, Untimely, Duplicative, and Vexatious Motions by Securities and Exchange Commission (Sum, Alice) (Entered: 08/15/25) |
| 1:22-cv-23171-MD | 08/15/25 | 08/15/25 | 473 | Defendant Max W. Barber's Memorandum of Law in Opposition to Plaintiff's Motion to Strike and Omnibus Notice, DE# [454] re [421] Plaintiff's MOTION to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions filed by Max W. Barber. Replies due by 8/22/2025. (nan) (Entered: 08/15/25) |
| 1:22-cv-23171-MD | 08/21/25 | 08/21/25 | 474 | DEFENDANTS HOGG AND GOLDBERG'S JOINT RESPONSE in Opposition re DE [462] DEFENDANT BARBER'S MOTION TO STRIKE filed by James L. Goldberg, Troy Richard James Hogg. Replies due by 8/28/2025. (cwc) (Entered: 08/21/25) |
| 1:22-cv-23171-MD | 08/21/25 | 08/21/25 | 475 | DEFENDANTS GOLDBERG AND HOGG'S JOINT MOTION FOR DEFAULT RELIEF, SEVERANCE, AND SANCTIONS AGAINST DEFENDANT BARBER AND BRAVERMAN by James L. Goldberg, Troy Richard James Hogg. ( Responses due by 9/4/2025.) (cwc) (Entered: 08/21/25) |
| 1:22-cv-23171-MD | 08/25/25 | 08/26/25 | 476 | Defendant Max W. Barber's MOTION for Leave to File Sur-Reply in Opposition to Plaintiff's Motion to Strike, DE# [464]. by Max W. Barber. (nan) (Entered: 08/26/25) |
| 1:22-cv-23171-MD | 08/27/25 | 08/28/25 | 477 | NOTICE of Clarification and RESPONSE to Plaintiff's MOTIONS to Strike (ECF [421] and [454] by James L. Goldberg, Troy Richard James Hogg. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 08/28/25) |
| 1:22-cv-23171-MD | 08/27/25 | 08/28/25 | 478 | Defendants Hogg and Goldberg's MOTION for Clarification of Pretrial Stipulation Deadlines or, in the Alternative, for Protective Relief by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/10/2025. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 08/28/25) |
| 1:22-cv-23171-MD | 08/27/25 | 08/28/25 | 479 | Defendant Hogg and Goldberg's MOTION to Enforce Court's Prior Order, (ECF [427]), to Allocate Fraud Liability, and for such Further Relief as Just by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/10/2025. (Attachments:# (1) Text of Proposed Order)(nan) (Entered: 08/28/25) |
| 1:22-cv-23171-MD | 08/27/25 | 08/28/25 | 480 | Defendants Hogg and Goldberg's Consolidated RESPONSE in Opposition to Defendant max Barber's Motion for Rule 11 Sanctions and Renewed Request for Sanctions and Severance re [444] MOTION for Sanctions filed by James L. Goldberg, Troy Richard James Hogg. Replies due by 9/3/2025. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 08/28/25) |
| 1:22-cv-23171-MD | 08/27/25 | 08/28/25 | 481 | Defendants Hogg and Goldberg's REPLY in Support of Motion re [475] MOTION to Sever MOTION for Sanctions MOTION DEFENDANTS GOLDBERG AND HOGG'S JOINT MOTION FOR DEFAULT RELIEF, SEVERANCE, AND SANCTIONS AGAINST DEFENDANT BARBER AND BRAVERMAN. filed by James L. Goldberg, Troy Richard James Hogg. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 08/28/25) |
| 1:22-cv-23171-MD | 08/28/25 | 08/28/25 | 482 | NOTICE of Filing Certificate of Conferral by James L. Goldberg, Troy Richard James Hogg re [475] MOTION to Sever MOTION for Sanctions MOTION DEFENDANTS GOLDBERG AND HOGG'S JOINT MOTION FOR DEFAULT RELIEF, SEVERANCE, AND SANCTIONS AGAINST DEFENDANT BARBER AND BRAVERMAN (nan) (Entered: 08/28/25) |
| 1:22-cv-23171-MD | 08/28/25 | 08/28/25 | 483 | Defendant Stephen L. Braverman's RESPONSE in Opposition re [475] MOTION to Sever MOTION for Sanctions MOTION DEFENDANTS GOLDBERG AND HOGG'S JOINT MOTION FOR DEFAULT RELIEF, SEVERANCE, AND SANCTIONS AGAINST DEFENDANT BARBER AND BRAVERMAN filed by Stephen L. Braverman. Replies due by 9/4/2025. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 08/28/25) |
| 1:22-cv-23171-MD | 08/29/25 | 08/29/25 | 484 | Notice of Opposition and Motion to Strike Defendant's Hogg and Goldberg's Reply (DE [475]) Responses due by 9/12/2025. (wce) (Entered: 08/29/25) |
| 1:22-cv-23171-MD | 09/02/25 | 09/02/25 | 485 | Plaintiff's MOTION to Refer Matters Relating to the Joint Pretrial Stipulation to the Magistrate Judge and to Request a Hearing by Securities and Exchange Commission. (Attachments: # (1) Text of Proposed Order)(O'Brien, Russell) (Entered: 09/02/25) |
| 1:22-cv-23171-MD | 09/02/25 | 09/02/25 | 486 | Plaintiff's EXPEDITED MOTION to Refer Matters Relating to the Joint Pretrial Stipulation to the Magistrate Judge and to Request a Hearing by Securities and Exchange Commission. (Attachments: # (1) Exhibit Composite Ex. 1, # (2) Exhibit Composite Ex. 2, # (3) Exhibit Ex. 3, # (4) Text of Proposed Order)(O'Brien, Russell) (Entered: 09/02/25) |
| 1:22-cv-23171-MD | 09/02/25 | 09/03/25 | 487 | Defendant Max W. Barber's MOTION for Sanctions Against Defendants Troy R.J. Hoggs and James L. Goldberg Pursuant to Fed.R.Civ.P.11 and the Court's Inherent Power by Max W. Barber. (nan) (Entered: 09/03/25) |
| 1:22-cv-23171-MD | 09/03/25 | 09/03/25 | 488 | ORDER on [486] Expedited Motion to Refer Matters Relating to the Joint Pretrial Stipulation to the Magistrate Judge. All pre-trial, non-dispositive motions and matters, including the joint pretrial stipulation and scheduling matters, are hereby REFERRED to United States Magistrate Judge Ellen F. D'Angelo to take all necessary and proper action as required by law. Signed by Judge Melissa Damian on 9/3/2025. See attached document for full details. (oco) (Entered: 09/03/25) |
| 1:22-cv-23171-MD | 09/03/25 | 09/04/25 | 489 | NOTICE of Foreign Authority, Contradictions, and Comity by James L. Goldberg, Troy Richard James Hogg (Attachments: # (1) Cover Letter) (nan) (Entered: 09/04/25) |
| 1:22-cv-23171-MD | 09/03/25 | 09/04/25 | 490 | Defendants' RESPONSE in Opposition to [486] Plaintiff's EXPEDITED MOTION to Refer Matters Relating to the Joint Pretrial Stipulation to the Magistrate Judge and to Request a Hearing by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 09/04/25) |
| 1:22-cv-23171-MD | 09/03/25 | 09/04/25 | 491 | Supplemental NOTICE Regarding Plaintiff's Attempts to Override Court Deadlines and Defendant Braverman's Contradictory Statements, in Support of Severance by James L. Goldberg, Troy Richard James Hogg re [427] Order on Motion for Miscellaneous Relief, (nan) (Entered: 09/04/25) |
| 1:22-cv-23171-MD | 09/04/25 | 09/04/25 | 492 | Defendants' Supplemental NOTICE Regarding Timeline of Filings and September 3, 2025 Order, (DE [488]) by James L. Goldberg, Troy Richard James Hogg re [488] Order on Motion for Miscellaneous Relief,, Order on Expedited Motion. (nan) (Entered: 09/04/25) |
| 1:22-cv-23171-MD | 09/04/25 | 09/04/25 | 493 | Defendants' Expedited MOTION for Reconsideration and Clarification of September 3, 2025 Order, (DE [488]), or in the Alternative, MOTION to Reset Trial and Pretrial Deadlines. (Responses due by 9/18/2025.) by James L. Goldberg, Troy Richard James Hogg. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 09/04/25) |
| 1:22-cv-23171-MD | 09/05/25 | 09/05/25 | 494 | ORDER ON DEFENDANTS' EXPEDITED MOTION FOR RECONSIDERATION [ECF NO. 493] The Expedited Motion for Clarification and Reconsideration of September 3rd Order, filed September 4, 2025 [ECF No. [493]] is DENIED. Signed by Judge Melissa Damian on 9/5/2025. See attached document for full details. (jbs) (Entered: 09/05/25) |
| 1:22-cv-23171-MD | 09/05/25 | 09/08/25 | 495 | Defendant Stephen L. Braverman's NOTICE of Pretrial Prejudice and MOTION for clarification of Deadlines [427] Order on Motion for Miscellaneous Relief, by Stephen L. Braverman. Responses due by 9/19/2025. (nan) (Additional attachment(s) added on 9/8/2025: # (1) Text of Proposed Order) (nan). (Entered: 09/08/25) |
| 1:22-cv-23171-MD | 09/05/25 | 09/08/25 | 496 | ORDER SETTING MOTIONS HEARING. This action to the undersigned Magistrate Judge for all pre-trial non-dispositive matters (DE [132], [488]). Motions Hearing set for 9/16/2025 02:00 PM in Miami Division before Magistrate Judge Ellen F. D'Angelo. Signed by Magistrate Judge Ellen F. D'Angelo on 9/5/2025. See attached document for full details. (nan) (Entered: 09/08/25) |
| 1:22-cv-23171-MD | 09/09/25 | 09/09/25 | 497 | Defendant Stephen L. Braverman's RESPONSE in Opposition re [485] Plaintiff's MOTION to Refer Matters Relating to the Joint Pretrial Stipulation to the Magistrate Judge and to Request a Hearing filed by Stephen L. Braverman. Replies due by 9/16/2025. (nan) (Entered: 09/09/25) |
| 1:22-cv-23171-MD | 09/10/25 | 09/10/25 | 498 | Defendant's Expedited Notice of Constitutional and Procedural Concerns for September 16, 2025 Status Conference by James L. Goldberg, Troy Richard James Hogg. (jas) (Entered: 09/10/25) |
| 1:22-cv-23171-MD | 09/10/25 | 09/10/25 | 499 | Defendant's Expedited Supplemental Notice of Contradictions and Memorandum of Law on Fraud Standard and Security Status of Dig Tokens, for September 16 Status Conference by James L. Goldberg, Troy Richard James Hogg. (jas) (Entered: 09/10/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/12/25 | 500 | Defendant Max W. Barber's RESPONSE to [486] Plaintiff's EXPEDITED MOTION to Refer Matters Relating to the Joint Pretrial Stipulation to the Magistrate Judge and to Request a Hearing by Max W. Barber. (nan) (Entered: 09/12/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/12/25 | 501 | Defendant Max W. Barber's REPLY in Support of [487] MOTION for Sanctions by Max W. Barber. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 09/12/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/12/25 | 502 | Defendant Max W. Barber's Consolidated RESPONSE in Opposition to Defendants Hogg and Goldberg's Motion for Default and REPLY in Support of Motion to Strike [462] MOTION to Strike [445] Notice (Other), [444] MOTION for Sanctions, [475] MOTION to Sever MOTION for Sanctions MOTION DEFENDANTS GOLDBERG AND HOGG'S JOINT MOTION FOR DEFAULT RELIEF, SEVERANCE, AND SANCTIONS AGAINST DEFENDANT BARBER AND BRAVERMAN by Max W. Barber. (nan) (Entered: 09/12/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/12/25 | 503 | Plaintiff's NOTICE SEC's Second Supplemental Notice Regarding Its Motion to Strike Defendants Troy Hogg, James Goldberg, Stephen Braverman, and Max Barber's Numerous, Improper, Untimely, Duplicative, and Vexatious Motions bySecurities and Exchange Commission (Sum, Alice) (Entered: 09/12/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/12/25 | 504 | Plaintiff's NOTICE SEC's Notice Regarding Filings It Seeks to Strike Pursuant to Its Motion to Strike and Subsequent Notices by Securities and Exchange Commission (Sum, Alice) (Entered: 09/12/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/12/25 | 505 | MOTION to Appear at Hearing by Videoconference Under Fed.R.Civ.P. 43(a) re [496] Order Setting Hearing on Motion, by James L. Goldberg. (jas) (Attachment(s) added on 9/12/2025: # (1) Text of Proposed Order) (jas). (Entered: 09/12/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/12/25 | 506 | NOTICE of Filing by James L. Goldberg re [505] MOTION to Appear at Hearing by Videoconference Under Fed.R.Civ.P. 43(a) re [496] Order Setting Hearing on Motion, (jas) (Entered: 09/12/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/15/25 | 507 | Defendants Goldberg's and Hogg's REPLY in Further Support of Motion to Enforce Court's Prior Order, (ECF [479]) MOTION to Enforce Judgment, and to Allocate Fraud Liability, and in Opposition to Defendant Barber's Response, [487] MOTION for Sanctions, [479] by James L. Goldberg, Troy Richard James Hogg. (Attachments: # (1) Cover Letter)(nan) (Entered: 09/15/25) |
| 1:22-cv-23171-MD | 09/12/25 | 09/15/25 | 508 | Defendant's Goldberg and Hogg's Objection to Defendant Barber's Motion to Deem Document Untimely filed (Attachments: # (1) Cover Letter)(nan) Modified text on 9/15/2025 (mr1). (Entered: 09/15/25) |
| 1:22-cv-23171-MD | 09/15/25 | 09/15/25 | 509 | PAPERLESS ORDER denying [505] Defendant Goldberg's Motion to Appear at Hearing by Videoconference. Signed by Magistrate Judge Ellen F. D'Angelo on 9/15/2025. (thr) (Entered: 09/15/25) |
| 1:22-cv-23171-MD | 09/15/25 | 09/16/25 | 510 | Defendant Max W. Barber's RESPONSE in Opposition to Co-Defendants' Hogg and Goldberg's Motion to Enforce and Allocate Fraud Liability to [427] Order on Motion for Miscellaneous Relief, [479] MOTION to Enforce Judgment by Max W.Barber. (nan) (Entered: 09/16/25) |
| 1:22-cv-23171-MD | 09/15/25 | 09/16/25 | 511 | Defendant Max W. Barber's MOTION to Deem Document Timely Filed re [476] MOTION for Leave to File by Max W. Barber. (nan) (Entered: 09/16/25) |
| 1:22-cv-23171-MD | 09/16/25 | 09/17/25 | 512 | PAPERLESS Minute Order for proceedings held before Magistrate Judge Ellen F. D'Angelo: Motion Hearing held on 9/16/2025 re [421],[257],[256],[438],[415],[423],[511],[459],[362],[370],[385],[444],[386],[350],[435],[389],[376],[240],[411],[476],[381],[484],[475],[388],[450],[478],[379],[424],[403],[410],[390],[291],[443],[382],[462],[355],[281],[426],[356],[412],[457],[452],[495],[378],[365],[348],[265],[460],[391],[285],[397],[316],[479],[354]. Hearing Held. Order to follow. Total timein court: 4 hour(s) : 15 minutes. Attorney Appearance(s): Alice Sum, Russell Robert O'Brien, Other appearances: Troy Richard James Hogg-Defendant, James L. Goldberg-Defendant, Stephen L. Braverman-Defendant, Max W. Barber-Defendant. (Digital 14:35:39) (ar24) (Entered: 09/17/25) |
| 1:22-cv-23171-MD | 09/18/25 | 09/18/25 | 513 | OMNIBUS ORDER. ORDER denying [348] Motion for Leave to File ; denying [350] Motion for Leave to File ; denying [350] Motion for Extension of Time to File Response/Reply/Answer ; denying [354] Motion to Strike ; denying [356] Motion for Clarification; denying [362] Motion for Sanctions; granting [370] Motion for Extension of Time; denying [376] Motion ; denying [378] Motion ; denying [379] Motion for Hearing; denying [381] Motion ; denying [385] Motion ; denying [386] Motion to Stay; denying [386] Motion to Expedite; denying [390] Motion for Hearing; denying [391] Motion to Strike ; denying [397] Motion ; denying [403] Motion to Stay; denying [410] Motion to Strike ; denying [423] Motion for Protective Order; denying[435] Motion for Leave to File ; denying [435] Motion for Extension of Time to File Response/Reply/Answer ; denying [443] Motion for Summary Judgment; denying [443] Motion for Declaratory Judgment; denying [443] Motion to Dismiss; denying [450] Motion for Leave to File ; denying [452] Motion for Leave to File ; denying [457] Motion for Leave to File ; denying [459] Motion to Withdraw; denying [459] Motion for Clarification; denying [460] Motion ; denying [476] Motion for Leave toFile ; denying [478] Motion for Clarification; denying [479] Motion to Enforce Judgment; denying [484] Motion to Strike ; denying [495] Motion for Clarification; granting [511] Motion ; denying [256] Motion for Leave to File ; denying [257] Motion to Suppress; denying [265] Motion in Limine; denying [281] Motion to Strike ; denying [316] Motion to Strike ; denying [329] Motion for Leave to File. Defendants Goldberg and Hogg's Expedited Notice of Constitutional and ProceduralConcerns for September 16, 2025 Status Conference (DE [498]), which requests relief from the Court and is therefore construed as a Motion, is DENIED. Signed by Magistrate Judge Ellen F. D'Angelo on 9/17/2025. See attached document for full details. (nan) (Entered: 09/18/25) |
| 1:22-cv-23171-MD | 09/18/25 | 09/19/25 | 514 | Defendant Stephen L. Braverman's Opposition to SEC's Second Supplemental Notice and Notice Regarding Filings it Seeks to Strike to [504] Notice (Other), [503] Notice (Other), by Stephen L. Braverman. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 09/19/25) |
| 1:22-cv-23171-MD | 09/19/25 | 09/22/25 | 516 | Defendant Stephen L. Braverman's Clarification Regarding Pending Motions (ECF [290] and [412]) to Exclude SEC's proffered Expert [290] MOTION Defendant Stephen L. Braverman's Motion to Exclude Testimony and Report of Faisal Ahmed (Filed Under Protest and Reservation of Rights), [412] MOTION to Strike MOTION for Sanctions by Stephen L. Braverman (nan) (Entered: 09/22/25) |
| 1:22-cv-23171-MD | 09/20/25 | 09/20/25 | 515 | TRANSCRIPT of Motion Hearing held on 9/16/2025 before Magistrate Judge Ellen F. D'Angelo, 1-168 pages, Court Reporter: Jill Wells, 305-523-5158 / Jill_Wells@flsd.uscourts.gov. (Digital 14:35:39.) Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/14/2025. Redacted Transcript Deadline set for 10/21/2025. Release of Transcript Restriction set for 12/19/2025. (Wells, Jill) (Entered: 09/20/25) |
| 1:22-cv-23171-MD | 09/22/25 | 09/23/25 | 517 | Defendant James L. Goldberg's Judicial NOTICE of Resubmitted Exhibits in Support of Motion in Limine by James L. Goldberg re [367] Notice (Other), [365] MOTION in Limine (nan) (Entered: 09/23/25) |
| 1:22-cv-23171-MD | 09/22/25 | 09/23/25 | 518 | ORDER SETTING MOTIONS HEARING: Motion Hearing set for 9/25/2025 02:00 PM in Miami Division before Magistrate Judge Ellen F. D'Angelo, for all pre-trial non-dispositive matters (DE [132], [488]). Signed by Magistrate Judge Ellen F. D'Angelo on 9/22/2025. See attached document for full details. (nan) (Entered: 09/23/25) |
| 1:22-cv-23171-MD | 09/23/25 | 09/24/25 | 519 | NOTICE of Filing Email Communication from Ronnie Moas Received by the Court. (nan) (Entered: 09/24/25) |
| 1:22-cv-23171-MD | 09/23/25 | 09/24/25 | 520 | Defendant Troy R. J. Hogg's Judicial NOTICE of Resubmitted Exhibits in Support of Motion in Limine by Troy Richard James Hogg (nan) (Entered: 09/24/25) |
| 1:22-cv-23171-MD | 09/25/25 | 09/25/25 | 521 | NOTICE of Attorney Appearance by Russell Andrews Kerr on behalf of Stephen L. Braverman. Attorney Russell Andrews Kerr added to party Stephen L. Braverman(pty:dft). (Kerr, Russell) (Entered: 09/25/25) |
| 1:22-cv-23171-MD | 09/25/25 | 09/26/25 | 522 | PAPERLESS Minute Order for proceedings held before Magistrate Judge Ellen F. D'Angelo: Motion Hearing held on 9/25/2025 re [392],[411],[412],[415],[421],[426],[438],[442] and [462]. Total time in court: 3 hour(s) : 15 minutes. Attorney Appearance(s): Russell Andrews Kerr, Alice Sum, Russell Robert O'Brien, Other appearances: Troy Richard James Hogg- Defendant, James L. Goldberg-Defendant, Stephen L. Braverman- Defendant, Max W. Barber-Defendant. (Digital 14:13:52) (ar24) (Entered: 09/26/25) |
| 1:22-cv-23171-MD | 09/25/25 | 09/26/25 | 523 | STRICKEN Defendant Stephen L. Braverman's Supplemental Pretrial Statement by Stephen L. Braverman re [429] Statement (nan) Modified text Per DE# [525] on 9/26/2025 (nan). (Entered: 09/26/25) |
| 1:22-cv-23171-MD | 09/26/25 | 09/26/25 | 524 | ORDER Setting Hearing on Motion [424] MOTION for Sanctions, [487] MOTION for Sanctions, [475] MOTION to Sever MOTION for Sanctions MOTION DEFENDANTS GOLDBERG AND HOGG'S JOINT MOTION FOR DEFAULT RELIEF, SEVERANCE, AND SANCTIONS AGAINST DEFENDANT BARBER AND BRAVERMAN, [444] MOTION for Sanctions : Motion Hearing set for 10/15/2025 02:00 PM in Miami Division before Magistrate Judge Ellen F. D'Angelo. Signed by Magistrate Judge Ellen F. D'Angelo on 9/26/2025. See attached document for full details. (nan) (Entered: 09/26/25) |
| 1:22-cv-23171-MD | 09/26/25 | 09/26/25 | 525 | PAPERLESS ORDER this Cause is before the Court on Defendant Stephen L. Braverman's Supplemental Pretrial Statement [523] filed on September 25, 2025. On September 25, 2025, Defendant Braverman's counsel filed a notice of appearance (DE 521). Under Local Rule 11.1(d)(4), "Whenever a party has appeared by attorney, the party cannot thereafter appear or act on the party's own behalf in the action or proceeding, or take any step therein, unless an order of substitution shall first have been made by the Court." S.D. Fla. L. R. 11.1(d)(4). Thus, under the Local Rules, Defendant Braverman's filing must be made by his attorney. Accordingly, Defendant Stephen L. Braverman's Supplemental Pretrial Statement filed on September 25, 2025 (DE 523) is STRICKEN. Signed by Magistrate Judge Ellen F. D'Angelo on 9/26/2025. (thr) (Entered: 09/26/25) |
| 1:22-cv-23171-MD | 09/26/25 | 09/26/25 | 526 | OMNIBUS ORDER. Signed by Magistrate Judge Ellen F. D'Angelo on 9/26/2025. See attached document for full details. (thr) (Entered: 09/26/25) |
| 1:22-cv-23171-MD | 09/29/25 | 09/29/25 | 527 | MJstar Credit Entry re: DE [526] Order for Magistrate Judge Ellen F. D'Angelo on 9/26/2025. (mf) (Entered: 09/29/25) |
| 1:22-cv-23171-MD | 09/29/25 | 09/30/25 | 528 | STRICKEN Defendant Stephen L. Braverman's MOTION and Memorandum for Clarification and Protective Order Regarding Personal Expenditure Evidence [513] Order on Motion for Leave to File, Order on Motion for Extension of Time to File Response/Reply/Answer, Order on Motion to Strike, Order on Motion for Clarification, Order on Motion for Sanctions, Order on Motion for Miscellaneous Relief, Order on Motion for Hearing, Order on Motion to Stay, Order on Motion to Expedite, Order on Motion for Protective/Confidentiality Order, Order on Motion for Summary Judgment, Order on Motion for Declaratory Judgment, Order on Motion to Dismiss, Order on Motion to Withdraw, Order on Motion to Enforce Judgment, Order on Motion to Suppress, Order on Motion in Limine. by Stephen L. Braverman. Responses due by 10/14/2025. (nan). Per DE [529] Modified Text Striking on 9/30/2025 (cwc). (Entered: 09/30/25) |
| 1:22-cv-23171-MD | 09/30/25 | 09/30/25 | 529 | PAPERLESS ORDER. This Cause is before the Court on Defendant Stephen L. Braverman's Motion and Memorandum for Clarification and Protective Order Regarding Personal Expenditure Evidence filed on September 29, 2025 [528]. On September 25, 2025, Defendant Braverman's counsel filed a notice of appearance (DE 521). Under Local Rule 11.1(d)(4), "Whenever a party has appeared by attorney, the party cannot thereafter appear or act on the party's own behalf in the action or proceeding, or take any step therein, unless an order of substitution shall first have been made by the Court." S.D. Fla. L. R. 11.1(d)(4). Thus, under the Local Rules, and this Court's September 26, 2025 Order (DE 525), Defendant Braverman's filing must be made by his attorney. Accordingly, Defendant Stephen L. Braverman's Motion and Memorandum for Clarification and Protective Order Regarding Personal Expenditure Evidence filed on September 29, 2025 (DE 528) is STRICKEN. Signed by Magistrate Judge Ellen F. D'Angelo on 9/30/2025. (thr) (Entered: 09/30/25) |
| 1:22-cv-23171-MD | 09/30/25 | 10/01/25 | 530 | Defendant James L. Goldberg's MOTION for Leave to Amend Motion in Limine [365] MOTION in Limine by James L. Goldberg. Responses due by 10/14/2025. (Attachments: # (1) Amended Motion in Limine, # (2) Cover Letter)(nan) (Entered: 10/01/25) |
| 1:22-cv-23171-MD | 09/30/25 | 10/01/25 | 531 | Defendant Max W. Barber's MOTION to Stike Defendant's Hogg and Goldberg's Unauthorized Sur-Reply [507] Response/Reply (Other), by Max W. Barber. Responses due by 10/14/2025. (Attachments: # (1) Text of Proposed Order)(nan) (Entered: 10/01/25) |
| 1:22-cv-23171-MD | 09/30/25 | 10/01/25 | 532 | Declaration of Defendant James L. Goldberg in Support of Exhibits F-J by James L. Goldberg (nan) , DE# [530]. (Entered: 10/01/25) |
| 1:22-cv-23171-MD | 10/01/25 | 10/01/25 | 533 | Supplemental NOTICE regarding Certificate of Conferral and Plaintiff Securities and Exchange Commission's Opposition by James L. Goldberg re [530] MOTION to Amend/Correct [365] MOTION in Limine (nan) (Entered: 10/01/25) |
| 1:22-cv-23171-MD | 10/02/25 | 10/02/25 | 534 | RESPONSE in Opposition re [424] MOTION for Sanctions filed by Securities and Exchange Commission. Replies due by 10/9/2025. (Sum, Alice) (Entered: 10/02/25) |
| 1:22-cv-23171-MD | 10/03/25 | 10/03/25 | 535 | PAPERLESS ORDER denying without prejudice Defendant Max Barber's Motion to Strike Defendants Hogg and Goldberg's Unauthorized Sur-Reply filed on October 1, 2025 (DE [531]) for failure to include a certificate of conferral pursuant to Southern District of Florida Local Rule 7.1(a)(2). Defendant Barber is reminded that pro se litigants must also comply with all Federal Rules of Civil Procedure and Local Rules for the Southern District of Florida when filing motions with the Court. Signed by Magistrate Judge Ellen F. D'Angelo on 10/3/2025. (thr) (Entered: 10/03/25) |
| 1:22-cv-23171-MD | 10/09/25 | 10/09/25 | 536 | Unopposed MOTION to Stay Proceedings by Securities and Exchange Commission. Responses due by 10/23/2025. (Sum, Alice) (Entered: 10/09/25) |
| 1:22-cv-23171-MD | 10/09/25 | 10/09/25 | 537 | MOTION for Leave to File Response in Opposition to Motion for Sanctions by Stephen L. Braverman. (Attachments: # (1) Exhibit Response in Opposition)(Kerr, Russell) (Entered: 10/09/25) |
| 1:22-cv-23171-MD | 10/10/25 | 10/10/25 | 538 | ORDER granting [536] Unopposed Motion for Stay of Proceedings. Administratively Closing Case. Signed by Judge Melissa Damian on 10/10/2025. See attached document for full details. (oco) (Entered: 10/10/25) |
| 1:22-cv-23171-MD | 10/14/25 | 10/14/25 | 539 | TRANSCRIPT of Motion Hearing held on 9/25/2025 before Magistrate Judge Ellen F. D'Angelo, 1-120 pages, Court Reporter: Bonnie Joy Lewis, caselawrptg@gmail.com. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/4/2025. Redacted Transcript Deadline set for 11/14/2025. Release of Transcript Restriction set for 1/12/2026. (apz) (Entered: 10/14/25) |
| 1:22-cv-23171-MD | 10/14/25 | 10/14/25 | 540 | PAPERLESS ORDER. On October 10, 2025, the Court granted the SEC's Unopposed Motion for Stay of Proceedings (DE 538). In doing so, the Court stayed all deadlines (id.). Accordingly, the hearing set on October 15, 2025 at 2:00 p.m. (DE 524) is CANCELLED. Once the stay is lifted by the District Court, the hearing will be reset by a separate Order. Signed by Magistrate Judge Ellen F. D'Angelo on 10/14/2025. (thr) (Entered: 10/14/25) |
| 1:22-cv-23171-MD | 11/26/25 | 11/26/25 | 541 | RESPONSE in Opposition re [530] MOTION to Amend/Correct [365] MOTION in Limine filed by Securities and Exchange Commission. Replies due by 12/3/2025. (Sum, Alice) (Entered: 11/26/25) |
| 1:22-cv-23171-MD | 12/03/25 | 12/04/25 | 543 | Defendant James L. Goldberg's REPLY in Support of Motion for Leave to Amend Motion in Limine [541] Response in Opposition to Motion by James L. Goldberg. (nan) (Entered: 12/04/25) |
| 1:22-cv-23171-MD | 12/03/25 | 12/04/25 | 544 | Joint NOTICE of Foreign Adjudicative Facts Pursuant to FED.R. EVID.201(b)(2) by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 12/04/25) |
| 1:22-cv-23171-MD | 12/03/25 | 12/04/25 | 545 | Joint NOTICE of Additional Foreign-Law Authorities Pursuant to FED.R.CIV. P.44.1 (No relief Requested) by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 12/04/25) |
| 1:22-cv-23171-MD | 12/04/25 | 12/04/25 | 542 | MOTION for Judgment on the Pleadings by Stephen L. Braverman. (Kerr, Russell) (Entered: 12/04/25) |
| 1:22-cv-23171-MD | 12/08/25 | 12/08/25 | 546 | MOTION to Dismiss for Lack of Jurisdiction by Stephen L. Braverman. Responses due by 12/22/2025. (Kerr, Russell) (Entered: 12/08/25) |
| 1:22-cv-23171-MD | 12/09/25 | 12/09/25 | 547 | RESPONSE in Opposition re [389] MOTION Defendant Max Barber's MOTION to Exclude the Testimony of Faisal Ahmed and "Expert Report" filed by Securities and Exchange Commission. Replies due by 12/16/2025. (Attachments: # (1) Exhibit 1, # (2) Exhibit 2, # (3) Exhibit 3, # (4) Exhibit 4, # (5) Exhibit 5)(Sum, Alice) (Entered: 12/09/25) |
| 1:22-cv-23171-MD | 12/15/25 | 12/16/25 | 548 | Defendants Hogg and Goldberg's Joint Notice of Special Objection to the Scope and Use of the SEC's Expert Testimony by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 12/16/25) |
| 1:22-cv-23171-MD | 12/15/25 | 12/16/25 | 549 | Defendants Hogg and Goldberg's NOTICE of Supplemental Authority in Support of Notice of Special Objection by James L. Goldberg, Troy Richard James Hogg re [548] Notice (Other) (nan) (Entered: 12/16/25) |
| 1:22-cv-23171-MD | 12/15/25 | 12/16/25 | 550 | Defendants Hogg and Goldberg's Consolidated RESPONSE in Opposition to [542] MOTION for Judgment on the Pleadings , [537] MOTION for Leave to File Response in Opposition to Motion for Sanctions, [531] MOTION to Strike [507] Response/Reply (Other),, [546] MOTION to Dismiss for Lack of Jurisdiction by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 12/16/25) |
| 1:22-cv-23171-MD | 12/16/25 | 12/16/25 | 551 | NOTICE of Filing by James L. Goldberg, Troy Richard James Hogg re [548] Notice (Other), [550] Response/Reply (Other), [549] Notice (Other) (nan) (Entered: 12/16/25) |
| 1:22-cv-23171-MD | 12/18/25 | 12/18/25 | 552 | MOTION to Strike [542] MOTION for Judgment on the Pleadings , [546] MOTION to Dismiss for Lack of Jurisdiction by Securities and Exchange Commission. Responses due by 1/5/2026. (Sum, Alice) (Entered: 12/18/25) |
| 1:22-cv-23171-MD | 12/19/25 | 12/19/25 | 553 | Defendants Hogg and Goldberg's NOTICE of Preservation of Issues and Statement of Procedural Posture by James L. Goldberg, Troy Richard James Hogg (Attachments: # (1) Notice of Filing) (nan) (Entered: 12/19/25) |
| 1:22-cv-23171-MD | 12/19/25 | 12/19/25 | 554 | Defendants Hogg and Goldberg's NOTICE of Filing Supplemental Sanctions Materials by James L. Goldberg, Troy Richard James Hogg (nan) (Entered: 12/19/25) |
| 1:22-cv-23171-MD | 12/19/25 | 12/19/25 | 555 | Defendants Hogg and Goldberg's Supplemental Sanctions MEMORANDUM by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 12/19/25) |
| 1:22-cv-23171-MD | 12/19/25 | 12/19/25 | 556 | Defendants Hogg and Goldberg's Evidence Proffer - In Support of Supplemental Sanctions Memorandum re [555] Memorandum by James L. Goldberg, Troy Richard James Hogg. (nan) (Entered: 12/19/25) |
| 1:22-cv-23171-MD | 12/19/25 | 12/19/25 | 557 | NOTICE OF FILING by James L. Goldberg, Troy Richard James Hogg re [554] Notice (Other), [555] Memorandum, [556] Memorandum (nan) (Entered: 12/19/25) |
| 1:22-cv-23171-MD | 01/02/26 | 01/02/26 | 558 | RESPONSE in Opposition re [552] MOTION to Strike [542] MOTION for Judgment on the Pleadings , [546] MOTION to Dismiss for Lack of Jurisdiction filed by Stephen L. Braverman. Replies due by 1/9/2026. (Attachments: # (1) Exhibit Coinbase Case)(Kerr, Russell) (Entered: 01/02/26) |
| 1:22-cv-23171-MD | 01/06/26 | 01/06/26 | 559 | Defendant Max Barber's REPLY in Support to Exclude the Testimony of Faisel Ahmed re [389] MOTION Defendant Max Barber's MOTION to Exclude the Testimony of Faisal Ahmed and "Expert Report". filed by Max W. Barber. (nan) (Entered: 01/06/26) |
| 1:22-cv-23171-MD | 01/08/26 | 01/08/26 | 560 | Defendant Max W. Barber's Consolidated MOTION to Strike Unauthorized December Filings and MOTION to Reset Evidentiary Hearing to Address Evidence of Bad Faith and Fraud on the Court [554] Notice (Other), [555] Memorandum, [556] Memorandum ( Responses due by 1/22/2026.), MOTION for Hearing by Max W. Barber. (nan) (Entered: 01/08/26) |
| 1:22-cv-23171-MD | 01/09/26 | 01/09/26 | 561 | REPLY in Support of Motion re [552] MOTION to Strike [542] MOTION for Judgment on the Pleadings , [546] MOTION to Dismiss for Lack of Jurisdiction . filed by Securities and Exchange Commission. (Sum, Alice) (Entered: 01/09/26) |
| 1:22-cv-23171-MD | 01/12/26 | 01/12/26 | 562 | Defendant's Hogg and Goldberg's Limited Procedural RESPONSE to Defendant Barber's Consolidated motion to Strike and Motion to Reset Evidentiary Hearing [560] MOTION to Strike [554] Notice (Other), [555] Memorandum, [556] Memorandum MOTION for Hearing by James L. Goldberg, Troy Richard James Hogg. (Attachments: # (1) Notice of Filing)(nan) (Entered: 01/12/26) |
| 1:22-cv-23171-MD | 05/29/26 | 05/29/26 | 563 | Joint REQUEST/MOTION for Judicial Notice of Intervening SEC/CFTC Interpretive Guidance Issued March 17, 2026 by James L. Goldberg, Troy Richard James Hogg. Responses due by 6/12/2026. (ls) (Entered: 05/29/26) |
| 1:22-cv-23171-MD | 05/29/26 | 05/29/26 | 564 | Joint Supplemental NOTICE of Material Disclosure Facts Relevant to Plaintiff's Howey Theory, Purchaser Reliance Allegations, and Pending Procedural Posture by James L. Goldberg, Troy Richard James Hogg (ls) (Entered: 05/29/26) |
| 1:22-cv-23171-MD | 05/29/26 | 05/29/26 | 565 | NOTICE of Filing by James L. Goldberg, Troy Richard James Hogg re [564] Notice (Other), [563] MOTION for Judicial Notice of Intervening SEC/CFTC Interpretive Guidance Issued March 17, 2026 (ls) (Entered: 05/29/26) |
| 1:22-cv-23171-MD | 06/06/26 | 06/06/26 | 566 | MOTION to Dismiss for Lack of Prosecution by Stephen L. Braverman. Responses due by 6/22/2026. (Kerr, Russell) (Entered: 06/06/26) |
| 1:22-cv-23171-MD | 06/09/26 | 06/09/26 | 567 | MOTION for Leave to File Amended Motion to Dismiss for Lack of Subject Matter Jurisction by Stephen L. Braverman. Responses due by 6/23/2026. (Attachments: # (1) Appendix Amended Motion to Dismiss for Lack of Subject Matter Jurisdiction)(Kerr, Russell) (Entered: 06/09/26) |
| 1:22-cv-23171-MD | 06/12/26 | 06/12/26 | 568 | Plaintiff's MOTION to Strike Defendants Troy Hogg and James Goldberg's Procedurally Improper Filings by Securities and Exchange Commission. Responses due by 6/26/2026. (Sum, Alice) (Entered: 06/12/26) |
| 1:22-cv-23171-MD | 06/22/26 | 06/22/26 | 569 | RESPONSE in Opposition re [566] MOTION to Dismiss for Lack of Prosecution filed by Securities and Exchange Commission. Replies due by 6/29/2026. (Sum, Alice) (Entered: 06/22/26) |
| 1:22-cv-23171-MD | 06/22/26 | 06/23/26 | 570 | NOTICE of Filing and RESPONSE in Opposition re [568] Plaintiff's MOTION to Strike Defendants Troy Hogg and James Goldberg's Procedurally Improper Filings filed by James L. Goldberg, Troy Richard James Hogg. Replies due by 6/29/2026. (ls) (Entered: 06/23/26) |
| 1:22-cv-23171-MD | 06/22/26 | 06/23/26 | 571 | MOTION to Lift Stay and Resolve Pending Dispositive Motions by James L. Goldberg, Troy Richard James Hogg. Responses due by 7/6/2026. (ls) (Entered: 06/23/26) |
| 1:22-cv-23171-MD | 06/22/26 | 06/23/26 | 572 | MOTION for Leave to File Motion for Judgment on the Pleadings, MOTION for Leave to File Excess Pages by James L. Goldberg, Troy Richard James Hogg. Responses due by 7/6/2026. (ls) (Main Document 572 replaced on 6/23/2026) (ls). (Entered: 06/23/26) |
| 1:22-cv-23171-MD | 06/23/26 | 06/23/26 | 573 | Clerk's Notice of Docket Correction re [572] MOTION for Leave to File MOTION for Leave to File Excess Pages. Incorrect Document Uploaded; The correct document has been attached to this notice. (ls) (Entered: 06/23/26) |
| 1:22-cv-23171-MD | 06/23/26 | 06/23/26 | 574 | RESPONSE in Opposition re [567] MOTION for Leave to File Amended Motion to Dismiss for Lack of Subject Matter Jurisction filed by Securities and Exchange Commission. Replies due by 6/30/2026. (Sum, Alice) (Entered: 06/23/26) |
| 1:22-cv-23171-MD | 06/28/26 | 06/28/26 | 575 | REPLY in Support of Motion re [566] MOTION to Dismiss for Lack of Prosecution . filed by Stephen L. Braverman. (Kerr, Russell) (Entered: 06/28/26) |
| 1:22-cv-23171-MD | 06/29/26 | 06/29/26 | 576 | REPLY in Support of Motion re [567] MOTION for Leave to File Amended Motion to Dismiss for Lack of Subject Matter Jurisction. filed by Stephen L. Braverman. (Kerr, Russell) (Entered: 06/29/26) |
| 1:22-cv-23171-MD | 06/30/26 | 06/30/26 | 577 | REPLY in Support of Motion re [568] Plaintiff's MOTION to Strike Defendants Troy Hogg and James Goldberg's Procedurally Improper Filings. filed by Securities and Exchange Commission. (Sum, Alice) (Entered: 06/30/26) |
| 1:22-cv-23171-MD | 07/07/26 | 07/07/26 | 578 | RESPONSE in Opposition re [571] MOTION to Lift Stay and Resolve Pending Dispositive Motions filed by Securities and Exchange Commission. Replies due by 7/14/2026. (Sum, Alice) (Entered: 07/07/26) |
| 1:22-cv-23171-MD | 07/07/26 | 07/07/26 | 579 | RESPONSE in Opposition re [572] MOTION for Leave to File MOTION for Leave to File Excess Pages filed by Securities and Exchange Commission. Replies due by 7/14/2026. (Sum, Alice) (Entered: 07/07/26) |
| 1:22-cv-23171-MD | 07/14/26 | 07/15/26 | 580 | REPLY in Support of Motion re [572] MOTION for Leave to File MOTION for Leave to File Excess Pages. filed by James L. Goldberg, Troy Richard James Hogg. (Attachments: # (1) Text of Proposed Order)(ls) (Entered: 07/15/26) |
| 1:22-cv-23171-MD | 07/15/26 | 07/15/26 | 581 | REPLY in Support of Motion re [571] MOTION to Lift Stay and Resolve Pending Dispositive Motions. filed by James L. Goldberg, Troy Richard James Hogg. (Attachments: # (1) Text of Proposed Order)(ls) (Entered: 07/15/26) |
| 1:22-cv-23171-MD | 07/21/26 | 07/21/26 | 582 | MOTION for Judicial Notice pursuant to Federal Rule of Evidence 201 by James L. Goldberg, Troy Richard James Hogg. Responses due by 8/4/2026. (ls) (Entered: 07/21/26) |
| 1:22-cv-23171-MD | 07/29/26 | 07/29/26 | 583 | MOTION for Leave to File Notice of Supplemental Authority in Support of Pending Motions in Limine DE [355] and DE [365] by James L. Goldberg, Troy Richard James Hogg. (Proposed Order and Proposed Joint Notice of Supplemental Authority in Support ofTheir Respective Pending Motions in Limine DE [355] and DE [365]). Responses due by 8/12/2026. (ebz) (Entered: 07/29/26) |
| 1:22-cv-23171-MD | 07/29/26 | 07/29/26 | 584 | MOTION/Request for Judical Notice Pursuant to Federal Rule of Evidence 201 Regarding July 24, 2026 Ex Parte Communication of Non-Party Ronnie Moas and Related Public Records by James L. Goldberg, Troy Richard James Hogg. Responses due by 8/12/2026. (ebz) (Entered: 07/29/26) |
| 1:22-cv-23171-MD | 07/31/26 | 07/31/26 | 585 | NOTICE of Substitution of Counsel by Brian John Lechich on behalf of Securities and Exchange Commission instead of prior counsel of record Russell O'Brien. Attorney Brian John Lechich added to party Securities and Exchange Commission(pty:pla). (Lechich, Brian) Modified text on 8/17/2026 (jas). (Entered: 07/31/26) |
| 1:22-cv-23171-MD | 08/12/26 | 08/12/26 | 587 | RESPONSE in Opposition re [583] MOTION for Leave to File Notice of Supplemental Authority in Support of Pending Motions in Limine filed by Securities and Exchange Commission. Replies due by 8/19/2026. (Sum, Alice) (Entered: 08/12/26) |
| 1:22-cv-23171-MD | 08/17/26 | 08/17/26 | 588 | Clerk's Notice of Docket Correction re [586] Clerk's Notice of Docket Correction and Instruction to Filer - Attorney. Docket Text Modified for DE# [585] by Clerk. Docket entry [585] converted to motion in error. (jas) (Entered: 08/17/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 589 | REPLY in Support of Motion re [583] MOTION for Leave to File Supplemental Authority and in Response to Opposition [ECF No. 587] filed by James L. Goldberg, Troy Richard James Hogg. (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 590 | MOTION for Leave to File Motion for an Order (1) Compelling Witness-Specific Rule 26(e) Supplementation as to Goldschmidt and Fels and (2) Excluding Jason Dolgy under Rule 37(c)(1) by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/4/2026. (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 591 | MOTION for Leave to File Motion to Correct the Effective Date of Service of ECF No. 585 under Fed. R. Civ. P. 5(b)(2)(E) by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/4/2026. (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 592 | MOTION for Leave to File Motion for Inquiry regarding Alleged Chambers Communication, for Retrospective Disclosure by the Clerk, MOTION for Order to Show Cause, MOTION for Protective Order Barring Further Ex Parte Submissions by Non-Party Ronnie Moas by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/4/2026. (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 593 | MOTION for Leave to File Motion to Enforce the Commission's Judicial Admissions at ECF No. 587 and for Order Confirming Scope of Moas-Related Exclusion under Pending Motions in Limine by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/4/2026. (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 594 | MOTION/REQUEST for Judicial Notice under Federal Rule of Evidence 201 by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/4/2026. (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 595 | MASTER Exhibit List by James L. Goldberg, Troy Richard James Hogg.. (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/21/26 | 596 | NOTICE of Filing by James L. Goldberg re [595] Exhibit List, [589] Reply in Support of Motion, [594] MOTION for Judicial Notice under Federal Rule of Evidence 201, [590] MOTION for Leave to File, [591] MOTION for Leave to File, [592] MOTION for Leave to File MOTION for Order to Show Cause MOTION for Protective Order, [593] MOTION for Leave to File (ls) (Entered: 08/21/26) |
| 1:22-cv-23171-MD | 08/21/26 | 08/24/26 | 597 | Consolidated Certificate of Conferrral pursuant to Local Rule 7.1(a)(3) by James L. Goldberg, Troy Richard James Hogg re [590] MOTION for Leave to File, [591] MOTION for Leave to File, [592] MOTION for Leave to File MOTION for Order to Show Cause MOTION for Protective Order, [593] MOTION for Leave to File (ls) (Entered: 08/24/26) |
| 1:22-cv-23171-MD | 09/04/26 | 09/04/26 | 598 | Plaintiff's MOTION to Strike Defendants Troy Hogg and James Goldberg's Procedurally Improper Joint Motions and Request for Judicial Notice ECF Nos. 590, 591, 592, 593, and 594 by Securities and Exchange Commission. Responses dueby 9/18/2026. (Sum, Alice) (Entered: 09/04/26) |
| 1:22-cv-23171-MD | 09/11/26 | 09/11/26 | 599 | NOTICE under Fed. R. Civ. P. 44.1 of Issues of Bermuda Law and NOTICE Preserving Objections concerning Compelled Canadian Testimony under Kastigar and Allen by James L. Goldberg, Troy Richard James Hogg (ls) (Entered: 09/11/26) |
| 1:22-cv-23171-MD | 09/11/26 | 09/11/26 | 600 | REPLY in Support of Motion re [594] MOTION for Judicial Notice under Federal Rule of Evidence 201, [590] MOTION for Leave to File, [591] MOTION for Leave to File, [592] MOTION for Leave to File MOTION for Order to Show Cause MOTION for Protective Order, [593] MOTION for Leave to File. filed by James L. Goldberg, Troy Richard James Hogg. (ls) (Entered: 09/11/26) |
| 1:22-cv-23171-MD | 09/11/26 | 09/11/26 | 601 | RESPONSE to Motion re [598] Plaintiff's MOTION to Strike Defendants Troy Hogg and James Goldberg's Procedurally Improper Joint Motions and Request for Judicial Notice ECF Nos. 590, 591, 592, 593, and 594 filed by James L. Goldberg, Troy Richard James Hogg. Replies due by 9/18/2026. (ls) (Entered: 09/11/26) |
| 1:22-cv-23171-MD | 09/11/26 | 09/11/26 | 602 | Second MOTION for Judicial Notice under Federal Rule of Evidence 201 by James L. Goldberg, Troy Richard James Hogg. Responses due by 9/25/2026. (ls) (Entered: 09/11/26) |
| 1:22-cv-23171-MD | 09/18/26 | 09/18/26 | 603 | Plaintiff's REPLY in Support of Motion re [598] Plaintiff's MOTION to Strike Defendants Troy Hogg and James Goldberg's Procedurally Improper Joint Motions and Request for Judicial Notice ECF Nos. 590, 591, 592, 593, and 594. filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit A - Commissions September 3, 2026, email, # (2) Exhibit B - Hoggs September 4, 2026, email, # (3) Exhibit C - Commissions September 4, 2026, email, # (4) Exhibit D - August 16-17, 2026, email chain)(Sum, Alice) (Entered: 09/18/26) |
| 1:22-cv-23171-MD | 09/24/26 | 09/24/26 | 604 | Plaintiff's NOTICE Regarding Its Motion to Strike Defendants Troy Hogg and James Goldberg's Procedurally Improper Joint Motions and Request for Judicial Notice by Securities and Exchange Commission (Sum, Alice) (Entered: 09/24/26) |